| GENERAL INSURANCE CORPORATION OF INDIA |
| Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA |
| FORM NL-28-STATEMENT OF ASSETS - 3B |
| Company Name & Code: |
| Statement as on: 30.06.2014 |
| Statement of Investment Assets (General Insurer, Re-insurers) |
| (Business within India) |
| Periodicity of Submission: Quarterly |
| No |
PARTICULARS |
SCH |
Amont in Crs. |
|
|
|
|
|
|
|
| 1 |
Investments |
8 |
51601.3 |
|
|
|
|
|
|
|
| 2 |
Loans |
9 |
399.82 |
|
|
|
|
|
|
|
| 3 |
Fixed Assets |
10 |
123.67 |
|
|
|
|
|
|
|
| 4 |
Current Assets |
|
0 |
|
|
|
|
|
|
|
|
a. Cash & Bank Balance |
11 |
6735.62 |
|
|
|
|
|
|
|
|
b. Advances & Other Assets |
12 |
11645.1 |
|
|
|
|
|
|
|
| 5 |
Current Liabilities |
|
0 |
|
|
|
|
|
|
|
|
a. Current Liabilities |
13 |
-21855.92 |
|
|
|
|
|
|
|
|
b. Provisions |
14 |
-8125.22 |
|
|
|
|
|
|
|
|
c. Misc. Exp not Written Off |
15 |
|
|
|
|
|
|
|
|
|
d. Debit Balance of P&L A/c |
|
|
|
|
|
|
|
|
|
|
Application of Funds as per Balance Sheet (A) |
|
40524.37 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Less: Other Assets |
SCH |
Amount in Crs. |
|
|
|
|
|
|
|
| 1 |
Loans (if any) |
9 |
1.61 |
|
|
|
|
|
|
|
| 2 |
Fixed Assets (if any) |
10 |
123.67 |
|
|
|
|
|
|
|
| 3 |
Cash & Bank Balance (if any) |
11 |
4951.84 |
|
|
|
|
|
|
|
| 4 |
Advances & Other Assets (if any) |
12 |
11500.39 |
|
|
|
|
|
|
|
| 5 |
Current Liabilities |
13 |
-21855.92 |
|
|
|
|
|
|
|
| 6 |
Provisions |
14 |
-8125.22 |
|
|
|
|
|
|
|
| 7 |
Misc. Exp not Written Off |
15 |
|
|
|
|
|
|
|
|
| 8 |
Debit Balance of P&L A/c |
|
|
|
|
|
|
|
|
|
|
|
TOTAL (B) |
-13403.63 |
|
|
|
|
|
|
|
|
'Investment Assets' As per FORM 3B |
(A-B) |
53928 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| NL28-Part A -Section II |
| Statement as on: 30.06.2014
|
| Periodicity of Submission : Quarterly |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| No |
'Investment' represented as |
Reg. % |
SH |
PH |
Book Value (SH + PH) |
% Actual |
FVC Amount |
Total |
Market Value |
| Balance |
FRSM+ |
| (a) |
(b) |
(c) |
d = (b+c) |
(e) |
(d + e) |
| 1 |
G. Sec. |
Not less than 20% |
|
1854.67 |
4569.54 |
6424.21 |
22.41 |
164.72- |
6259.49 |
6259.49 |
| 2 |
G. Sec or Other Apporved Sec. (incl. (1) above) |
Not less than 30% |
|
2929.36 |
7217.36 |
10146.71 |
35.4 |
118.32- |
10028.4 |
10028.4 |
| 3 |
Investment subject to Exposure Norms |
|
|
|
0 |
0 |
|
|
0 |
0 |
|
a. Housing & Loans to SG for Housing and FFE |
Not less than 5% |
|
|
|
0 |
|
|
|
|
|
1. Approved Investments |
|
|
685.08 |
1687.89 |
2372.97 |
8.28 |
6.2 |
2379.16 |
2379.16 |
|
2. Other Investments |
|
|
|
0 |
0 |
|
|
0 |
0 |
|
b. Infrastructure Investments |
Not less than 10% |
|
|
|
0 |
|
|
|
|
|
1. Approved Investments |
|
|
908.96 |
2239.49 |
3148.45 |
10.98 |
1253.49 |
4401.94 |
4401.94 |
|
2. Other Investments |
|
|
65.66 |
161.78 |
227.44 |
0.79 |
6.46- |
220.97 |
220.97 |
