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Rupees in Crores |
| Sr No |
Security ID |
Particulars of Investments |
Fin.Trn.Number |
Product Type |
IRDA Code |
Purchase Amount |
Nominal Amount |
Date of Purchase |
Rating Agency |
Original Grade |
Current Grade |
Date of Downgrade |
Remarks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| A |
|
DURING THE QUARTER |
|
|
|
|
|
|
|
|
|
|
|
| 1 |
11433 |
TATA POWER COMPANY LTD RESET RATE SEC RED NCD(FIXED RATE) |
2005010100496 |
04I |
IODS |
10.02 |
10 |
31.12.2005 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 2 |
11598 |
7.25% INDIAN OVERSEAS BANK 2015 |
2005010100625 |
04I |
EPBT |
5 |
5 |
31.12.2005 |
CARE |
AA+ |
AA |
31.12.2013 |
|
| 3 |
11599 |
7.4% INDIAN OVERSEAS BANK 2015 |
2005010100702 |
04I |
EPBT |
10.06 |
10 |
31.12.2005 |
CARE |
AA+ |
AA |
31.12.2013 |
|
| 4 |
11949 |
8.00%UNITED BANK 29.04.2016 |
2005010100914 |
04I |
OBPT |
5 |
5 |
29.03.2006 |
ICRA |
AA+ |
AA- |
31.12.2013 |
|
| 5 |
11950 |
8%I NDIAN OVERSEAS BANK 13.3.2016 |
2005010100915 |
04I |
EPBT |
10 |
10 |
13.03.2006 |
ICRA |
AA+ |
AA |
31.12.2013 |
|
| 6 |
11972 |
8.15%CBI28/6/15 |
2006010100029 |
04I |
OBPT |
14.53 |
14.53 |
07.04.2006 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 7 |
11974 |
7.70% INDIAN OVERSEAS BANK 9.4.2016 |
2006010100032 |
04I |
EPBT |
9.61 |
9.61 |
08.06.2006 |
CRISIL |
AA+ |
AA |
31.12.2013 |
|
| 8 |
11994 |
9.25%UNITED BANK OF INDIA 16.8.2016 |
2006010100077 |
04I |
OBPT |
5.04 |
5.04 |
23.08.2006 |
ICRA |
AA |
AA- |
31.12.2013 |
|
| 9 |
11996 |
8.95% CENTRAL BANK OF INDIA 4.10.2016 |
2006010100086 |
04I |
OBPT |
10 |
10 |
02.11.2006 |
ICRA |
AA |
AA- |
31.12.2013 |
|
| 10 |
11996 |
8.95% CENTRAL BANK OF INDIA 4.10.2016 |
2009010100001 |
04I |
OBPT |
15.42 |
15.42 |
13.05.2009 |
ICRA |
AA |
AA- |
31.12.2013 |
|
| 11 |
12193 |
10.40% TATA POWER CO.LTD. 2018 (ANNUAL) |
2008010100065 |
04I |
IODS |
15 |
15 |
20.06.2008 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 12 |
12271 |
13%Sec Red NCDs of Era Infra Engineering Ltd |
2009010100029 |
04I |
OLDB |
20 |
20 |
05.06.2009 |
CARE |
A |
D |
31.12.2013 |
|
| 13 |
12276 |
8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs |
2009010100018 |
04I |
OBPT |
5 |
5 |
23.06.2009 |
CARE |
AA |
A+ |
31.12.2013 |
|
| 14 |
12289 |
10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 |
2009010100033 |
04I |
OLDB |
2 |
2 |
24.07.2009 |
CRISIL |
AA- |
BBB |
31.12.2013 |
|
| 15 |
12384 |
11.15% Sec.Red.NCD -Era Infra Engineering Ltd. |
2009010100215 |
04I |
OLDB |
10 |
10 |
27.02.2010 |
CARE |
A |
D |
31.12.2013 |
|
| 16 |
12447 |
9.15% Tata Power Co. Ltd.2020 |
2010010100117 |
04I |
IODS |
10.15 |
10.15 |
04.08.2010 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 17 |
12447 |
9.15% Tata Power Co. Ltd.2020 |
2011010100040 |
04I |
IODS |
4.86 |
4.86 |
05.05.2011 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 18 |
12455 |
9.15% Tata Power 2018 |
2010010100130 |
04I |
IODS |
