| NL 37 - STATEMENT AS ON 31.03.2013 | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STATEMENT OF DOWNGRADED INVESTMENTS | ||||||||||||||
| PERIODICITY OF SUBMISSION : QUARTERLY | ||||||||||||||
| - | - | - | - | - | - | - | - | - | - | - | - | - | Amount in Lakhs | |
| Sr No | Security ID | Particulars of Investments | Fin.Trn.Number | Product Type | IRDA Code | BAP Code | Purchase Amount | Nominal Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks |
| A | DURING THE QUARTER | 0.00 | 0.00 | |||||||||||
| 1 | 0000000011948 | 8.75% ING VYSYA BANK LTD. 17.5.2015 | 2005010100913 | 04I | OLDB | 5.00 | 5.00 | 3/17/2006 | FITCH | AA+ | AA | 3/31/2014 | ||
| 2 | 0000000011949 | 8.00%UNITED BANK 29.04.2016 | 2005010100914 | 04I | OBPT | 5.00 | 5.00 | 3/29/2006 | ICRA | AA+ | A- | 3/31/2014 | ||
| 3 | 0000000011993 | 9.70% ING VYSYA Bank 28.8.2016 | 2006010100071 | 04I | OLDB | 5.12 | 5.12 | 9/8/2006 | CRISIL | AA+ | AA | 3/31/2014 | ||
| 4 | 0000000011993 | 9.70% ING VYSYA Bank 28.8.2016 | 2006010100072 | 04I | OLDB | 5.14 | 5.14 | 9/13/2006 | CRISIL | AA+ | AA | 3/31/2014 | ||
| 5 | 0000000011993 | 9.70% ING VYSYA Bank 28.8.2016 | 2007010100054 | 04I | OLDB | 4.96 | 4.96 | 8/14/2007 | CRISIL | AA+ | AA | 3/31/2014 | ||
| 6 | 0000000011994 | 9.25%UNITED BANK OF INDIA 16.8.2016 | 2006010100077 | 04I | OBPT | 5.04 | 5.04 | 8/23/2006 | ICRA | AA | A- | 3/31/2014 | ||
| 7 | 0000000012264 | 10.50% Sec.Red.NC Gammon India Ltd. | 2009010100005 | 04I | IODS | 15.00 | 15.00 | 5/7/2009 | CARE | AA | C | 3/31/2014 | ||
| 8 | 0000000012289 | 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 | 2009010100033 | 04I | OLDB | 2.00 | 2.00 | 7/24/2009 | CRISIL | AA- | D | 3/31/2014 | ||
| 9 | 0000000012368 | 8.75% Sec.Red.NCD- Tamil Nadu Newsprint& papers | 2009010100184 | 04I | OLDB | 10.00 | 10.00 | 1/19/2010 | ICRA | AA- | A | 3/31/2014 | ||
| 10 | 0000000012429 | 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 | 2010010100050 | 04I | IODS | 10.00 | 10.00 | 6/18/2010 | CARE | AA | B | 3/31/2014 | ||
| 11 | 0000000012429 | 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 | 2010010100188 | 04I | IODS | 10.00 | 10.00 | 11/16/2010 | CARE | AA | B | 3/31/2014 | ||
| B | AS ON DATE | 0.00 | 0.00 | |||||||||||
| 1 | 0000000011426 | MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD | 2005010100458 | 04I | SGOA | 27.00 | 75.00 | 12/31/2005 | CARE | AAA | BBB+ | 9/30/2013 | ||
| 2 | 0000000011433 | TATA POWER COMPANY LTD RESET RATE SEC RED NCD(FIXED RATE) | 2005010100496 | 04I | IODS | 10.02 | 10.00 | 12/31/2005 | CRISIL | AA | AA- | 12/31/2013 | ||
| 3 | 0000000011598 | 7.25% INDIAN OVERSEAS BANK 2015 | 2005010100625 | 04I | EPBT | 5.00 | 5.00 | 12/31/2005 | CARE | AA+ | AA | 12/31/2013 | ||
| 4 | 0000000011599 | 7.4% INDIAN OVERSEAS BANK 2015 | 2005010100702 | 04I | EPBT | 10.06 | 10.00 | 12/31/2005 | CARE | AA+ | AA | 12/31/2013 | ||
| 5 | 0000000011630 | 6.7% RELIANCE ENERGY LTD. 2018 | 2005010100612 | 04I | IODS | 4.96 | 5.00 | 12/31/2005 | CRISIL | AA | A+ | 9/30/2013 | ||
