| FORM NL-28 - PART B | ||||||||
| Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA | ||||||||
| ` in Crs. | ||||||||
| IRDA Code | Serial No | Category of Investment | Opening BV | Opening BV % | Net Accr BV | Net Accr BV % | Closing BV | Closing BV % |
|---|---|---|---|---|---|---|---|---|
| 1 | Central Govt. Sec | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| CGSB | A01 | CENTRAL GOVERNMENT BONDS | 7,977.31 | 23.43 | 4.16- | 0.52- | 7,973.15 | 22.88 |
| CSPD | A02 | SPECIAL DEPOSITS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| CDSS | A03 | DEPOSIT UNDER SECTION 7 OF INSURANCE ACT, 1938 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| CTRB | A04 | TREASURY BILLS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Total (1) | 7,977.31 | 23.43 | 4.16- | 0.52- | 7,973.15 | 22.88 | ||
| 2 | Central Govt. Sec or Other Approved Sec/Guaranteed Sec | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| CGSL | B01 | CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| SGGB | B02 | STATE GOVERNMENT BONDS | 4,337.94 | 12.74 | 165.57 | 20.82 | 4,503.51 | 12.92 |
| SGGL | B03 | STATE GOVERNMENT GUARANTEED LOANS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| SGOA | B04 | OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) | 397.71 | 1.17 | 10.02- | 1.26- | 387.69 | 1.11 |
| SGGE | B05 | GUARANTEED EQUITY | 0.05 | 0.00 | 0.00 | 0.00 | 0.05 | 0.00 |
| Total (1+2) | 12,713.01 | 37.34 | 151.38 | 19.04 | 12,864.39 | 36.92 | ||
| 3 | Investments subject to Expsoure Norms | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| - | (a)Housing & Loans to State Govt for Housing / FFE | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| - | 1. Approved Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| HLSH | C01 | LOANS TO STATE GOVERNMENT FOR HOUSING | 278.93 | 0.82 | 20.61- | 2.59- | 258.32 | 0.74 |
| HLSF | C02 | LOANS TO STATE GOVERNMENT FOR FIRE FIGHTING EQUIPMENTS | 6.46 | 0.02 | 1.99- | 0.25- | 4.47 | 0.01 |
| HTLH | C03 | TERM LOAN - HUDCO / NHB / INSTITUTIONS ACCREDITED BY NHB | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HTLN | C04 | COMMERCIAL PAPERS - NHB / INSTITUTIONS ACCREDITED BY NHB | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HMBS | C05 | HOUSING - SECURITISED ASSETS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HDPG | C06 | DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) | 20.00 | 0.06 | 0.00 | 0.00 | 20.00 | 0.06 |
| - | Taxable Bonds | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| HTHD | C07 | BONDS / DEBENTURES ISSUED BY HUDCO | 30.01 | 0.09 | 0.01- | 0.00 | 30 | 0.09 |
| HTDN | C08 | BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITED BY NHB | 2,209.99 | 6.49 | 75.16 | 9.45 | 2,285.15 | 6.56 |
| HTDA | C09 | BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI | 764.98 | 2.25 | 74.91 | 9.42 | 839.89 | 2.41 |
| - | Tax Free Bonds | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| HFHD | C10 | BONDS / DEBENTURES ISSUED BY HUDCO | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HFDN | C11 | BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITEDBY NHB | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HFDA | C12 | BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| - | 2. Other Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| HODS | C13 | DEBENTURES / BONDS / CPS / LOANS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HOMB | C14 | HOUSING - SECURITISED ASSETS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| HOPG | C15 | DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Total 3(a) | 3,310.38 | 9.72 | 127.45 | 16.03 | 3,437.83 | 9.87 | ||
| - | (b) Infrastructure Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| - | 1. Approved Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| ISAS | D01 | INFRASTRUCTURE - OTHER APPROVED SECURITIES | 13.5 | 0.04 | 6.00- | 0.75- | 7.5 | 0.02 |
| ITPE | D02 | INFRASTRUCTURE - PSU - EQUITY SHARES - QUOTED | 420.41 | 1.23 | 20.3 | 2.55 | 440.71 | 1.26 |
| ITCE | D03 | INFRASTRUCTURE - CORPORATE SECURITIES - EQUITY SHARES-QUOTED | 348.44 | 1.02 | 3.75 | 0.47 | 352.19 | 1.01 |
