| FORM NL 28.. | |||
|---|---|---|---|
| Statement as on: 31.03.2014 | |||
| Statement of Investment Assets (General Insurer, Re-insurers) | |||
| (Business within India) | |||
| Periodicity of Submission : Quarterly | |||
| . | . | . | Amount in Lakhs |
| No. | Particulars | SCHEDULE | Amount |
| 1 | Investments | 8 | 25,155.81 |
| 2 | Loans | 9 | 424.05 |
| 3 | Fixed Assets | 10 | 113.68 |
| 4 | Current Assets | ||
| a. Cash & Bank Balance | 11 | 4,545.36 | |
| b. Advances & Other Assets | 12 | 4,120.92 | |
| 5 | Current Liabilities | ||
| a. Current Liabilities | 13 | -17,356.90 | |
| b. Provisions | 14 | -6,055.58 | |
| c. Misc. Exp. Not written off | 15 | ||
| d. Debit Balance of P & L A/c | |||
| Application of Funds as per Balance Sheet (A) | TOTAL (A) | 10,947.34 | |
| Less : Other Assets | SCH | Amount in Crs. | |
| 1 | Loans (if any) | 9 | 1.77 |
| 2 | Fixed Assets (if any) | 10 | 113.68 |
| 3 | Cash & Bank Balance (if any) | 11 | 1,514.05 |
| 4 | Advances & Other Assets (if any) | 12 | 4,039.21 |
| 5 | Current Liabilities | 13 | -17,356.90 |
| 6 | Provisions | 14 | -6,055.58 |
| 7 | Misc. Exp. Not written off | 15 | |
| 8 | Debit Balance of P & L A/c | ||
| TOTAL (B) | -17,743.77 | ||
| 'Investment Assets' As per FORM 3B | ( A - B ) | 28,691.11 | |
GENERAL INSURANCE CORPORATION OF INDIA
| Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA | ||||||||||
| FORM 28 | . | . | . | . | . | . | . | . | . | |
| Statement as on: 31.03.2014 | . | . | . | . | . | . | . | . | . | |
| Periodicity of Submission : Quarterly (As on 31.03.2014) | . | . | . | . | . | . | . | Amount in Lakhs | ||
| No. | Investment Represented as | Reg. % | . | Share Holders | Policy Holders | Book Value (SH+PH) | % Actual | FVC Amount | Total | Market Value |
| . | . | . | Balance (a ) | FRSM ( b ) | ( c ) | d = ( b + c ) | ( e ) | ( d + e ) | ||
| 1 | Central Govt. Sec. | Not less than 20% | 1,641.50 | 4,621.39 | 6,262.89 | 21.83 | -266.90 | 5,996.00 | 5,996.00 | |
| 2 | Central Govt. Sec, State Govt. Sec or Other Apporved Sec. (incl. (1) above) | Not less than 30% | 2,575.28 | 7,250.29 | 9,825.58 | 34.25 | -290.15 | 9,535.42 | 9,535.42 | |
| 3 | ||||||||||
| - | a. Housing & Loans to SG for Housing and FFE | Not less than 5% | ||||||||
| 1. Approved Investments | 630.70 | 1,775.64 | 2,406.35 | 8.39 | -16.41 | 2,389.93 | 2,389.93 | |||
| 2. Other Investments | 0.00 | 0.00 | 0.00 | 0 | 0.00 | 0.00 | 0.00 | |||
| - | b. Infrastructure Investments | Not less than 10% | ||||||||
| 1. Approved Investments | 826.44 | 2,326.71 | 3,153.15 | 10.99 | 743.79 | 3,896.94 | 3,896.94 | |||
| 2. Other Investments | 49.04 | 138.06 | 187.10 | 0.65 | -7.60 | 179.50 | 179.50 | |||
| c. Approved Investments | Not exceeding 55% | 3,128.23 | 8,539.80 | 11,668.03 | 40.67 | 19,903.72 | 31,571.75 | 31,571.75 | ||