10.11 |
10.11 |
17.08.2010 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 19 |
12493 |
9% Indian Overseas Bank Upper Tier II NCDs 2026 |
2010010100215 |
04I |
OBPT |
10 |
10 |
10.01.2011 |
ICRA |
AA |
AA- |
31.12.2013 |
|
| 20 |
12527 |
10.75% Patel Engineering Ltd.-2016 |
2011010100022 |
04I |
OLDB |
10.22 |
10.22 |
29.04.2011 |
CARE |
AA |
BBB |
31.12.2013 |
|
| 21 |
12533 |
9.15% Tata Power 2019 NCDs - Secured |
2011010100039 |
04I |
IODS |
4.88 |
4.88 |
05.05.2011 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 22 |
12748 |
9.15% Tata Power 2017-Secured STRPPS_G NCDs |
2012010100172 |
04I |
IODS |
9.9 |
9.9 |
11.09.2012 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 23 |
12779 |
11.30 SREI INFRASTRUCTURE FIN 2017 |
2012010100234 |
04I |
IODS |
10 |
10 |
07.11.2012 |
CARE |
AA |
AA- |
31.12.2013 |
|
| 24 |
12845 |
10.60% Shriram Transport Finance Co. ltd Jun 2018 Unsec |
2012010100375 |
04I |
ECOS |
15 |
15 |
12.03.2013 |
CRISIL |
AA+ |
AA |
31.12.2013 |
|
| 25 |
12854 |
9.40% Tata Power Co.Ltd. 2022 Secured NCD |
2013010100000 |
04I |
IODS |
10 |
10 |
12.04.2013 |
CRISIL |
AA |
AA- |
31.12.2013 |
|
| 26 |
12859 |
10.50% INDIABULLS FIN SERVICES LTD NCD 2017 |
2013010100011 |
04I |
ECOS |
20.29 |
20 |
23.04.2013 |
CRISIL |
AA+ |
AA |
31.12.2013 |
|
| 27 |
12909 |
10.50% SHRIRAM TRANSPORT FINANCE CO. LTD 2023 SEC NCD |
2013010100189 |
04I |
ECOS |
14.9 |
15 |
21.08.2013 |
CRISIL |
AA+ |
AA |
31.12.2013 |
|
| B |
|
AS ON DATE |
|
|
|
|
|
|
|
|
|
|
|
| 1 |
11426 |
MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD |
2005010100458 |
04I |
SGOA |
27 |
75 |
31.12.2005 |
CARE |
AAA |
BBB+ |
30.09.2013 |
|
| 2 |
11630 |
6.7% RELIANCE ENERGY LTD. 2018 |
2005010100612 |
04I |
IODS |
4.96 |
5 |
31.12.2005 |
CRISIL |
AA |
A+ |
30.09.2013 |
|
| 3 |
11947 |
9.75% JINDAL STAINLESS 31.01.2015 |
2005010100912 |
04I |
OLDB |
10 |
10 |
01.02.2006 |
CARE |
AA |
D |
31.12.2012 |
|
| 4 |
11948 |
8.75% ING VYSYA BANK LTD. 17.5.2015 |
2005010100913 |
04I |
OLDB |
5 |
5 |
17.03.2006 |
CRISIL |
AA+ |
AA |
31.12.2010 |
|
| 5 |
11958 |
8.7-9.2% UCO BANK UPPER TIER II |
2005010100991 |
04I |
OBPT |
5 |
5 |
22.03.2006 |
CARE |
AA |
AA- |
31.12.2012 |
|
| 6 |
11980 |
9.25%(1.8.2016) VIJAYA BANK BONDS |
2006010100045 |
04I |
OBPT |
5 |
5 |
01.08.2006 |
FITCH |
AA |
AA- |
30.05.2012 |
|
| 7 |
11993 |
9.70% ING VYSYA Bank 28.8.2016 |
2006010100071 |
04I |
OLDB |
5.12 |
5.12 |
08.09.2006 |
CRISIL |
AA+ |
AA |
31.12.2010 |
|
| 8 |
11993 |
9.70% ING VYSYA Bank 28.8.2016 |
2006010100072 |
04I |
OLDB |
5.14 |
5.14 |
13.09.2006 |
CRISIL |
AA+ |
AA |
31.12.2010 |
|
| 9 |
11993 |
9.70% ING VYSYA Bank 28.8.2016 |
2007010100054 |
04I |
OLDB |
4.96 |
4.96 |
14.08.2007 |
CRISIL |
AA+ |
AA |
31.12.2010 |
|
| 10 |
11999 |
9.95% LAKSHMI VILAS BANK 30.4.2016 |
2006010100090 |
04I |
OLDB |
5 |
5 |
01.10.2006 |
FITCH |
A |
BBB+ |
31.12.2012 |
|
| 11 |
12010 |
8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 |
2006010100075 |
04I |