|
c. Approved Investments |
Not exceeding 55% |
|
3077.88 |
7349.47 |
10427.35 |
36.37 |
24243.62 |
34670.97 |
34670.97 |
|
d. Other Investments (not exceeding 25%) |
|
676.91 |
1667.77 |
2344.68 |
8.18 |
118.12- |
2226.55 |
2226.55 |
|
Total Investment Assets |
1 |
|
8343.85 |
20323.76 |
28667.61 |
100 |
25260.41 |
53927.99 |
0 |
|
|
|
|
|
|
|
|
|
|
|
| Certification: |
| 1. Central Govt. Securities includes Treasury Bills, Deposit Under Section 7 of Insurance Act, 1938 and Deposit with CCIL (securities) |
| 2. Shareholder and Policyholder Funds have been bifurcated in the ratio of 28.87:71.13 as per B/s as on 30.06.2014 |
|
| Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief. |
|
FORM NL-28 - PART B
|
| GENERAL INSURANCE CORPORATION OF INDIA |
| Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA |
|
| Rupees in Crs. |
| IRDA Code |
Serial No |
Category of Investment |
Opening BV |
Opening BV % |
Net Accr BV |
Net Accr BV % |
Closing BV |
Closing BV % |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 |
Central Govt. Sec |
|
|
|
0 |
|
|
|
|
| CGSB |
A01 |
Central Government Bonds |
6233.16 |
21.73 |
161.36 |
-687.52 |
6394.52 |
22.31 |
|
|
| CSPD |
A02 |
Special Deposits |
|
|
|
0 |
|
|
|
|
| CDSS |
A03 |
Deposit under Section 7 of Insurance Act, 1938 |
29.74 |
0.1 |
-0.05 |
0.21 |
29.69 |
0.1 |
|
|
| CTRB |
A04 |
Treasury Bills |
|
|
|
0 |
|
|
|
|
|
|
Total (1) |
6262.89 |
21.83 |
161.32 |
-687.35 |
6424.21 |
22.41 |
|
|
|
2 |
Central Govt. Sec or Other Approved Sec/Guaranteed Sec |
|
|
|
0 |
|
|
|
|
| CGSL |
B01 |
Central Government Guaranteed Loans / Bonds |
|
|
|
0 |
|
|
|
|
| SGGB |
B02 |
State Government Bonds |
3094.19 |
10.78 |
170.38 |
-725.95 |
3264.57 |
11.39 |
|
|
| SGGL |
B03 |
State Government Guaranteed Loans |
|
|
|
0 |
|
|
|
|
| SGOA |
B04 |
Other Approved Securities (excluding Infrastructure Investments) |
468.44 |
1.63 |
-10.55 |
44.95 |
457.89 |
1.6 |
|
|
| SGGE |
B05 |
Guaranteed Equity |
0.05 |
|
|
0 |
0.05 |
|
|
|
|
|
Total (1+2) |
9825.58 |
34.25 |
321.13 |
-1368.26 |
10146.71 |
35.39 |
|
|
|
3 |
Investments subject to Expsoure Norms |
|
|
|
0 |
|
|
|
|
|
- |
(a)Housing & Loans to State Govt for Housing / FFE |
|
|
|
0 |
|
|
|
|
|
- |
1. Approved Investments |
|
|
|
0 |
|
|
|
|
| HLSH |
C01 |
Loans to State Government for Housing |
326.24 |
1.14 |
-20.75 |
88.41 |
305.49 |
1.07 |
|
|
| HLSF |
C02 |
Loans to State Government for Fire Fighting Equipments |
11.18 |
0.04 |
-2.39 |
10.18 |
8.79 |
0.03 |
|
|
| HTLH |
C03 |
Term Loan - HUDCO / NHB / Institutions accredited by NHB |
|
|
|
0 |
|
|
|
|
| HTLN |
C04 |
Commercial Papers - NHB / Institutions accredited by NHB |
|
|
|
0 |
|
|
|
|
| HMBS |
C05 |
Housing - Securitised Assets |
|
|
|
0 |
|
|
|
|
| HDPG |
C06 |
Debentures / Bonds / CPs / Loans - (Promoter Group) |
35 |
0.12 |
|
0 |
35 |
0.12 |
|
|
|
- |
Taxable Bonds |
|
|
|
0 |
|
|
|
|
| HTHD |