| 6 | 0000000011947 | 9.75% JINDAL STAINLESS 31.01.2015 | 2005010100912 | 04I | OLDB | 10.00 | 10.00 | 2/1/2006 | CARE | AA | D | 12/31/2012 | ||
| 7 | 0000000011950 | 8%I NDIAN OVERSEAS BANK 13.3.2016 | 2005010100915 | 04I | EPBT | 10.00 | 10.00 | 3/13/2006 | ICRA | AA+ | AA | 12/31/2013 | ||
| 8 | 0000000011958 | 8.7-9.2% UCO BANK UPPER TIER II | 2005010100991 | 04I | OBPT | 5.00 | 5.00 | 3/22/2006 | CARE | AA | AA- | 12/31/2012 | ||
| 9 | 0000000011972 | 8.15%CBI28/6/15 | 2006010100029 | 04I | OBPT | 14.53 | 14.53 | 4/7/2006 | CRISIL | AA | AA- | 12/31/2013 | ||
| 10 | 0000000011974 | 7.70% INDIAN OVERSEAS BANK 9.4.2016 | 2006010100032 | 04I | EPBT | 9.61 | 9.61 | 6/8/2006 | CRISIL | AA+ | AA | 12/31/2013 | ||
| 11 | 0000000011980 | 9.25%(1.8.2016) VIJAYA BANK BONDS | 2006010100045 | 04I | OBPT | 5.00 | 5.00 | 8/1/2006 | FITCH | AA | AA- | 5/30/2012 | ||
| 12 | 0000000011996 | 8.95% CENTRAL BANK OF INDIA 4.10.2016 | 2006010100086 | 04I | OBPT | 10.00 | 10.00 | 11/2/2006 | ICRA | AA | AA- | 12/31/2013 | ||
| 13 | 0000000011996 | 8.95% CENTRAL BANK OF INDIA 4.10.2016 | 2009010100001 | 04I | OBPT | 15.42 | 15.42 | 5/13/2009 | ICRA | AA | AA- | 12/31/2013 | ||
| 14 | 0000000011999 | 9.95% LAKSHMI VILAS BANK 30.4.2016 | 2006010100090 | 04I | OLDB | 5.00 | 5.00 | 10/1/2006 | FITCH | A | BBB+ | 12/31/2012 | ||
| 15 | 0000000012010 | 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 | 2006010100075 | 04I | EPBT | 10.00 | 10.00 | 4/20/2006 | CARE | AAA | AA+ | 7/27/2012 | ||
| 16 | 0000000012100 | 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 | 2007010100037 | 04I | EPBT | 15.00 | 15.00 | 4/23/2007 | CARE | AAA | AA+ | 7/27/2012 | ||
| 17 | 0000000012182 | 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS | 2007010100153 | 04I | OLDB | 5.00 | 5.00 | 3/29/2008 | CARE | A+ | A | 9/7/2012 | ||
| 18 | 0000000012186 | 10.10% Tata Power Company Ltd. 2018 | 2008010100008 | 04I | IODS | 5.00 | 5.00 | 4/25/2008 | CRISIL | AA | AA- | 6/30/2013 | ||
| 19 | 0000000012193 | 10.40% TATA POWER CO.LTD. 2018 (ANNUAL) | 2008010100065 | 04I | IODS | 15.00 | 15.00 | 6/20/2008 | CRISIL | AA | AA- | 12/31/2013 | ||
| 20 | 0000000012211 | 8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) | 2008010100070 | 04I | SGOA | 9.70 | 9.70 | 8/18/2008 | CARE | A+(SO) | A-(SO) | 12/12/2011 | ||
| 21 | 0000000012224 | 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) | 2008010100091 | 04I | SGOA | 10.57 | 10.57 | 11/11/2008 | ICRA | A+(SO) | A-(SO) | 12/12/2011 | ||
| 22 | 0000000012237 | 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs | 2008010100107 | 04I | ICTD | 25.00 | 25.00 | 1/23/2009 | CARE | AAA | AA+ | 12/31/2010 | ||
| 23 | 0000000012270 | 8.81% 2019 Tamilnadu Electricity Board | 2009010100016 | 04I | SGOA | 10.00 | 10.00 | 5/4/2009 | ICRA | A+(SO) | A-(SO) | 12/12/2011 | ||
| 24 | 0000000012270 | 8.81% 2019 Tamilnadu Electricity Board | 2009010100036 | 04I | SGOA | 10.08 | 10.08 | 6/8/2009 | ICRA | A+(SO) | A-(SO) | 12/12/2011 | ||
