| FORM NL-28 - PART B | ||||||||
| GENERAL INSURANCE CORPORATION OF INDIA | ||||||||
| Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA | ||||||||
| ` in Crs. | ||||||||
| IRDA Code | Serial No | Category of Investment | Opening BV | Opening BV % | Net Accr BV | Net Accr BV % | Closing BV | Closing BV % |
|---|---|---|---|---|---|---|---|---|
| 1 | Central Govt. Sec | |||||||
| CGSB | A01 | Central Government Bonds | 6764.4 | 249.0620225 | 161.38 | -145.8736328 | 6925.78 | 265.8322202 |
| CSPD | A02 | Special Deposits | 0 | 0 | 0 | 0 | 0 | 0 |
| CDSS | A03 | Deposit under Section 7 of Insurance Act, 1938 | 29.58 | 1.08912167 | -0.05 | 0.045195697 | 29.53 | 1.133450018 |
| CTRB | A04 | Treasury Bills | 0 | 0 | 0 | 0 | 0 | 0 |
| Total (1) | 6793.98 | 250.1511442 | 161.33 | -145.8284371 | 6955.31 | 266.9656702 | ||
| 2 | Central Govt. Sec or Other Approved Sec/Guaranteed Sec | 0 | 0 | 0 | ||||
| CGSL | B01 | Central Government Guaranteed Loans / Bonds | 0 | 0 | 0 | 0 | 0 | 0 |
| SGGB | B02 | State Government Bonds | 3489.5 | 128.4817467 | 216.61 | -195.7968001 | 3706.11 | 142.2516236 |
| SGGL | B03 | State Government Guaranteed Loans | 0 | 0 | 0 | 0 | 0 | 0 |
| SGOA | B04 | Other Approved Securities (excluding Infrastructure Investments) | 453.08 | 16.68219223 | -12.55 | 11.34412004 | 440.53 | 16.9088634 |
| SGGE | B05 | Guaranteed Equity | 0.05 | 0.001840976 | 0 | 0 | 0.05 | 0.00191915 |
| Total (1+2) | 10736.61 | 395.3169241 | 365.39 | -330.2811172 | 11102 | 426.1280764 | ||
| 3 | Investments subject to Expsoure Norms | 0 | 0 | 0 | ||||
| - | (a)Housing & Loans to State Govt for Housing / FFE | 0 | 0 | 0 | ||||
| - | 1. Approved Investments | 0 | 0 | 0 | ||||
| HLSH | C01 | Loans to State Government for Housing | 304.5 | 11.2115466 | -2.08 | 1.880141011 | 302.42 | 11.60778714 |
| HLSF | C02 | Loans to State Government for Fire Fighting Equipments | 8.79 | 0.323643661 | 0 | 0 | 8.79 | 0.337386578 |
| HTLH | C03 | Term Loan - HUDCO / NHB / Institutions accredited by NHB | 0 | 0 | 0 | 0 | 0 | 0 |
| HTLN | C04 | Commercial Papers - NHB / Institutions accredited by NHB | 0 | 0 | 0 | 0 | 0 | 0 |
| HMBS | C05 | Housing - Securitised Assets | 0 | 0 | 0 | 0 | 0 | 0 |
| HDPG | C06 | Debentures / Bonds / CPs / Loans - (Promoter Group) | 35 | 1.288683518 | 0 | 0 | 35 | 1.343405033 |
| - | Taxable Bonds | 0 | 0 | 0 | 0 | 0 | 0 | |
| HTHD | C07 | Bonds / Debentures issued by HUDCO | 96.36 | 3.547929822 | -0.01 | 0.009039139 | 96.35 | 3.69820214 |
| HTDN | C08 | Bonds / Debentures issued by NHB / Institutions accredited by NHB | 1481.86 | 54.56138736 | -30.79 | 27.83151044 | 1451.07 | 55.69642117 |
| HTDA | C09 | Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori | 455.3 | 16.76393159 | -0.08 | 0.072313116 | 455.22 | 17.47270969 |
| - | Tax Free Bonds | 0 | 0 | 0 | 0 | 0 | 0 | |
| HFHD | C10 | Bonds / Debentures issued by HUDCO | 0 | 0 | 0 | 0 | 0 | 0 |
| HFDN | C11 | Bonds / Debentures issued by NHB / Institutions accreditedby NHB | 0 | 0 | 0 | 0 | 0 | 0 |