| d. Other Investments (not exceeding 25%) | Not exceeding 55% | 380.28 | 1,070.63 | 1,450.91 | 5.06 | -199.33 | 1,251.58 | 1,251.58 | ||
| Total Investment Assets | 100% | 7,589.97 | 21,101.13 | 28,691.12 | 100.01 | 20,134.02 | 48,825.12 | 48,825.12 | ||
| . | - | . | . | . | . | . | . | . | . | . |
| . | 1. Central Govt. Securities includes Treasury Bills, Deposit Under Section 7 of Insurance Act, 1938 and Deposit with CCIL (securities) | . | . | . | . | |||||
| . | 2. Shareholder and Policyholder Funds have been bifurcated in the ratio of 0.2397:0.7621 as per B/s as on 31.03.2014 | . | . | . | . | . | ||||
| . | Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been canceled or suppressed. | . | . | |||||||
| . | Date :24.06.2014 | . | . | . | . | . | . | . | . | . |
| . | . | . | . | . | . | . | . | Signature: | . | . |
| . | . | . | . | . | . | . | . | Full Name: | . | . |
| . | . | . | . | . | . | . | . | Designation: | . | . |
| FORM NL-28 - PART B | ||||||||||
Rupees in Crs. |
||||||||||
| IRDA Code | Serial No | Category of Investment | Opening BV | Opening BV % | Net Accr BV | Net Accr BV % | Closing BV | Closing BV % | ||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Central Govt. Sec | 0.00 | ||||||||
| CGSB | A01 | Central Government Bonds | 6,217.75 | 22.11 | 15.41 | 2.71 | 6,233.16 | 21.73 | ||
| CSPD | A02 | Special Deposits | 0.00 | |||||||
| CDSS | A03 | Deposit under Section 7 of Insurance Act, 1938 | 29.79 | 0.11 | -0.05 | -0.01 | 29.74 | 0.10 | ||
| CTRB | A04 | Treasury Bills | 0.00 | |||||||
| Total (1) | 6,247.54 | 22.22 | 15.35 | 2.69 | 6,262.89 | 21.83 | ||||
| 2 | Central Govt. Sec or Other Approved Sec/Guaranteed Sec | 0.00 | ||||||||
| CGSL | B01 | Central Government Guaranteed Loans / Bonds | 0.00 | |||||||
| SGGB | B02 | State Government Bonds | 3,044.64 | 10.83 | 49.55 | 8.70 | 3,094.19 | 10.78 | ||
| SGGL | B03 | State Government Guaranteed Loans | 0.00 | |||||||
| SGOA | B04 | Other Approved Securities (excluding Infrastructure Investments) | 471.00 | 1.67 | -2.56 | -0.45 | 468.44 | 1.63 | ||
| SGGE | B05 | Guaranteed Equity | 0.05 | 0.00 | 0.05 | |||||
| Total (1+2) | 9,763.23 | 34.72 | 62.35 | 10.95 | 9,825.58 | 34.25 | ||||
| 3 | Investments subject to Expsoure Norms | 0.00 | ||||||||
| - | (a)Housing & Loans to State Govt for Housing / FFE | 0.00 | ||||||||
| - | 1. Approved Investments | 0.00 | ||||||||
| HLSH | C01 | Loans to State Government for Housing | 327.84 | 1.17 | -1.60 | -0.28 | 326.24 | 1.14 | ||
| HLSF | C02 | Loans to State Government for Fire Fighting Equipments | 11.18 | 0.04 | 0.00 | 11.18 | 0.04 | |||
| HTLH | C03 | Term Loan - HUDCO / NHB / Institutions accredited by NHB | 0.00 | |||||||
| HTLN | C04 | Commercial Papers - NHB / Institutions accredited by NHB | 0.00 | |||||||
| HMBS | C05 | Housing - Securitised Assets | 0.00 | |||||||
