| FORM- NL 37 STATEMENT AS ON 30.09.2012 | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| STATEMENT OF DOWNGRADED INVESTMENTS | ||||||||||
| PERIODICITY OF SUBMISSION : QUARTERLY | ||||||||||
| - | - | - | - | - | - | - | - | - | Amount in Lakhs | |
| Sr No | Particulars of Investments | Category Code | Amount (as per B/s) | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks | |
| A | DURING THE QUARTER | - | - | - | - | - | - | - | - | |
| 1 | 6.35% RELIANCE ENERGY LTD. 2013 | OLDB | 2,000.00 | 31.12.2005 | CRISIL | AA | AA- | 28.09.2012 | - | |
| 2 | 5.95% RELIANCE ENERGY LTD. 2013 | OLDB | 2,000.00 | 31.12.2005 | CRISIL | AA | AA- | 28.09.2012 | - | |
| 3 | 5.6% RELIANCE ENERGY LTD. 2013 | OLDB | 1,000.00 | 31.12.2005 | CRISIL | AA | AA- | 28.09.2012 | - | |
| 4 | 6.7% RELIANCE ENERGY LTD. 2018 | OLDB | 500 | 31.12.2005 | CRISIL | AA | AA- | 28.09.2012 | - | |
| 5 | 7.15% UNION BANK OF INDIA 2015 | EPBT | 1,000.00 | 31.12.2005 | ICRA | AA+ | AA | 28.09.2012 | - | |
| 6 | 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 | EPBT | 1,000.00 | 20.04.2006 | CARE | AAA | AA+ | 27.07.2012 | - | |
| 7 | 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 | EPBT | 1,500.00 | 23.04.2007 | CARE | AAA | AA+ | 27.07.2012 | - | |
| 8 | 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS | OLDB | 500 | 29.03.2008 | CARE | A+ | A | 07.09.2012 | - | |
| 9 | 10.50% Sec.Red.NC Gammon India Ltd. | OLDB | 1,500.00 | 07.05.2009 | CARE | AA | BBB+ | 28.09.2012 | - | |
| 10 | 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs | OBPT | 500 | 23.06.2009 | CARE | AA | AA- | 06.07.2012 | - | |
| 11 | 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2013 | OLDB | 150 | 24.07.2009 | CRISIL | AA- | A- | 22.08.2012 | - | |
| 12 | 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 | OLDB | 200 | 24.07.2009 | CRISIL | AA- | A- | 22.08.2012 | - | |
| 13 | 8.75% Sec.Red.NCD- Tamil Nadu Newsprint& papers | OLDB | 1,000.00 | 19.01.2010 | ICRA | AA- | A | 17.09.2012 | - | |
| 14 | 11.25%Elder Pharma NCDs-2018 | OLDB | 1,000.00 | 30.03.2011 | CARE | A+ | A | 28.09.2012 | - | |
| 15 | 10.75% Jindal Saw Ltd. Secured NCD | OLDB | 1,033.70 | 26.05.2011 | CARE | AA | AA- | 29.08.2012 | - | |
| 16 | 10.75% Jindal Saw Ltd. Secured NCD | OLDB | 516.85 | 27.05.2011 | CARE | AA | AA- | 29.08.2012 | - | |
| 17 | 9.35% Union Bank 2018 | EPBT | 498.8 | 27.06.2011 | ICRA | AAA | AA | 28.09.2012 | - | |
| 18 | 9.35% Union Bank 2018 | EPBT | 498.8 | 28.06.2011 | ICRA | AAA | AA | 28.09.2012 | - | |
| 19 | 9.95% Indian Hotels 2021-NCDs Secured | ECOS | 1,013.40 | 18.08.2011 | ICRA | AA+ | AA | 14.09.2012 | - | |
| 20 | 10.10% Indian Hotels | ECOS | 1,000.00 | 24.11.2011 | CARE | AA+ | AA | 14.09.2012 | - | |
| 21 | 10.50% Reliance Infrastructure 2018 Secured | OLDB | 2,500.00 | 27.01.2012 | CRISIL | AA+ | AA- | 28.09.2012 | - | |
| 22 | 11.15% Reliance Infrastructure Ltd.2016 -NCDs | OLDB | 1,530.00 | 29.06.2012 | CRISIL | AA+ | AA- | 28.09.2012 | - | |
| 23 | SUBROS LIMITED | ECCP | 1,500.00 | 30.08.2012 | ICRA | A1+ | A1 | 24.09.2012 | - | |
| - | Total | - | 23,941.55 | - | - | - | * | - | - | |
| B | AS ON DATE | - | - | - | - | - | - | - | - | |
| 1 | 6.25% ING VYSYA BANK LIMITED 2013 | OLDB | 2,000.00 | 31.12.2005 | FITCH | AA+ | AA | 31.12.2010 | - | |