| HFDA | C12 | Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori | 0 | 0 | 0 | 0 | 0 | 0 |
| - | 2. Other Investments | 0 | 0 | 0 | 0 | 0 | 0 | |
| HODS | C13 | Debentures / Bonds / CPs / Loans | 0 | 0 | 0 | 0 | 0 | 0 |
| HOMB | C14 | Housing - Securitised Assets | 0 | 0 | 0 | 0 | 0 | 0 |
| HOPG | C15 | Debentures / Bonds / CPs / Loans - (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| Total 3(a) | 2381.81 | 87.69712255 | -32.96 | 29.79300371 | 2348.85 | 90.15591175 | ||
| - | (b)Infrastructure Investments | 0 | 0 | 0 | ||||
| - | 1. Approved Investments | 0 | 0 | 0 | ||||
| ISAS | D01 | Infrastructure - Other Approved Securities | 22.5 | 0.828439404 | 0 | 0 | 22.5 | 0.863617521 |
| ITPE | D02 | Infrastructure - PSU - Equity shares - Quoted | 366.88 | 13.50834883 | -0.69 | 0.623700624 | 366.19 | 14.05547111 |
| ITCE | D03 | Infrastructure - Corporate Securities - Equity shares-Quoted | 383.68 | 14.12691692 | 1.61 | -1.455301455 | 385.29 | 14.78858643 |
| IEPG | D04 | Infrastructure - Equity and Equity Related Instruments (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| IESA | D05 | Infrastructure - Securitised Assets | 0 | 0 | 0 | 0 | 0 | 0 |
| IDPG | D06 | Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| IDDF | D07 | Infrastructure - Infrastructure Development Fund (IDF) | 0 | 0 | 0 | 0 | 0 | 0 |
| - | Taxable Bonds | 0 | 0 | 0 | 0 | 0 | 0 | |
| IPTD | D08 | Infrastructure - PSU - Debentures / Bonds | 1422.58 | 52.37872568 | -79.82 | 72.15041128 | 1342.76 | 51.53915834 |
| IPCP | D09 | Infrastructure - PSU - CPs | 0 | 0 | 0 | 0 | 0 | 0 |
| ICTD | D10 | Infrastructure - Other Corporate Securities - Debentures/ Bonds | 847.37 | 31.19976436 | -5.04 | 4.555726295 | 842.33 | 32.33115318 |
| ICCP | D11 | Infrastructure - Other Corporate Securities - CPs | 0 | 0 | 0 | 0 | 0 | 0 |
| ILWC | D12 | Infrastructure - Term Loans (with Charge) | 1.2 | 0.044183435 | 0 | 0 | 1.2 | 0.046059601 |
| - | Tax Free Bonds | 0 | 0 | 0 | 0 | 0 | 0 | |
| IPFD | D13 | Infrastructure - PSU - Debentures / Bonds | 19.27 | 0.709512325 | -5 | 4.519569737 | 14.27 | 0.547725423 |
| ICFD | D14 | Infrastructure - Other Corporate Securities - Debentures/ Bonds | 0 | 0 | 0 | 0 | 0 | 0 |
| - | 2. Other Investments | 0 | 0 | 0 | 0 | 0 | 0 | |
| IOEQ | D15 | Infrastructure - Equity (including unlisted) | 5.13 | 0.188884184 | 0 | 0 | 5.13 | 0.196904795 |
| IODS | D16 | Infrastructure - Debentures / Bonds / CPs / Loans | 348.25 | 12.822401 | 29.95 | -27.07222272 | 378.2 | 14.51645095 |
| IOSA | D17 | Infrastructure - Securitised Assets | 0 | 0 | 0 | 0 | 0 | 0 |
| IOPE | D18 | Infrastructure - Equity (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| IOPD | D19 | Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| Total 3(b) | 3416.85 | 125.8068079 | -58.99 | 53.32188376 | 3357.87 | 128.8851274 | ||
| - | (c)Approved Investments | 0 | 0 | 0 | ||||