EPBT |
10 |
10 |
20.04.2006 |
CARE |
AAA |
AA+ |
27.07.2012 |
|
| 12 |
12100 |
9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 |
2007010100037 |
04I |
EPBT |
15 |
15 |
23.04.2007 |
CARE |
AAA |
AA+ |
27.07.2012 |
|
| 13 |
12182 |
10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS |
2007010100153 |
04I |
OLDB |
5 |
5 |
29.03.2008 |
CARE |
A+ |
A |
07.09.2012 |
|
| 14 |
12186 |
10.10% Tata Power Company Ltd. 2018 |
2008010100008 |
04I |
IODS |
5 |
5 |
25.04.2008 |
CRISIL |
AA |
AA- |
30.06.2013 |
|
| 15 |
12211 |
8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) |
2008010100070 |
04I |
SGOA |
9.7 |
9.7 |
18.08.2008 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 16 |
12224 |
11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) |
2008010100091 |
04I |
SGOA |
10.57 |
10.57 |
11.11.2008 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 17 |
12236 |
12.30% Bharat Hotels Limited Sec Red NCDs |
2008010100106 |
04I |
OLDB |
25 |
25 |
06.02.2009 |
CARE |
A |
BBB+ |
03.12.2012 |
|
| 18 |
12237 |
11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs |
2008010100107 |
04I |
ICTD |
25 |
25 |
23.01.2009 |
CARE |
AAA |
AA+ |
31.12.2010 |
|
| 19 |
12264 |
10.50% Sec.Red.NC Gammon India Ltd. |
2009010100005 |
04I |
IODS |
15 |
15 |
07.05.2009 |
CARE |
AA |
B |
22.04.2013 |
|
| 20 |
12270 |
8.81% 2019 Tamilnadu Electricity Board |
2009010100016 |
04I |
SGOA |
10 |
10 |
04.05.2009 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 21 |
12270 |
8.81% 2019 Tamilnadu Electricity Board |
2009010100036 |
04I |
SGOA |
10.08 |
10.08 |
08.06.2009 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 22 |
12272 |
11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of |
2009010100011 |
04I |
OLDB |
20 |
20 |
09.06.2009 |
CARE |
A |
BB- |
28.12.2011 |
|
| 23 |
12275 |
10.75% Sec.NCDs -Hindusthan National Glass(1% additional) |
2009010100015 |
04I |
OLDB |
25 |
25 |
18.06.2009 |
CARE |
AA |
A+ |
09.11.2012 |
|
| 24 |
12322 |
8.40% 2020Tamilnadu Electricity Board |
2009010100113 |
04I |
SGOA |
10 |
10 |
06.01.2010 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 25 |
12365 |
9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance |
2010010100240 |
04I |
HTDN |
10.26 |
10.26 |
08.02.2011 |
ICRA |
AA+ |
AA |
31.03.2012 |
|
| 26 |
12391 |
8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- |
2009010100227 |
04I |
OBPT |
5.6 |
5.6 |
26.02.2010 |
CRISIL |
AA |
A+ |
12.10.2012 |
|
| 27 |
12391 |
8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- |
2010010100054 |
04I |
OBPT |
15.39 |
15.39 |
14.06.2010 |
CRISIL |
AA |
A+ |
12.10.2012 |
|
| 28 |
12394 |
8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) |
2009010100232 |
04I |
SGOA |
10 |
10 |
29.03.2010 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 29 |
12394 |
8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) |
2009010100252 |
04I |
SGOA |
10 |
10 |
29.03.2010 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
|
| 30 |