| 2 | 8.75% ING VYSYA BANK LTD. 17.5.2015 | OLDB | 500 | 17.03.2006 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 3 | 9.25%(1.8.2016) VIJAYA BANK BONDS | OBPT | 500 | 01.08.2006 | FITCH | AA | AA- | 30.05.2012 | - | |
| 4 | 9.70% ING VYSYA Bank 28.8.2016 | OLDB | 512.01 | 08.09.2006 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 5 | 9.70% ING VYSYA Bank 28.8.2016 | OLDB | 513.9 | 13.09.2006 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 6 | 9.70% ING VYSYA Bank 28.8.2016 | OLDB | 495.5 | 14.08.2007 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 7 | 10.25% SBI Bank Indore Upper Tier II Bond 2022 | EPBT | 503.45 | 01.06.2007 | CRISIL | Approved | AAA | 31.12.2010 | - | |
| 8 | 8.45% (SA) BONDS OF TAMILNADU ELECTRICITY BOARD 2015(PC2013) | SGOA | 1,000.00 | 01.02.2008 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 9 | 8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) | SGOA | 969.6 | 18.08.2008 | CARE | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 10 | 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) | SGOA | 1,057.30 | 11.11.2008 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 11 | 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs | ICTD | 2,500.00 | 23.01.2009 | CARE | AAA | AA+ | 31.12.2010 | - | |
| 12 | 8.81% 2019 Tamilnadu Electricity Board | SGOA | 1,000.00 | 04.05.2009 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 13 | 8.81% 2019 Tamilnadu Electricity Board | SGOA | 1,008.00 | 08.06.2009 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 14 | 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of | OLDB | 2,000.00 | 09.06.2009 | CARE | A | BB- | 28.12.2011 | - | |
| 15 | 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) | OLDB | 2,500.00 | 18.06.2009 | CARE | AA | AA- | 31.12.2010 | - | |
| 16 | 8.65% Rural Electrification Corpn.-NCD | IPTD | 989.7 | 16.10.2009 | CRISIL | Approved | AAA | 31.12.2010 | - | |
| 17 | 8.65% Rural Electrification Corpn.-NCD | IPTD | 1,017.20 | 24.05.2010 | CRISIL | Approved | AAA | 31.12.2010 | - | |
| 18 | 8.65% Rural Electrification Corpn.-NCD | IPTD | 498.5 | 16.08.2010 | CRISIL | Approved | AAA | 31.12.2010 | - | |
| 19 | 8.40% 2020Tamilnadu Electricity Board | SGOA | 1,000.00 | 06.01.2010 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 20 | 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance | HTDN | 1,025.50 | 08.02.2011 | ICRA | AA+ | AA | 31.03.2012 | - | |
| 21 | 10.50%(s.a.)Sec.Red.NCD- DLF Ltd | OLDB | 1,000.00 | 17.02.2010 | CRISIL | A+ | A | 27.12.2011 | - | |
| 22 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | SGOA | 1,000.00 | 29.03.2010 | CARE | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 23 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | SGOA | 1,000.00 | 29.03.2010 | CARE | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 24 | 10.75% Patel Engineering Ltd.-2016 | OLDB | 1,022.30 | 29.04.2011 | CARE | AA | AA- | 21.10.2011 | - | |
| 25 | 11% Dhanlaxmi Bank 2018 | OLDB | 1,000.00 | 21.01.2012 | CARE | A | BBB | 29.06.2012 | - | |
| - | Total | - | 50,554.51 | - | - | - | - | - | - | |
| - | Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed. | |||||||||
| - | DATE | - | - | - | - | - | - | - | - | |
| - | Signature | - | - | - | - | - | - | - | - | |