C07 |
Bonds / Debentures issued by HUDCO |
111.46 |
0.39 |
-15.08 |
64.25 |
96.38 |
0.34 |
|
|
| HTDN |
C08 |
Bonds / Debentures issued by NHB / Institutions accredited by NHB |
1476.98 |
5.15 |
-5.12 |
21.82 |
1471.86 |
5.13 |
|
|
| HTDA |
C09 |
Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori |
445.49 |
1.55 |
9.97 |
-42.48 |
455.46 |
1.59 |
|
|
|
- |
Tax Free Bonds |
|
|
|
0 |
|
|
|
|
| HFHD |
C10 |
Bonds / Debentures issued by HUDCO |
|
|
|
0 |
|
|
|
|
| HFDN |
C11 |
Bonds / Debentures issued by NHB / Institutions accreditedby NHB |
|
|
|
0 |
|
|
|
|
| HFDA |
C12 |
Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori |
|
|
|
0 |
|
|
|
|
|
- |
2. Other Investments |
|
|
|
0 |
|
|
|
|
| HODS |
C13 |
Debentures / Bonds / CPs / Loans |
|
|
|
0 |
|
|
|
|
| HOMB |
C14 |
Housing - Securitised Assets |
|
|
|
0 |
|
|
|
|
| HOPG |
C15 |
Debentures / Bonds / CPs / Loans - (Promoter Group) |
|
|
|
0 |
|
|
|
|
|
|
Total 3(a) |
2406.35 |
8.39 |
-33.38 |
142.22 |
2372.97 |
8.28 |
|
|
|
- |
(b)Infrastructure Investments |
|
|
|
0 |
|
|
|
|
|
- |
1. Approved Investments |
|
|
|
0 |
|
|
|
|
| ISAS |
D01 |
Infrastructure - Other Approved Securities |
30 |
0.1 |
-4.5 |
19.17 |
25.5 |
0.09 |
|
|
| ITPE |
D02 |
Infrastructure - PSU - Equity shares - Quoted |
377.46 |
1.32 |
-8.08 |
34.43 |
369.38 |
1.29 |
|
|
| ITCE |
D03 |
Infrastructure - Corporate Securities - Equity shares-Quoted |
352.73 |
1.23 |
40.51 |
-172.6 |
393.24 |
1.37 |
|
|
| IEPG |
D04 |
Infrastructure - Equity and Equity Related Instruments (Promoter Group) |
|
|
|
0 |
|
|
|
|
| IESA |
D05 |
Infrastructure - Securitised Assets |
|
|
|
0 |
|
|
|
|
| IDPG |
D06 |
Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) |
|
|
|
0 |
|
|
|
|
| IDDF |
D07 |
Infrastructure - Infrastructure Development Fund (IDF) |
|
|
|
0 |
|
|
|
|
|
- |
Taxable Bonds |
|
|
|
0 |
|
|
|
|
| IPTD |
D08 |
Infrastructure - PSU - Debentures / Bonds |
1525.03 |
5.32 |
-41.87 |
178.4 |
1483.16 |
5.17 |
|
|
| IPCP |
D09 |
Infrastructure - PSU - CPs |
|
|
|
0 |
|
|
|
|
| ICTD |
D10 |
Infrastructure - Other Corporate Securities - Debentures/ Bonds |
846.85 |
2.95 |
9.85 |
-41.97 |
856.7 |
2.99 |
|
|
| ICCP |
D11 |
Infrastructure - Other Corporate Securities - CPs |
|
|
|
0 |
|
|
|
|
| ILWC |
D12 |
Infrastructure - Term Loans (with Charge) |
1.8 |
0.01 |
-0.6 |
2.56 |
1.2 |
|
|
|
|
- |
Tax Free Bonds |
|
|
|
0 |
|
|
|
|
| IPFD |
D13 |
Infrastructure - PSU - Debentures / Bonds |
19.27 |
0.07 |
|
0 |
19.27 |
0.07 |
|
|
| ICFD |
D14 |
Infrastructure - Other Corporate Securities - Debentures/ Bonds |
|
|
|
0 |
|
|
|
|
|
- |
2. Other Investments |
|
|
|
0 |
|
|
|
|
| IOEQ |
D15 |
Infrastructure - Equity (including unlisted) |
5.13 |
0.02 |
|
0 |
5.13 |
0.02 |
|
|
| IODS |
D16 |
Infrastructure - Debentures / Bonds / CPs / Loans |
181.96 |
0.63 |
40.34 |
-171.88 |
222.3 |
0.78 |
|
|
| IOSA |
D17 |