| IEPG | D04 | INFRASTRUCTURE - EQUITY AND EQUITY RELATED INSTRUMENTS (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| IESA | D05 | INFRASTRUCTURE - SECURITISED ASSETS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| IDPG | D06 | INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| IDDF | D07 | INFRASTRUCTURE - INFRASTRUCTURE DEVELOPMENT FUND (IDF) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| - | Taxable Bonds | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| IPTD | D08 | INFRASTRUCTURE - PSU - DEBENTURES / BONDS | 2,011.62 | 5.91 | 146.58 | 18.43 | 2,158.20 | 6.19 |
| IPCP | D09 | INFRASTRUCTURE - PSU - CPS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ICTD | D10 | INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS | 1,065.91 | 3.13 | 54.74 | 6.88 | 1,120.65 | 3.22 |
| ICCP | D11 | INFRASTRUCTURE - OTHER CORPORATE SECURITIES - CPS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ILWC | D12 | INFRASTRUCTURE - TERM LOANS (WITH CHARGE) | 0.4 | 0.00 | 0.20- | 0.03- | 0.2 | 0.00 |
| - | Tax Free Bonds | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| IPFD | D13 | INFRASTRUCTURE - PSU - DEBENTURES / BONDS | 15.81 | 0.05 | 0.00 | 0.00 | 15.81 | 0.05 |
| ICFD | D14 | INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| - | 2. Other Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| IOEQ | D15 | INFRASTRUCTURE - EQUITY (INCLUDING UNLISTED) | 5.13 | 0.02 | 0.00 | 0.00 | 5.13 | 0.01 |
| IODS | D16 | INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS | 331.33 | 0.97 | 9.64 | 1.21 | 340.97 | 0.98 |
| IOSA | D17 | INFRASTRUCTURE - SECURITISED ASSETS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| IOPE | D18 | INFRASTRUCTURE - EQUITY (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| IOPD | D19 | INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Total 3(b) | 4,212.54 | 12.37 | 228.83 | 28.77 | 4,441.37 | 12.75 | ||
| - | (c)Approved Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| EAEQ | E01 | PSU - EQUITY SHARES - QUOTED | 2,107.36 | 6.19 | 48.58 | 6.11 | 2,155.94 | 6.19 |
| EACE | E02 | CORPORATE SECURITIES - EQUITY SHARES (ORDINARY)- QUOTED | 4,110.59 | 12.07 | 98.42 | 12.38 | 4,209.01 | 12.08 |
| EFES | E03 | EQUITY SHARES - COMPANIES INCORPORATED OUTSIDE INDIA (INVESTED PRIOR TO IRDA REGULATIONS) | 146.36 | 0.43 | 0.00 | 0.00 | 146.36 | 0.42 |
| EEPG | E04 | EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP | 99.34 | 0.29 | 0.00 | 0.00 | 99.34 | 0.29 |
| EPBT | E05 | CORPORATE SECURITIES - BONDS - (TAXABLE) | 345.46 | 1.01 | 20.08- | 2.52- | 325.38 | 0.93 |
| EPBF | E06 | CORPORATE SECURITIES - BONDS - (TAX FREE) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EPNQ | E07 | CORPORATE SECURITIES - PREFERENCE SHARES | 3.97 | 0.01 | 0.00 | 0.00 | 3.97 | 0.01 |
| ECIS | E08 | CORPORATE SECURITIES - INVESTMENT IN SUBSIDIARIES | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECOS | E09 | CORPORATE SECURITIES - DEBENTURES | 2,384.60 | 7.00 | 60.43 | 7.6 | 2,445.03 | 7.02 |
| EDPG | E10 | CORPORATE SECURITIES - DEBENTURES / BONDS/ CPS /LOAN - (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECDI | E11 | CORPORATE SECURITIES - DERIVATIVE INSTRUMENTS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EMUN | E12 | MUNICIPAL BONDS - RATED | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EINP | E13 | INVESTMENT PROPERTIES - IMMOVABLE | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ELPL | E14 | LOANS - POLICY LOANS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ELMI | E15 | LOANS - SECURED LOANS - MORTGAGE OF PROPERTY IN INDIA (TERM LOAN) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ELMO | E16 | LOANS - SECURED LOANS - MORTGAGE OF PROPERTY OUTSIDE INDIA(TERM LOAN) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECDB | E17 | DEPOSITS - DEPOSIT WITH SCHEDULED BANKS, FIS (INCL. BANK BALANCE AWAITING INVESTMENT), CCIL, RBI | 1,959.78 | 5.76 | 507.58- | 63.83- | 1,452.20 | 4.17 |