| 25 | 0000000012271 | 13%Sec Red NCDs of Era Infra Engineering Ltd | 2009010100029 | 04I | OLDB | 20.00 | 20.00 | 6/5/2009 | CARE | A | D | 12/31/2013 | ||
| 26 | 0000000012272 | 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of | 2009010100011 | 04I | OLDB | 20.00 | 20.00 | 6/9/2009 | CARE | A | BB- | 12/28/2011 | ||
| 27 | 0000000012275 | 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) | 2009010100015 | 04I | OLDB | 25.00 | 25.00 | 6/18/2009 | CARE | AA | A+ | 11/9/2012 | ||
| 28 | 0000000012276 | 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs | 2009010100018 | 04I | OBPT | 5.00 | 5.00 | 6/23/2009 | CARE | AA | A+ | 12/31/2013 | ||
| 29 | 0000000012322 | 8.40% 2020Tamilnadu Electricity Board | 2009010100113 | 04I | SGOA | 10.00 | 10.00 | 1/6/2010 | ICRA | A+(SO) | A-(SO) | 12/12/2011 | ||
| 30 | 0000000012365 | 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance | 2010010100240 | 04I | HTDN | 10.26 | 10.26 | 2/8/2011 | ICRA | AA+ | AA | 3/31/2012 | ||
| 31 | 0000000012384 | 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. | 2009010100215 | 04I | OLDB | 10.00 | 10.00 | 2/27/2010 | CARE | A | D | 12/31/2013 | ||
| 32 | 0000000012391 | 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- | 2009010100227 | 04I | OBPT | 5.60 | 5.60 | 2/26/2010 | CRISIL | AA | A+ | 10/12/2012 | ||
| 33 | 0000000012391 | 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- | 2010010100054 | 04I | OBPT | 15.39 | 15.39 | 6/14/2010 | CRISIL | AA | A+ | 10/12/2012 | ||
| 34 | 0000000012394 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | 2009010100232 | 04I | SGOA | 10.00 | 10.00 | 3/29/2010 | CARE | A+(SO) | A-(SO) | 12/12/2011 | ||
| 35 | 0000000012394 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | 2009010100252 | 04I | SGOA | 10.00 | 10.00 | 3/29/2010 | CARE | A+(SO) | A-(SO) | 12/12/2011 | ||
| 36 | 0000000012447 | 9.15% Tata Power Co. Ltd.2020 | 2010010100117 | 04I | IODS | 10.15 | 10.15 | 8/4/2010 | CRISIL | AA | AA- | 12/31/2013 | ||
| 37 | 0000000012447 | 9.15% Tata Power Co. Ltd.2020 | 2011010100040 | 04I | IODS | 4.86 | 4.86 | 5/5/2011 | CRISIL | AA | AA- | 12/31/2013 | ||
| 38 | 0000000012455 | 9.15% Tata Power 2018 | 2010010100130 | 04I | IODS | 10.11 | 10.11 | 8/17/2010 | CRISIL | AA | AA- | 12/31/2013 | ||
| 39 | 0000000012493 | 9% Indian Overseas Bank Upper Tier II NCDs 2026 | 2010010100215 | 04I | OBPT | 10.00 | 10.00 | 1/10/2011 | ICRA | AA | AA- | 12/31/2013 | ||
| 40 | 0000000012515 | 11.25%Elder Pharma NCDs-2018 | 2010010100252 | 04I | OLDB | 10.00 | 10.00 | 3/30/2011 | CARE | A+ | D | 6/30/2013 | ||
| 41 | 0000000012527 | 10.75% Patel Engineering Ltd.-2016 | 2011010100022 | 04I | OLDB | 10.22 | 10.22 | 4/29/2011 | CARE | AA | BBB | 12/31/2013 | ||
| 42 | 0000000012533 | 9.15% Tata Power 2019 NCDs - Secured | 2011010100039 | 04I | IODS | 4.88 | 4.88 | 5/5/2011 | CRISIL | AA | AA- | 12/31/2013 | ||
