| FORM NL-36-YIELD ON INVESTMENTS | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GENERAL INSURANCE CORPORATION OF INDIA | |||||||||||||||
| STATEMENT AS ON 30.09.2012 | |||||||||||||||
| STATEMENT OF INVESTMENT AND INCOME ON INVESTMENT | |||||||||||||||
| FORM 1 (PERIODICITY OF STATEMENT : QUARTERLY) | |||||||||||||||
| . | (Rs. In Lakhs) | . | . | ||||||||||||
| . | . | . | Current Quarter 30.09.2012 | Year to date 30.09.2012 | Previous Year 30.09.2011 | ||||||||||
| No | Category of Investment | Cat Code | Investment | Income on Investment | Gross | Net | Investment | Income on Investment | Gross | Net | Investment | Income on Investment | Gross | Net | |
| . | . | . | . | . | Yield(%) | Yield(%) | . | - | Yield(%) | Yield(%) | . | - | Yield(%) | Yield(%) | |
| A | GOVERNMENT SECURITIES | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| A01 | Central Government Bonds | CGSB | 486,069.02 | 9,939.90 | 8.18 | 5.53 | 479,167.86 | 19,564.22 | 8.17 | 5.52 | 441,175.10 | 18,276.61 | 8.29 | 5.60 | |
| A02 | Special Deposits | CSPD | - | - | - | - | - | - | - | - | - | - | - | - | |
| A03 | Deposit under Section 7 of Insurance Act, 1938 | CDSS | 3,009.62 | 90.01 | 11.96 | 8.08 | 3,012.17 | 180.03 | 11.95 | 8.07 | 3,032.78 | 180.03 | 11.87 | 8.02 | |
| A04 | Treasury Bills | CTRB | - | - | - | - | - | - | - | - | - | - | - | - | |
| A05 | CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS | CGSL | - | - | - | - | - | - | - | - | - | - | - | - | |
| B | GOVERNMENT SECURITIES / OTHER APPROVED SECURITIES | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| B01 | STATE GOVERNMENT BONDS | SGGB | 248,759.74 | 5,140.02 | 8.27 | 5.59 | 246,433.20 | 10,174.77 | 8.26 | 5.58 | 197,656.22 | 7,997.14 | 8.09 | 5.46 | |
| B02 | STATE GOVERNMENT GUARANTEED LOANS | SGGL | - | - | - | - | - | - | - | - | - | - | - | - | |
| B03 | OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) | SGOA | 53,005.48 | 1,073.58 | 8.10 | 5.47 | 53,017.77 | 2,142.04 | 8.08 | 5.46 | 59,504.23 | 2,369.92 | 7.97 | 5.38 | |
| B04 | GUARANTEED EQUITY | SGGE | 5.00 | - | - | - | 5.00 | - | - | - | 5.00 | - | - | - | |
| C | LOANS TO STATE GOVT. FOR HOUSING & FIRE FIGHTING EQUIPMENT | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| C01 | Loans to State Government for Housing | HLSH | 35,299.06 | 746.56 | 8.46 | 5.71 | 35,299.06 | 1,514.63 | 8.58 | 5.80 | 37,732.80 | 2,141.87 | 11.35 | 7.67 | |
| C02 | Loans to State Government for Fire Fighting Equipments | HLSF | 1,393.35 | 29.20 | 8.38 | 5.66 | 1,393.35 | 64.90 | 9.32 | 6.30 | 1,694.15 | 77.57 | 9.16 | 6.19 | |
| C03 | Term Loan - HUDCO / NHB / Institutions accredited by NHB | HTLH | 180.00 | 2.81 | 6.25 | 4.22 | 180.00 | 5.63 | 6.25 | 4.22 | 522.80 | 16.34 | 6.25 | 4.22 | |
| C04 | Commercial Papers - NHB / Institutions accredited by NHB | HTLN | - | - | - | - | - | - | - | - | - | - | - | - | |
| C05 | Housing - Securitised Assets | HMBS | 4.62 | 0.07 | 6.13 | 4.14 | 6.29 | 0.19 | 6.15 | 4.15 | 24.48 | 0.75 | 6.15 | 4.15 | |
| C06 | Debentures / Bonds / CPs / Loans - (Promoter Group) | HDPG | 3,081.52 | 73.40 | 9.53 | 6.44 | 1,549.18 | 73.40 | 9.48 | 6.40 | - | - | - | - | |
| C06. | BONDS / DEBENTURES ISSUED BY HUDCO - TAXABLE BONDS | HTHD | 14,709.48 | 297.70 | 8.10 | 5.47 | 15,807.66 | 652.53 | 8.26 | 5.58 | 23,209.52 | 1,021.17 | 8.80 | 5.94 | |