| HDPG | C06 | Debentures / Bonds / CPs / Loans - (Promoter Group) | 35.00 | 0.12 | 0.00 | 35.00 | 0.12 | |||
| - | Taxable Bonds | 0.00 | ||||||||
| HTHD | C07 | Bonds / Debentures issued by HUDCO | 111.54 | 0.40 | -0.08 | -0.01 | 111.46 | 0.39 | ||
| HTDN | C08 | Bonds / Debentures issued by NHB / Institutions accredited by NHB | 1,477.76 | 5.25 | -0.78 | -0.14 | 1,476.98 | 5.15 | ||
| HTDA | C09 | Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori | 430.57 | 1.53 | 14.92 | 2.62 | 445.49 | 1.55 | ||
| - | Tax Free Bonds | 0.00 | ||||||||
| HFHD | C10 | Bonds / Debentures issued by HUDCO | 0.00 | |||||||
| HFDN | C11 | Bonds / Debentures issued by NHB / Institutions accreditedby NHB | 0.00 | |||||||
| HFDA | C12 | Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori | 0.00 | |||||||
| - | 2. Other Investments | 0.00 | ||||||||
| HODS | C13 | Debentures / Bonds / CPs / Loans | 0.00 | |||||||
| HOMB | C14 | Housing - Securitised Assets | 0.00 | |||||||
| HOPG | C15 | Debentures / Bonds / CPs / Loans - (Promoter Group) | 0.00 | |||||||
| Total 3(a) | 2,393.89 | 8.51 | 12.46 | 2.19 | 2,406.35 | 8.39 | ||||
| - | (b)Infrastructure Investments | 0.00 | ||||||||
| - | 1. Approved Investments | 0.00 | ||||||||
| ISAS | D01 | Infrastructure - Other Approved Securities | 30.00 | 0.11 | 0.00 | 30.00 | 0.10 | |||
| ITPE | D02 | Infrastructure - PSU - Equity shares - Quoted | 393.66 | 1.40 | -16.20 | -2.84 | 377.46 | 1.32 | ||
| ITCE | D03 | Infrastructure - Corporate Securities - Equity shares-Quoted | 353.64 | 1.26 | -0.91 | -0.16 | 352.73 | 1.23 | ||
| IEPG | D04 | Infrastructure - Equity and Equity Related Instruments (Promoter Group) | 0.00 | |||||||
| IESA | D05 | Infrastructure - Securitised Assets | 0.00 | |||||||
| IDPG | D06 | Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) | 0.00 | |||||||
| IDDF | D07 | Infrastructure - Infrastructure Development Fund (IDF) | 0.00 | |||||||
| - | Taxable Bonds | 0.00 | ||||||||
| IPTD | D08 | Infrastructure - PSU - Debentures / Bonds | 1,532.59 | 5.45 | -7.56 | -1.33 | 1,525.03 | 5.32 | ||
| IPCP | D09 | Infrastructure - PSU - CPs | 0.00 | |||||||
| ICTD | D10 | Infrastructure - Other Corporate Securities - Debentures/ Bonds | 796.97 | 2.83 | 49.88 | 8.76 | 846.85 | 2.95 | ||
| ICCP | D11 | Infrastructure - Other Corporate Securities - CPs | 0.00 | |||||||
| ILWC | D12 | Infrastructure - Term Loans (with Charge) | 2.00 | 0.01 | -0.20 | -0.04 | 1.80 | 0.01 | ||
| - | Tax Free Bonds | 0.00 | ||||||||
| IPFD | D13 | Infrastructure - PSU - Debentures / Bonds | 19.27 | 0.07 | 0.00 | 19.27 | 0.07 | |||
| ICFD | D14 | Infrastructure - Other Corporate Securities - Debentures/ Bonds | 0.00 | |||||||
| - | 2. Other Investments | 0.00 | ||||||||
| IOEQ | D15 | Infrastructure - Equity (including unlisted) | 5.13 | 0.02 | 0.00 | 5.13 | 0.02 | |||