| EAEQ | E01 | PSU - Equity shares - Quoted | 1713.8 | 63.10130893 | 265.78 | -240.2422489 | 1979.58 | 75.98222099 |
| EACE | E02 | Corporate Securities - Equity shares (Ordinary)- Quoted | 3921.82 | 144.3995655 | -45.78 | 41.38118051 | 3876.04 | 148.774047 |
| EFES | E03 | Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) | 59.9 | 2.205489792 | 0 | 0 | 59.9 | 2.299141756 |
| EEPG | E04 | Equity Shares (incl. Equity related Instruments) - Promoter Group | 99.19 | 3.652129089 | 0 | 0 | 99.19 | 3.807209863 |
| EPBT | E05 | CORPORATE SECURITIES - BONDS - (TAXABLE) | 392.09 | 14.43656916 | -1.29 | 1.166048992 | 390.8 | 15.00007677 |
| EPBF | E06 | Corporate Securities - Bonds - (Tax Free) | 0 | 0 | 0 | 0 | 0 | 0 |
| EPNQ | E07 | Corporate Securities - Preference Shares | 3.99 | 0.146909921 | 0 | 0 | 3.99 | 0.153148174 |
| ECIS | E08 | Corporate Securities - Investment in Subsidiaries | 0 | 0 | 0 | 0 | 0 | 0 |
| ECOS | E09 | Corporate Securities - Debentures | 1861.66 | 68.5454445 | -10.4 | 9.400705053 | 1851.26 | 71.05691431 |
| EDPG | E10 | Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| ECDI | E11 | Corporate Securities - Derivative Instruments | 0 | 0 | 0 | 0 | 0 | 0 |
| EMUN | E12 | Municipal Bonds - Rated | 0 | 0 | 0 | 0 | 0 | 0 |
| EINP | E13 | Investment properties - Immovable | 0 | 0 | 0 | 0 | 0 | 0 |
| ELPL | E14 | Loans - Policy Loans | 0 | 0 | 0 | 0 | 0 | 0 |
| ELMI | E15 | Loans - Secured Loans - Mortgage of Property in India (Term Loan) | 0 | 0 | 0 | 0 | 0 | 0 |
| ELMO | E16 | Loans - Secured Loans - Mortgage of Property outside India(Term Loan) | 0 | 0 | 0 | 0 | 0 | 0 |
| ECDB | E17 | Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI | 1627.7 | 59.93114748 | 269.18 | -243.3155564 | 1896.88 | 72.80794682 |
| EDCD | E18 | Deposits - CDs with Scheduled Banks | 0 | 0 | 0 | 0 | 0 | 0 |
| ECMR | E19 | Deposits - Repo / Reverse Repo - Govt Securities | 0 | 0 | 0 | 0 | 0 | 0 |
| ECCR | E20 | Deposits - Repo / Reverse Repo - Corporate Securities | 0 | 0 | 0 | 0 | 0 | 0 |
| EDPD | E21 | Deposit with Primary Dealers duly recognised by Reserve Bank of India | 0 | 0 | 0 | 0 | 0 | 0 |
| ECBO | E22 | CCIL - CBLO | 475.48 | 17.50694969 | 321.4 | -290.5179427 | 796.88 | 30.58664579 |
| ECCP | E23 | Commercial Papers | 0 | 0 | 0 | 0 | 0 | 0 |
| ECAM | E24 | Application Money | 86.46 | 3.183416484 | 0 | 0 | 86.46 | 3.318594261 |
| EUPD | E25 | Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks | 82.86 | 3.050866179 | 0 | 0 | 82.86 | 3.180415458 |
| EPPD | E26 | Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks | 24.99 | 0.920120032 | -0.01 | 0.009039139 | 24.98 | 0.958807363 |
| EUPS | E27 | Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks | 0 | 0 | 0 | 0 | 0 | 0 |
| EPPS | E28 | Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks | 0 | 0 | 0 | 0 | 0 | 0 |
| EFDS | E29 | Foreign Debt Securities (invested prior to IRDA Regulations) | 0 | 0 | 0 | 0 | 0 | 0 |
| EGMF | E30 | Mutual Funds - Gilt / G Sec / Liquid Schemes | 299.83 | 11.0395994 | -299.83 | 271.0205188 | 0 | 0 |