| C07 | Bonds / Debentures issued by NHB / Institutions accreditedby NHB - Taxable Bonds | HTDN | 114,640.06 | 2,638.77 | 9.21 | 6.22 | 111,397.27 | 5,086.20 | 9.13 | 6.17 | 95,084.81 | 4,281.74 | 9.01 | 6.09 | |
| C08 | Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authority or Body constituted by Central / State Act -Taxable Bonds | HTDA | 114.02 | 2.99 | 10.50 | 7.09 | 57.32 | 2.99 | 10.44 | 7.05 | - | - | - | - | |
| C09 | Bonds / Debentures issued by HUDCO - Taxfree Bonds | HFHD | - | - | - | - | - | - | - | - | - | - | - | - | |
| C10 | Bonds / Debentures issued by NHB / Institutions accreditedby NHB - Taxfree Bonds | HFDN | - | - | - | - | - | - | - | - | - | - | - | - | |
| C11 | Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authority or Body constituted by Central / State Act -Taxable Bonds | HFDA | - | - | - | - | - | - | - | - | - | - | - | - | |
| D | INFRASTRUCTURE INVESTMENTS | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| D01 | Infrastructure - Other Approved Securities | ISAS | 4,000.00 | 88.72 | 8.87 | 5.99 | 4,546.45 | 197.56 | 8.69 | 5.87 | 6,000.00 | 253.91 | 8.46 | 5.71 | |
| D02 | Infrastructure - PSU - Equity shares - Quoted | ITPE | 39,830.57 | 780.79 | 7.84 | 7.84 | 39,815.17 | 780.79 | 3.92 | 3.92 | 39,571.35 | 710.17 | 3.59 | 3.59 | |
| D03 | Infrastructure - Corporate Securities - Equity shares-Quoted | ITCE | 34,177.82 | 1,849.19 | 21.64 | 21.64 | 34,129.61 | 2,042.52 | 11.97 | 11.97 | 34,326.32 | 2,021.94 | 11.78 | 11.8 | |
| D04 | Infrastructure - Equity and Equity Related Instruments (Promoter Group) | IEPG | - | - | - | - | - | - | - | - | - | - | - | - | |
| D05 | Infrastructure - Securitised Assets | IESA | - | - | - | - | - | - | - | - | - | - | - | - | |
| D06 | Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) | IDPG | - | - | - | - | - | - | - | - | - | - | - | - | |
| D07 | Infrastructure - PSU - Debentures / Bonds - Taxable Bonds | IPTD | 134,989.99 | 2,952.25 | 8.75 | 5.91 | 126,361.98 | 5,505.89 | 8.71 | 5.88 | 111,147.31 | 4,802.37 | 8.64 | 5.84 | |
| D08 | Infrastructure - PSU - CPs - Taxable Bonds | IPCP | - | - | - | - | - | - | - | - | - | - | - | - | |
| D09 | Infrastructure - Other Corporate Securities - Debentures/ Bonds - Taxable Bonds | ICTD | 52,353.35 | 1,191.29 | 9.10 | 6.15 | 55,609.94 | 2,485.35 | 8.94 | 6.04 | 50,369.59 | 2,168.08 | 8.61 | 5.82 | |
| D10 | Infrastructure - Other Corporate Securities - CPs - Taxable Bonds | ICCP | - | - | - | - | - | - | - | - | - | - | - | - | |
| D11 | INFRASTRUCTURE - TERM LOANS (WITH CHARGE) | ILWC | 300.00 | 5.48 | 7.30 | 4.93 | 300.00 | 10.95 | 7.30 | 4.93 | 400.00 | 14.65 | 7.32 | 4.94 | |
| D12 | Infrastructure - PSU - Debentures / Bonds - Taxfree Bonds | IPFD | 1,927.18 | 36.83 | 7.64 | 7.64 | 2,287.70 | 85.85 | 7.51 | 7.51 | 2,395.72 | 87.16 | 7.28 | 7.28 | |
| D13 | Infrastructure - Other Corporate Securities - Debentures/ Bonds - Taxfree Bonds | ICFD | - | - | - | - | - | - | - | - | - | - | - | - | |
| E | APPROVED INVESTMENT SUBJECT TO EXPOSURE NORMS | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| E01 | PSU - Equity shares - Quoted | EAEQ | 132,547.54 | 4,874.08 | 14.71 | 14.71 | 131,264.94 | 6,158.15 | 9.38 | 9.38 | 119,692.26 | 4,812.73 | 8.04 | 8.04 | |
| E02 | Corporate Securities - Equity shares (Ordinary)- Quoted | EACE | 359,229.59 | 33,066.03 | 36.82 | 36.82 | 359,897.01 | 40,485.72 | 22.50 | 22.50 | 353,847.22 | 37,604.03 | 21.25 | 21.3 | |