| IODS | D16 | Infrastructure - Debentures / Bonds / CPs / Loans | 181.99 | 0.65 | -0.03 | -0.01 | 181.96 | 0.63 | ||
| IOSA | D17 | Infrastructure - Securitised Assets | 0.00 | |||||||
| IOPE | D18 | Infrastructure - Equity (Promoter Group) | 0.00 | |||||||
| IOPD | D19 | Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) | 0.00 | |||||||
| Total 3(b) | 3,315.26 | 11.79 | 24.99 | 4.39 | 3,340.25 | 11.64 | ||||
| - | (c)Approved Investments | 0.00 | ||||||||
| EAEQ | E01 | PSU - Equity shares - Quoted | 1,542.04 | 5.48 | 287.44 | 50.46 | 1,829.48 | 6.38 | ||
| EACE | E02 | Corporate Securities - Equity shares (Ordinary)- Quoted | 3,900.56 | 13.87 | -64.10 | -11.25 | 3,836.46 | 13.37 | ||
| EFES | E03 | Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) | 59.90 | 0.21 | 0.00 | 59.90 | 0.21 | |||
| EEPG | E04 | Equity Shares (incl. Equity related Instruments) - Promoter Group | 99.19 | 0.35 | 0.00 | 99.19 | 0.35 | |||
| EPBT | E05 | Corporate Securities - Bonds - (Taxable) | 477.15 | 1.70 | -40.03 | -7.03 | 437.12 | 1.52 | ||
| EPBF | E06 | Corporate Securities - Bonds - (Tax Free) | 0.00 | |||||||
| EPNQ | E07 | Corporate Securities - Preference Shares | 4.27 | 0.02 | -0.26 | -0.05 | 4.01 | 0.01 | ||
| ECIS | E08 | Corporate Securities - Investment in Subsidiaries | 0.00 | |||||||
| ECOS | E09 | Corporate Securities - Debentures | 1,935.31 | 6.88 | 80.92 | 14.21 | 2,016.23 | 7.03 | ||
| EDPG | E10 | Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group) | 0.00 | |||||||
| ECDI | E11 | Corporate Securities - Derivative Instruments | 0.00 | |||||||
| EMUN | E12 | Municipal Bonds - Rated | 0.00 | |||||||
| EINP | E13 | Investment properties - Immovable | 0.00 | |||||||
| ELPL | E14 | Loans - Policy Loans | 0.00 | |||||||
| ELMI | E15 | Loans - Secured Loans - Mortgage of Property in India (Term Loan) | 0.00 | |||||||
| ELMO | E16 | Loans - Secured Loans - Mortgage of Property outside India(Term Loan) | 0.00 | |||||||
| ECDB | E17 | Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI | 2,430.44 | 8.64 | -263.95 | -46.34 | 2,166.49 | 7.55 | ||
| EDCD | E18 | Deposits - CDs with Scheduled Banks | 0.00 | |||||||
| ECMR | E19 | Deposits - Repo / Reverse Repo - Govt Securities | 0.00 | |||||||
| ECCR | E20 | Deposits - Repo / Reverse Repo - Corporate Securities | 0.00 | |||||||
| EDPD | E21 | Deposit with Primary Dealers duly recognised by Reserve Bank of India | 0.00 | |||||||
| ECBO | E22 | CCIL - CBLO | 235.34 | 0.84 | 653.70 | 114.76 | 889.04 | 3.10 | ||
| ECCP | E23 | Commercial Papers | 19.47 | 0.07 | -19.47 | -3.42 | ||||
| ECAM | E24 | Application Money | 27.75 | 0.10 | 0.00 | 27.75 | 0.10 | |||
| EUPD | E25 | Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks | 82.87 | 0.29 | 0.00 | 82.87 | 0.29 | |||
| EPPD | E26 | Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks | 25.01 | 0.09 | -0.01 | 0.00 | 25.00 | 0.09 | ||