Infrastructure - Securitised Assets |
|
|
|
0 |
|
|
|
|
| IOPE |
D18 |
Infrastructure - Equity (Promoter Group) |
|
|
|
0 |
|
|
|
|
| IOPD |
D19 |
Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) |
|
|
|
0 |
|
|
|
|
|
|
Total 3(b) |
3340.25 |
11.64 |
35.64 |
-151.85 |
3375.89 |
11.78 |
|
|
|
- |
(c)Approved Investments |
|
|
|
0 |
|
|
|
|
| EAEQ |
E01 |
PSU - Equity shares - Quoted |
1829.48 |
6.38 |
-133.86 |
570.35 |
1695.62 |
5.91 |
|
|
| EACE |
E02 |
Corporate Securities - Equity shares (Ordinary)- Quoted |
3836.46 |
13.37 |
-92.99 |
396.21 |
3743.47 |
13.06 |
|
|
| EFES |
E03 |
Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) |
59.9 |
0.21 |
|
0 |
59.9 |
0.21 |
|
|
| EEPG |
E04 |
Equity Shares (incl. Equity related Instruments) - Promoter Group |
99.19 |
0.35 |
|
0 |
99.19 |
0.35 |
|
|
| EPBT |
E05 |
Corporate Securities - Bonds - (Taxable) |
437.12 |
1.52 |
-24.95 |
106.31 |
412.17 |
1.44 |
|
|
| EPBF |
E06 |
Corporate Securities - Bonds - (Tax Free) |
|
|
|
0 |
|
|
|
|
| EPNQ |
E07 |
Corporate Securities - Preference Shares |
4.01 |
0.01 |
-0.02 |
0.09 |
3.99 |
0.01 |
|
|
| ECIS |
E08 |
Corporate Securities - Investment in Subsidiaries |
|
|
|
0 |
|
|
|
|
| ECOS |
E09 |
Corporate Securities - Debentures |
2016.23 |
7.03 |
4.36 |
-18.58 |
2020.59 |
7.05 |
|
|
| EDPG |
E10 |
Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group) |
|
|
|
0 |
|
|
|
|
| ECDI |
E11 |
Corporate Securities - Derivative Instruments |
|
|
|
0 |
|
|
|
|
| EMUN |
E12 |
Municipal Bonds - Rated |
|
|
|
0 |
|
|
|
|
| EINP |
E13 |
Investment properties - Immovable |
|
|
|
0 |
|
|
|
|
| ELPL |
E14 |
Loans - Policy Loans |
|
|
|
0 |
|
|
|
|
| ELMI |
E15 |
Loans - Secured Loans - Mortgage of Property in India (Term Loan) |
|
|
|
0 |
|
|
|
|
| ELMO |
E16 |
Loans - Secured Loans - Mortgage of Property outside India(Term Loan) |
|
|
|
0 |
|
|
|
|
| ECDB |
E17 |
Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI |
2166.49 |
7.55 |
-1163.36 |
4956.8 |
1003.13 |
3.5 |
|
|
| EDCD |
E18 |
Deposits - CDs with Scheduled Banks |
|
|
|
0 |
|
|
|
|
| ECMR |
E19 |
Deposits - Repo / Reverse Repo - Govt Securities |
|
|
|
0 |
|
|
|
|
| ECCR |
E20 |
Deposits - Repo / Reverse Repo - Corporate Securities |
|
|
|
0 |
|
|
|
|
| EDPD |
E21 |
Deposit with Primary Dealers duly recognised by Reserve Bank of India |
|
|
|
0 |
|
|
|
|
| ECBO |
E22 |
CCIL - CBLO |
889.04 |
3.1 |
-80.69 |
343.8 |
808.35 |
2.82 |
|
|
| ECCP |
E23 |
Commercial Papers |
|
|
|
0 |
|
|
|
|
| ECAM |
E24 |
Application Money |
27.75 |
0.1 |
59.58 |
-253.86 |
87.33 |
0.3 |
|
|
| EUPD |
E25 |
Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks |
82.87 |
0.29 |
|
0 |
82.87 |
0.29 |
|
|
| EPPD |
E26 |
Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks |
25 |
0.09 |
|
0 |
25 |
0.09 |
|
|
| EUPS |
E27 |
Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks |
|
|
|
0 |
|
|
|
|
| EPPS |
E28 |
Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks |
|
|
|
0 |
|
|
|
|
| EFDS |
E29 |
Foreign Debt Securities (invested prior to IRDA Regulations) |
35.01 |
0.12 |
|
0 |
35.01 |
0.12 |
|
|
| EGMF |
E30 |
Mutual Funds - Gilt / G Sec / Liquid Schemes |
|
|
200 |
-852.15 |
200 |
0.7 |
|
|
| EMPG |
E31 |
Mutual Funds - (under Insurer's Promoter Group) |
|
|
|
0 |
|
|
|
|
| ENCA |
E32 |
Net Current Assets (Only in respect of ULIP Business) |
|
|
|
0 |
|
|
|
|
| EETP |
E33 |
PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) |
|
|
|
0 |
|
|
|
|
| EETF |
E34 |
PASSIVELY MANAGED EQUITY ETF (NON PROMOTER) |
159.47 |
0.56 |
-8.73 |
37.2 |
150.74 |
0.53 |
|
|
|
|
Total 3(c) |
11668.03 |
40.67 |
-1240.68 |
5286.24 |
10427.35 |
36.37 |
|
|
|
- |
(d)Other Investments |
|
|
|
0 |
|
|
|
|
| OBPT |
F01 |
Bonds - PSU - Taxable |
125.43 |
0.44 |
22.72 |
-96.8 |
148.15 |
0.52 |
|
|
| OBPF |
F02 |
Bonds - PSU - Tax Free |
2.92 |
0.01 |
|
0 |
2.92 |
0.01 |
|
|
| OESH |
F03 |
Equity Shares (incl Co-op Societies) |
477.14 |
1.66 |
-2.98 |
12.7 |
474.16 |
1.65 |
|
|
| OEPU |
F04 |
Equity Shares (PSUs & Unlisted) |
27.8 |
0.1 |
|
0 |
27.8 |
0.1 |
|
|
| OEPG |
F05 |
Equity Shares (incl. Equity related Instruments) - Promoter Group |
|
|
|
0 |
|
|
|
|
| OLDB |
F06 |
Debentures |
559.69 |
1.95 |
81.39 |
-346.78 |
641.08 |
2.24 |
|
|
| ODPG |
F07 |
Debentures / Bonds/ CPs / Loans etc. - (Promoter Group) |
|
|
|
0 |
|
|
|
|
| OMUN |
F08 |
Municipal Bonds |
|
|
|
0 |
|
|
|
|
| OACP |
F09 |
Commercial Papers |
|
|
|
0 |
|
|
|
|
| OPSH |
F10 |
Preference Shares |
6.03 |
0.02 |
-3.08 |
13.12 |
2.95 |
0.01 |
|
|
| OVNF |
F11 |
VENTURE FUND |
2.25 |
0.01 |
-2.25 |
9.59 |
|
|
|
|
| OAFA |
F11A |
VENTURE FUND - TIER I |
166.59 |
0.58 |
-1.7 |
7.24 |
164.89 |
0.58 |
|
|
| OAFB |
F11B |
VENTURE FUND - TIER II |
|
|
|
0 |
|
|
|
|
| OSLU |
F12 |
Short term Loans (Unsecured Deposits) |
6.86 |
0.02 |
|
0 |
6.86 |
0.02 |
|
|
| OTLW |
F13 |
Term Loans (without Charge) |
76.21 |
0.27 |
-0.33 |
1.41 |
75.88 |
0.26 |
|
|
| OMGS |
F14 |
Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes |
|
|
800 |
-3408.61 |
800 |
2.79 |
|
|
| OMPG |
F15 |
Mutual Funds - (under Insurer's Promoter Group) |
|
|
|
0 |
|
|
|
|
| OCDI |
F16 |
Derivative Instruments |
|
|
|
0 |
|
|
|
|
| OPSA |
F17 |
Securitised Assets |
|
|
|
0 |
|
|
|
|
| OIPI |
F18 |
Investment properties - Immovable |
|
|
|
0 |
|
|
|
|
| OETP |
F19 |
PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) |
|
|
|
0 |
|
|
|
|
| OETF |
F20 |
PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) |
|
|
|
0 |
|
|
|
|
|
|
Total 3(d) |
1450.91 |
5.06 |
893.77 |
-3808.14 |
2344.68 |
8.18 |
|
|
|
|
Total 3(a+b+c+d) |
18865.53 |
65.75 |
-344.65 |
1468.47 |
18520.88 |
64.61 |
|
|
|
|
Total (1+2+3) |
28691.11 |
100 |
-23.52 |
100.21 |
28667.59 |
100 |
|
|
|
| Certification: |
|
| Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief. |