12429 |
9.50% Gammon India-NCD (Put option-18.6.2017)-2020 |
2010010100050 |
04I |
IODS |
10 |
10 |
18.06.2010 |
CARE |
AA |
BBB+ |
28.09.2012 |
|
| 31 |
12429 |
9.50% Gammon India-NCD (Put option-18.6.2017)-2020 |
2010010100188 |
04I |
IODS |
10 |
10 |
16.11.2010 |
CARE |
AA |
BBB+ |
28.09.2012 |
|
| 32 |
12515 |
11.25%Elder Pharma NCDs-2018 |
2010010100252 |
04I |
OLDB |
10 |
10 |
30.03.2011 |
CARE |
A+ |
D |
30.06.2013 |
|
| 33 |
12542 |
10.75% Jindal Saw Ltd. Secured NCD |
2011010100060 |
04I |
OLDB |
10.34 |
10.34 |
26.05.2011 |
CARE |
AA |
AA- |
29.08.2012 |
|
| 34 |
12542 |
10.75% Jindal Saw Ltd. Secured NCD |
2011010100061 |
04I |
OLDB |
5.17 |
5.17 |
27.05.2011 |
CARE |
AA |
AA- |
29.08.2012 |
|
| 35 |
12560 |
9.35% Union Bank 2018 |
2011010100104 |
04I |
EPBT |
4.99 |
4.99 |
27.06.2011 |
ICRA |
AAA |
AA |
28.09.2012 |
|
| 36 |
12560 |
9.35% Union Bank 2018 |
2011010100105 |
04I |
EPBT |
4.99 |
4.99 |
28.06.2011 |
ICRA |
AAA |
AA |
28.09.2012 |
|
| 37 |
12577 |
9.95% Indian Hotels 2021-NCDs Secured |
2011010100133 |
04I |
ECOS |
10.13 |
10.13 |
18.08.2011 |
CARE |
AA+ |
AA |
14.09.2012 |
|
| 38 |
12583 |
11.25% Cox & Kings Ltd. |
2011010100147 |
04I |
OLDB |
10.19 |
10.19 |
30.08.2011 |
CARE |
AA |
AA- |
14.03.2013 |
|
| 39 |
12583 |
11.25% Cox & Kings Ltd. |
2011010100149 |
04I |
OLDB |
5.1 |
5.1 |
02.09.2011 |
CARE |
AA |
AA- |
14.03.2013 |
|
| 40 |
12583 |
11.25% Cox & Kings Ltd. |
2011010100200 |
04I |
OLDB |
10.16 |
10.16 |
31.10.2011 |
CARE |
AA |
AA- |
14.03.2013 |
|
| 41 |
12600 |
10.25% Ashok Leyland 2016 NCDs |
2011010100169 |
04I |
OLDB |
10 |
10 |
14.10.2011 |
ICRA |
AA- |
A+ |
30.09.2013 |
|
| 42 |
12630 |
10.10% Indian Hotels |
2011010100227 |
04I |
ECOS |
10 |
10 |
24.11.2011 |
ICRA |
AA+ |
AA |
14.09.2012 |
|
| 43 |
12642 |
11% Dhanlaxmi Bank 2018 |
2011010100241 |
04I |
OLDB |
10 |
10 |
21.01.2012 |
CARE |
A |
BBB |
29.06.2012 |
|
| 44 |
12653 |
11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured |
2011010100255 |
04I |
OLDB |
10 |
10 |
10.02.2012 |
FITCH |
A- |
BBB+ |
31.12.2012 |
|
| 45 |
12666 |
10.50% Reliance Infrastructure 2018 Secured |
2011010100304 |
04I |
IODS |
25 |
25 |
27.01.2012 |
CRISIL |
AA+ |
A+ |
30.09.2013 |
|
| 46 |
12704 |
11.15% Reliance Infrastructure Ltd.2016 -NCDs |
2012010100089 |
04I |
IODS |
15.3 |
15.3 |
29.06.2012 |
CRISIL |
AA+ |
A+ |
30.09.2013 |
|
| 47 |
12791 |
11.25% Cox & Kings Ltd.2016 Secured NCDs |
2012010100269 |
04I |
OLDB |
15.27 |
15.27 |
11.12.2012 |
CARE |
AA |
AA- |
20.02.2013 |
|
| 48 |
12792 |
10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) |
2012010100268 |
04I |
IODS |
15 |
15 |
11.12.2012 |
CARE |
AA |
AA- |
30.09.2013 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
802.4 |
850.17 |
|
|
|
|
|
|
| DECLARATION
Certified that the information given herein are correct
and complete to the best of my knowledge and belief and
nothing has been processed or suppressed.
|
|
DATE |
|
Signature |
|
Full Name & Designation |