| EUPS | E27 | Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks | 0.00 | |||||||
| EPPS | E28 | Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks | 0.00 | |||||||
| EFDS | E29 | Foreign Debt Securities (invested prior to IRDA Regulations) | 35.02 | 0.12 | -0.01 | 0.00 | 35.01 | 0.12 | ||
| EGMF | E30 | Mutual Funds - Gilt / G Sec / Liquid Schemes | 300.00 | 1.07 | -300.00 | -52.67 | ||||
| EMPG | E31 | Mutual Funds - (under Insurer's Promoter Group) | 0.00 | |||||||
| ENCA | E32 | Net Current Assets (Only in respect of ULIP Business) | 0.00 | |||||||
| EETP | E33 | PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) | 0.00 | |||||||
| EETF | E34 | PASSIVELY MANAGED EQUITY ETF (NON PROMOTER) | 159.47 | 28.00 | 159.47 | 0.56 | ||||
| Total 3(c) | 11,174.34 | 39.74 | 493.69 | 86.67 | 11,668.03 | 40.67 | ||||
| - | (d)Other Investments | 0.00 | ||||||||
| OBPT | F01 | Bonds - PSU - Taxable | 125.46 | 0.45 | -0.03 | -0.01 | 125.43 | 0.44 | ||
| OBPF | F02 | Bonds - PSU - Tax Free | 4.92 | 0.02 | -2.00 | -0.35 | 2.92 | 0.01 | ||
| OESH | F03 | Equity Shares (incl Co-op Societies) | 466.41 | 1.66 | 10.73 | 1.88 | 477.14 | 1.66 | ||
| OEPU | F04 | Equity Shares (PSUs & Unlisted) | 60.46 | 0.21 | -32.66 | -5.73 | 27.80 | 0.10 | ||
| OEPG | F05 | Equity Shares (incl. Equity related Instruments) - Promoter Group | 0.00 | |||||||
| OLDB | F06 | Debentures | 567.08 | 2.02 | -7.39 | -1.30 | 559.69 | 1.95 | ||
| ODPG | F07 | Debentures / Bonds/ CPs / Loans etc. - (Promoter Group) | 0.00 | |||||||
| OMUN | F08 | Municipal Bonds | 0.00 | |||||||
| OACP | F09 | Commercial Papers | 0.00 | |||||||
| OPSH | F10 | Preference Shares | 7.07 | 0.03 | -1.04 | -0.18 | 6.03 | 0.02 | ||
| OVNF | F11 | VENTURE FUND | 2.25 | 0.40 | 2.25 | 0.01 | ||||
| OAFA | F11A | VENTURE FUND - TIER I | 157.96 | 0.56 | 8.63 | 1.52 | 166.59 | 0.58 | ||
| OAFB | F11B | VENTURE FUND - TIER II | 0.00 | |||||||
| OSLU | F12 | Short term Loans (Unsecured Deposits) | 6.86 | 0.02 | 0.00 | 6.86 | 0.02 | |||
| OTLW | F13 | Term Loans (without Charge) | 78.57 | 0.28 | -2.36 | -0.41 | 76.21 | 0.27 | ||
| OMGS | F14 | Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes | 0.00 | |||||||
| OMPG | F15 | Mutual Funds - (under Insurer's Promoter Group) | 0.00 | |||||||
| OCDI | F16 | Derivative Instruments | 0.00 | |||||||
| OPSA | F17 | Securitised Assets | 0.00 | |||||||
| OIPI | F18 | Investment properties - Immovable | 0.00 | |||||||
| OETP | F19 | PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) | 0.00 | |||||||
| OETF | F20 | PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) | 0.00 | |||||||
| Total 3(d) | 1,474.79 | 5.24 | -23.88 | -4.19 | 1,450.91 | 5.06 | ||||
| Total 3(a+b+c+d) | 18,358.27 | 65.28 | 507.26 | 89.05 | 18,865.53 | 65.75 | ||||
| Total (1+2+3) | 28,121.50 | 100.00 | 569.61 | 100.00 | 28,691.11 | 100.00 | ||||