| E03 | Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) | EFES | 5,989.78 | 232.89 | 15.55 | 10.50 | 5,989.78 | 247.41 | 8.26 | 5.58 | 5,989.78 | 380.95 | 12.72 | 8.59 | |
| E04 | Equity Shares (incl. Equity related Instruments) - Promoter Group | EEPG | 2,919.28 | 369.85 | 50.68 | 50.68 | 2,919.28 | 369.85 | 25.34 | 25.34 | 2,919.28 | 452.03 | 30.97 | 31 | |
| E05 | Corporate Securities - Bonds - (Taxable) | EPBT | 54,058.50 | 1,150.23 | 8.51 | 5.75 | 57,786.00 | 2,438.14 | 8.44 | 5.70 | 64,639.43 | 2,695.42 | 8.34 | 5.63 | |
| E06 | Corporate Securities - Bonds - (Tax Free) | EPBF | - | - | - | - | - | - | - | - | - | - | - | - | |
| E07 | Corporate Securities - Preference Shares | EPNQ | 421.21 | 40.37 | 38.33 | 38.33 | 421.21 | 40.37 | 19.17 | 19.17 | 446.86 | 42.36 | 18.96 | 19 | |
| E08 | Corporate Securities - Investment in Subsidiaries | ECIS | - | - | - | - | - | - | - | - | - | - | - | - | |
| E09 | Corporate Securities - Debentures | ECOS | 120,039.20 | 2,958.13 | 9.86 | 6.66 | 124,086.47 | 6,041.72 | 9.74 | 6.58 | 91,970.69 | 4,243.71 | 9.23 | 6.23 | |
| E10 | Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group) | EDPG | - | - | - | - | - | - | - | - | - | - | - | - | |
| E11 | Corporate Securities - Derivative Instruments | ECDI | - | - | - | - | - | - | - | - | - | - | - | - | |
| E12 | Investment properties - Immovable | EINP | - | - | - | - | - | - | - | - | - | - | - | - | |
| E13 | Loans - Policy Loans | ELPL | |||||||||||||
| E14 | Loans - Secured Loans - Mortgage of Property in India (Term Loan) | ELMI | - | - | - | - | - | - | - | - | - | - | - | - | |
| E15 | Loans - Secured Loans - Mortgage of Property outside India(Term Loan) | ELMO | - | - | - | - | - | - | - | - | - | - | - | - | |
| E16 | Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI | ECDB | 134,686.85 | 3,496.08 | 10.38 | 7.01 | 147,504.83 | 8,126.66 | 11.02 | 7.44 | 127,005.09 | 6,113.30 | 9.63 | 6.51 | |
| E17 | Deposits - CDs with Scheduled Banks | EDCD | - | - | - | - | 234.00 | 13.02 | 11.13 | 7.52 | 897.59 | 25.40 | 5.66 | 3.82 | |
| E18 | Deposits - Repo / Reverse Repo | ECMR | - | - | - | - | - | - | - | - | - | - | - | - | |
| E19 | Deposit with Primary Dealers duly recognised by Reserve Bank of India | EDPD | - | - | - | - | - | - | - | - | - | - | - | - | |
| E20 | CCIL - CBLO | ECBO | 22,010.05 | 434.65 | 7.90 | 5.34 | 25,518.55 | 996.75 | 7.81 | 5.28 | 7,202.50 | 253.09 | 7.03 | 4.75 | |
| E21 | Commercial Papers | ECCP | 11,317.68 | 307.42 | 10.87 | 7.34 | 13,271.15 | 717.57 | 10.81 | 7.30 | 19,530.06 | 991.42 | 10.15 | 6.86 | |
| E22 | Application Money | ECAM | |||||||||||||
| E23 | Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks | EUPD | 9,285.60 | 221.06 | 9.52 | 6.43 | 8,291.07 | 393.23 | 9.49 | 6.41 | 7,286.34 | 300.54 | 8.25 | 5.57 | |
| E24 | Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks | EPPD | 2,504.27 | 62.60 | 10.00 | 6.76 | 3,002.51 | 149.64 | 9.97 | 6.73 | 3,508.44 | 124.79 | 7.11 | 4.80 | |
| E25 | Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks | EUPS | - | - | - | - | - | - | - | - | - | - | - | - | |
| E26 | Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks | EPPS | - | - | - | - | - | - | - | - | - | - | - | - | |