| 43 | 0000000012542 | 10.75% Jindal Saw Ltd. Secured NCD | 2011010100060 | 04I | OLDB | 10.34 | 10.34 | 5/26/2011 | CARE | AA | AA- | 8/29/2012 | ||
| 44 | 0000000012542 | 10.75% Jindal Saw Ltd. Secured NCD | 2011010100061 | 04I | OLDB | 5.17 | 5.17 | 5/27/2011 | CARE | AA | AA- | 8/29/2012 | ||
| 45 | 0000000012560 | 9.35% Union Bank 2018 | 2011010100104 | 04I | EPBT | 4.99 | 4.99 | 6/27/2011 | ICRA | AAA | AA | 9/28/2012 | ||
| 46 | 0000000012560 | 9.35% Union Bank 2018 | 2011010100105 | 04I | EPBT | 4.99 | 4.99 | 6/28/2011 | ICRA | AAA | AA | 9/28/2012 | ||
| 47 | 0000000012577 | 9.95% Indian Hotels 2021-NCDs Secured | 2011010100133 | 04I | ECOS | 10.13 | 10.13 | 8/18/2011 | ICRA | AA+ | AA | 9/14/2012 | ||
| 48 | 0000000012583 | 11.25% Cox & Kings Ltd. | 2011010100147 | 04I | OLDB | 10.19 | 10.19 | 8/30/2011 | CARE | AA | AA- | 3/14/2013 | ||
| 49 | 0000000012583 | 11.25% Cox & Kings Ltd. | 2011010100149 | 04I | OLDB | 5.10 | 5.10 | 9/2/2011 | CARE | AA | AA- | 3/14/2013 | ||
| 50 | 0000000012583 | 11.25% Cox & Kings Ltd. | 2011010100200 | 04I | OLDB | 10.16 | 10.16 | 10/31/2011 | CARE | AA | AA- | 3/14/2013 | ||
| 51 | 0000000012600 | 10.25% Ashok Leyland 2016 NCDs | 2011010100169 | 04I | OLDB | 10.00 | 10.00 | 10/14/2011 | ICRA | AA- | A+ | 9/30/2013 | ||
| 52 | 0000000012630 | 10.10% Indian Hotels | 2011010100227 | 04I | ECOS | 10.00 | 10.00 | 11/24/2011 | ICRA | AA+ | AA | 9/14/2012 | ||
| 53 | 0000000012642 | 11% Dhanlaxmi Bank 2018 | 2011010100241 | 04I | OLDB | 10.00 | 10.00 | 1/21/2012 | CARE | A | BBB | 6/29/2012 | ||
| 54 | 0000000012653 | 11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured | 2011010100255 | 04I | OLDB | 10.00 | 10.00 | 2/10/2012 | CARE | A- | BBB+ | 12/31/2012 | ||
| 55 | 0000000012666 | 10.50% Reliance Infrastructure 2018 Secured | 2011010100304 | 04I | IODS | 25.00 | 25.00 | 1/27/2012 | CRISIL | AA+ | A+ | 9/30/2013 | ||
| 56 | 0000000012704 | 11.15% Reliance Infrastructure Ltd.2016 -NCDs | 2012010100089 | 04I | IODS | 15.30 | 15.30 | 6/29/2012 | CRISIL | AA+ | A+ | 9/30/2013 | ||
| 57 | 0000000012748 | 9.15% Tata Power 2017-Secured STRPPS_G NCDs | 2012010100172 | 04I | IODS | 9.90 | 9.90 | 9/11/2012 | CRISIL | AA | AA- | 12/31/2013 | ||
| 58 | 0000000012779 | 11.30 SREI INFRASTRUCTURE FIN 2017 | 2012010100234 | 04I | IODS | 10.00 | 10.00 | 11/7/2012 | CARE | AA | AA- | 12/31/2013 | ||
| 59 | 0000000012791 | 11.25% Cox & Kings Ltd.2016 Secured NCDs | 2012010100269 | 04I | OLDB | 15.27 | 15.27 | 12/11/2012 | CARE | AA | AA- | 2/20/2013 | ||
| 60 | 0000000012792 | 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) | 2012010100268 | 04I | IODS | 15.00 | 15.00 | 12/11/2012 | CARE | AA | AA- | 9/30/2013 | ||
| 61 | 0000000012845 | 10.60% Shriram Transport Finance Co. ltd Jun 2018 Unsec | 2012010100375 | 04I | ECOS | 15.00 | 15.00 | 3/12/2013 | CRISIL | AA+ | AA | 12/31/2013 | ||
| 62 | 0000000012854 | 9.40% Tata Power Co.Ltd. 2022 Secured NCD | 2013010100000 | 04I | IODS | 10.00 | 10.00 | 4/12/2013 | CRISIL | AA | AA- | 12/31/2013 | ||
| 752.21 | 800.17 | |||||||||||||