| EMPG | E31 | Mutual Funds - (under Insurer's Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| ENCA | E32 | Net Current Assets (Only in respect of ULIP Business) | 0 | 0 | 0 | 0 | 0 | 0 |
| EETP | E33 | PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) | 0 | 0 | 0 | 0 | 0 | 0 |
| EETF | E34 | PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) | 146.67 | 5.40032033 | -15.16 | 13.70333544 | 131.51 | 5.047748453 |
| Total 3(c) | 10796.44 | 397.5198365 | 483.9 | 74.82 | 11280.34 | 432.9733008 | ||
| - | (d)Other Investments | 0 | 0 | 0 | ||||
| OBPT | F01 | Bonds - PSU - Taxable | 240.29 | 8.847364642 | 70.82 | -64.01518575 | 311.11 | 11.94133542 |
| OBPF | F02 | Bonds - PSU - Tax Free | 2.5 | 0.092048823 | 0 | 0 | 2.5 | 0.095957502 |
| OESH | F03 | Equity Shares (incl Co-op Societies) | 475.17 | 17.49553563 | -21.18 | 19.14489741 | 453.99 | 17.4254986 |
| OEPU | F04 | Equity Shares (PSUs & Unlisted) | 28.3 | 1.041992673 | 0 | 0 | 28.3 | 1.086238927 |
| OEPG | F05 | Equity Shares (incl. Equity related Instruments) - Promoter Group | 0 | 0 | 0 | 0 | 0 | 0 |
| OLDB | F06 | Debentures | 1304.75 | 48.04028056 | 243.78 | -220.3561421 | 1548.53 | 59.43722844 |
| ODPG | F07 | Debentures / Bonds/ CPs / Loans etc. - (Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| OMUN | F08 | Municipal Bonds | 0 | 0 | 0 | 0 | 0 | 0 |
| OACP | F09 | Commercial Papers | 0 | 0 | 0 | 0 | 0 | 0 |
| OPSH | F10 | Preference Shares | 2.95 | 0.108617611 | 0 | 0 | 2.95 | 0.113229853 |
| OVNF | F11 | Venture Fund | 0 | 0 | 0 | 0 | 0 | 0 |
| OAFA | F11A | VENTURE FUND - TIER I | 180.34 | 6.640033874 | -2.86 | 2.58519389 | 177.48 | 6.812215006 |
| OAFB | F11B | VENTURE FUND - TIER II | 0 | 0 | 0 | 0 | 0 | 0 |
| OSLU | F12 | Short term Loans (Unsecured Deposits) | 6.86 | 0.252581969 | -0.02 | 0.018078279 | 6.84 | 0.262539726 |
| OTLW | F13 | Term Loans (without Charge) | 74.79 | 2.75373258 | -1.17 | 1.057579318 | 73.62 | 2.825756529 |
| OMGS | F14 | Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes | 400 | 14.72781163 | -400 | 361.565579 | 0 | 0 |
| OMPG | F15 | Mutual Funds - (under Insurer's Promoter Group) | 0 | 0 | 0 | 0 | 0 | 0 |
| OCDI | F16 | Derivative Instruments | 0 | 0 | 0 | 0 | 0 | 0 |
| OPSA | F17 | Securitised Assets | 0 | 0 | 0 | 0 | 0 | 0 |
| OIPI | F18 | Investment properties - Immovable | 0 | 0 | 0 | 0 | 0 | 0 |
| OETP | F19 | PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) | 0 | 0 | 0 | 0 | 0 | 0 |
| OETF | F20 | PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) | 0 | 0 | 0 | 0 | 0 | 0 |
| Total 3(d) | 2715.95 | 100 | -110.63 | 100 | 2605.32 | 100 | ||
| Total 3(a+b+c+d) | 19311.05 | 711.023767 | 281.31 | -254.2800325 | 19592.38 | 752.0143399 | ||
| Total (1+2+3) | 30047.67 | 1106.341059 | 646.7 | -584.5611498 | 30694.38 | 1178.142416 | ||
| Certification: | ||||||||
| Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief. | ||||||||