| E27 | FOREIGN DEBT SECURITIES | EFDS | 3,505.07 | 73.90 | 8.43 | 5.69 | 3,505.33 | 147.00 | 8.39 | 5.67 | 3,507.38 | 147.40 | 8.41 | 5.68 | |
| E28 | Mutual Funds - Gilt / G Sec / Liquid Schemes | EGMF | 33,152.17 | 654.79 | 7.90 | 5.34 | 28,781.42 | 1,047.41 | 7.28 | 4.92 | 36,386.67 | 1,471.35 | 8.09 | 5.46 | |
| E29 | Mutual Funds - (under Insurer's Promoter Group | EMPG | - | - | - | - | - | - | - | - | - | - | - | - | |
| E30 | Net Current Assets (Only in respect of ULIP Business) | ENCA | - | - | - | - | - | - | - | - | - | - | - | - | |
| F | OTHER INVESTMENTS | - | - | - | - | - | - | - | - | - | - | - | - | - | |
| F01 | Bonds - PSU - Taxable | OBPT | 3,000.00 | 69.89 | 9.32 | 6.30 | 6,736.52 | 306.24 | 9.09 | 6.14 | 9,104.21 | 410.01 | 9.01 | 6.09 | |
| F02 | Bonds - PSU - Tax Free | OBPF | 683.33 | 11.82 | 6.92 | 4.67 | 343.53 | 11.82 | 6.88 | 4.65 | - | - | - | - | |
| F03 | Equity Shares (incl Co-op Societies) | OESH | 50,375.84 | 880.23 | 6.99 | 6.99 | 49,624.84 | 1,070.70 | 4.32 | 4.32 | 50,653.97 | 1,307.47 | 5.16 | 5.16 | |
| F04 | Equity Shares (PSUs & Unlisted) | OEPU | 2,720.03 | 165.43 | 24.33 | 24.33 | 2,720.03 | 170.37 | 12.53 | 12.53 | 2,662.81 | 167.15 | 12.55 | 12.6 | |
| F05 | Equity Shares (incl. Equity related Instruments) - Promoter Group | OEPG | 7,000.00 | 875.00 | 50.00 | 50.00 | 7,000.00 | 875.00 | 25.00 | 25.00 | 7,000.00 | 700.00 | 20.00 | 20.00 | |
| F06 | Debentures | OLDB | 70,278.79 | 1,566.61 | 8.92 | 6.03 | 58,399.28 | 2,505.89 | 8.58 | 5.80 | 45,434.53 | 2,127.64 | 9.37 | 6.33 | |
| F07 | Debentures / Bonds/ CPs / Loans etc. - (Promoter Group) | ODPG | - | - | - | - | - | - | - | - | - | - | - | - | |
| F08 | Commercial Papers | OACP | - | - | - | - | - | - | - | - | - | - | - | - | |
| F09 | Preference Shares | OPSH | 755.87 | 0.89 | 0.47 | 0.47 | 756.16 | 9.38 | 2.48 | 2.48 | 1,550.19 | 262.00 | 33.80 | 33.80 | |
| F10 | Venture Fund | OVNF | 15,278.83 | 53.33 | 1.40 | 0.95 | 15,271.64 | 75.63 | 0.99 | 0.67 | 14,037.25 | 154.51 | 2.20 | 1.49 | |
| F11 | Short term Loans (Unsecured Deposits) | OSLU | 685.87 | - | - | - | 685.87 | - | - | - | 819.92 | 36.75 | 8.96 | 6.05 | |
| F12 | Term Loans (without Charge) | OTLW | 8,844.80 | 247.09 | 11.17 | 7.55 | 8,887.03 | 390.10 | 8.78 | 5.93 | 13,120.10 | 649.65 | 9.90 | 6.69 | |
| F13 | Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes | OMGS | 54,782.61 | 1,223.00 | 8.93 | 6.03 | 45,878.69 | 1,968.76 | 8.58 | 5.80 | - | - | - | - | |
| F14 | Mutual Funds - (under Insurer's Promoter Group) | OMPG | - | - | - | - | - | - | - | - | - | - | - | - | |
| F15 | Derivative Instruments | OCDI | - | - | - | - | - | - | - | - | - | - | - | - | |
| F16 | Securitised Assets | OPSA | - | - | - | - | - | - | - | - | - | - | - | - | |
| F17 | Investment properties - Immovable | OIPI | - | - | - | - | - | - | - | - | - | - | - | - | |
| TOTAL | 2,333,922.64 | 79,974.93 | 13.71 | 9.26 | 2,319,154.12 | 125,326.97 | 10.81 | 7.30 | 2,093,064.75 | 111,895.12 | 10.69 | 7.22 | |||
| CERTIFICATION | |||||||||||||||
| . | Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been concealed or suppressed. | . | . | . | . | ||||||||||
| . | Date: 09.11.2012 | . | . | . | . | . | . | . | . | . | . | . | . | . | |
| . | . | . | . | . | . | . | . | . | Signature | . | . | . | . | ||
| . | . | . | . | . | . | . | Full Name and Designation | . | . | . | . | ||||