| EDCD | E18 | DEPOSITS - CDS WITH SCHEDULED BANKS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECMR | E19 | DEPOSITS - REPO / REVERSE REPO - GOVT SECURITIES | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECCR | E20 | DEPOSITS - REPO / REVERSE REPO - CORPORATE SECURITIES | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EDPD | E21 | DEPOSIT WITH PRIMARY DEALERS DULY RECOGNISED BY RESERVE BANK OF INDIA | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECBO | E22 | CCIL - CBLO | 741.55 | 2.18 | 279.48- | 35.14- | 462.07 | 1.33 |
| ECCP | E23 | COMMERCIAL PAPERS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ECAM | E24 | APPLICATION MONEY | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EUPD | E25 | PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY PSU BANKS | 62.85 | 0.18 | 0.00 | 0.00 | 62.85 | 0.18 |
| EPPD | E26 | PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY NON-PSU BANKS | 24.96 | 0.07 | 0.01- | 0.00 | 24.95 | 0.07 |
| EUPS | E27 | PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY PSU BANKS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EPPS | E28 | PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY NON-PSU BANKS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EFDS | E29 | FOREIGN DEBT SECURITIES (INVESTED PRIOR TO IRDA REGULATIONS) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EGMF | E30 | MUTUAL FUNDS - GILT / G SEC / LIQUID SCHEMES | 70.00 | 0.21 | 449.34 | 56.50 | 519.34 | 1.49 |
| EMPG | E31 | MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| ENCA | E32 | NET CURRENT ASSETS (ONLY IN RESPECT OF ULIP BUSINESS) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EETP | E33 | PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| EETF | E34 | PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) | 123.9 | 0.36 | 8.73- | 1.10- | 115.17 | 0.33 |
| Total 3(c) | 12,180.73 | 35.77 | 159.11- | 20.01- | 12,021.62 | 34.5 | ||
| - | (d)Other Investments | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | |
| OBPT | F01 | BONDS - PSU - TAXABLE | 154.26 | 0.45 | 34.64- | 4.36- | 119.62 | 0.34 |
| OBPF | F02 | BONDS - PSU - TAX FREE | 2.08 | 0.01 | 0.00 | 0.00 | 2.08 | 0.01 |
| OESH | F03 | EQUITY SHARES (INCL CO-OP SOCIETIES) | 507.58 | 1.49 | 9.07 | 1.14 | 516.65 | 1.48 |
| OEPU | F04 | EQUITY SHARES (PSUS & UNLISTED) | 79.4 | 0.23 | 0.00 | 0.00 | 79.4 | 0.23 |
| OEPG | F05 | EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OLDB | F06 | DEBENTURES | 623.93 | 1.83 | 24.44- | 3.07- | 599.49 | 1.72 |
| ODPG | F07 | DEBENTURES / BONDS/ CPS / LOANS ETC. - (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OMUN | F08 | MUNICIPAL BONDS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OACP | F09 | COMMERCIAL PAPERS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OPSH | F10 | PREFERENCE SHARES | 2.94 | 0.01 | 0.01- | 0.00 | 2.93 | 0.01 |
| OVNF | F11 | VENTURE FUND | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OAFA | F11A | VENTURE FUND - TIER I | 185.51 | 0.54 | 2.20- | 0.28- | 183.31 | 0.53 |
| OAFB | F11B | VENTURE FUND - TIER II | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OSLU | F12 | SHORT TERM LOANS (UNSECURED DEPOSITS) | 6.84 | 0.02 | 0.00 | 0.00 | 6.84 | 0.02 |
| OTLW | F13 | TERM LOANS (WITHOUT CHARGE) | 71.06 | 0.21 | 1.08- | 0.14- | 69.98 | 0.2 |
| OMGS | F14 | MUTUAL FUNDS - DEBT / INCOME / SERIAL PLANS / LIQUID SCHEMES | 0.00 | 0.00 | 500 | 62.87 | 500.00 | 1.43 |
| OMPG | F15 | MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OCDI | F16 | DERIVATIVE INSTRUMENTS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OPSA | F17 | SECURITISED ASSETS | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OIPI | F18 | INVESTMENT PROPERTIES - IMMOVABLE | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OETP | F19 | PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| OETF | F20 | PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Total 3(d) | 1,633.60 | 4.8 | 446.7 | 56.17 | 2,080.30 | 5.97 | ||
| Total 3(a+b+c+d) | 21,337.24 | 62.66 | 643.89 | 80.97 | 21,981.13 | 63.08 | ||
| Total (1+2+3) | 34,050.25 | 100 | 795.27 | 100 | 34,845.52 | 100.00 | ||
| Certification: | ||||||||
| Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief. | ||||||||