GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
FORM NL-28-STATEMENT OF ASSETS - 3B
Company Name & Code:      
Statement As on: 30th September 2017      
Statement of Investment Assets
(General Insurer, Re-insurers)		      
(Business within India)      
Periodicity of Submission: Quarterly      
       
No. Particulars SCH ` in Crs.
1 Investments 8 68,190.15
2 Loans 9 284.53
3 Fixed Assets 10 162.09
4 Current Assets
  a.  Cash & Bank Balance 11 13,782.06
  b.  Advances & Other Assets 12 22,736.95
5 Current Liabilities
  a.  Current Liabilities 13 (38,249.88)
  b. Provisions 14 (12,983.51)
  c.  Misc. Exp. Not written off 15
  d.  Debit Balance of P & L A/c    
  Application of Funds as per Balance Sheet (A) TOTAL (A) 53,922.39
       
  Less : Other Assets SCH ` in Crs.
1 Loans (if any) 9 2.06
2 Fixed Assets (if any) 10 162.09
3 Cash & Bank Balance  (if any) 11 9,523.99
4 Advances & Other Assets  (if any) 12 22,684.11
5 Current Liabilities 13 (38,249.88)
6 Provisions 14 (12,983.51)
7 Misc. Exp. Not written off 15
8 Debit Balance of P & L A/c    
    TOTAL (B) (18,861.14)
  'Investment Assets' As per FORM 3B ( A - B ) 72,783.53
NL28-Part A -Section II
Statement as on:30.09.2017
No 'Investment' represented as Reg. % SH Shareholder Policyholder Book Value (SH + PH) %Actual FVC Amount
FRSM+  
(b) (c) d = (b+c)
1 G. Sec. Not less than 20%   2,884.83 6,699.32 9,584.15 22.91 0.00
2 G. Sec or Other Apporved Sec. (incl. (1) above) Not less than 30%   4,596.68 10,674.68 15,271.37 36.50 0.00
3 Investment subject to Exposure Norms     0.00 0.00 0.00 0.00 0.00
  a. Housing & Loans to SG for Housing and FFE Not less than 5%   0.00 0.00 0.00 0.00 0.00
  1. Approved Investments     1,222.40 2,838.73 4,061.13 9.71 0.00
  2. Other Investments     0.00 0.00 0.00 0.00 0.00
  b. Infrastructure Investments Not less than 10%   0.00 0.00 0.00 0.00 0.00
  1. Approved Investments     1,287.25 2,989.32 4,276.57 10.22 921.83
  2. Other Investments     124.60 289.35 413.95 0.99 -73.16
  c. Approved Investments Not exceeding 55%   5,112.44 11,376.35 16,488.79 39.41 29,964.74
  d. Other Investments (not exceeding 25%)     398.99 926.56 1,325.56 3.17 132.78
  Total Investment Assets 100%   12,742.36 29,094.99 41,837.35 100.00 30,946.19
Certification:
1. Central Govt. Securities includes Treasury Bills, Deposit Under Section 7 of Insurance Act, 1938 and Deposit with CCIL (securities)
2. Shareholder and Policyholder Funds have been bifurcated in the ratio of 30.10:69.90 as per B/s as on 30.09.2017
Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.
FORM NL-28 - PART B
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
Rs. in Crs.
IRDA Code Serial No Category of Investment Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
                 
  1 Central Govt. Sec       0    
CGSB A01 CENTRAL GOVERNMENT BONDS 8,958.31 21.36 625.84 -676.56 9,584.15 22.91
CSPD A02 SPECIAL DEPOSITS 0   0 0 0  
CDSS A03 DEPOSIT UNDER SECTION 7 OF INSURANCE ACT, 1938 0   0 0 0  
CTRB A04 TREASURY BILLS 0   0 0 0  
    Total (1) 8,958.31 21.36 625.84 -676.56 9,584.15 22.91
  2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec 0   0 0 0  
CGSL B01 CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS 0   0 0 0  
SGGB B02 STATE GOVERNMENT BONDS 5,198.22 12.4 131.24 -141.88 5,329.47 12.74
SGGL B03 STATE GOVERNMENT GUARANTEED LOANS 0   0 0 0  
SGOA B04 OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) 332.15 0.79 25.54 -27.61 357.69 0.85
SGGE B05 GUARANTEED EQUITY 0.05   0 0 0.05  
    Total (1+2) 14,488.73 34.55 782.62 -846.06 15,271.36 36.5
  3 Investments subject to Expsoure Norms 0   0 0 0  
  - (a)Housing & Loans to State Govt for Housing / FFE 0   0 0 0  
  - 1. Approved Investments 0   0 0 0  
HLSH C01 LOANS TO STATE GOVERNMENT FOR HOUSING 235.20 0.56 0 0 235.20 0.56
HLSF C02 LOANS TO STATE GOVERNMENT FOR FIRE FIGHTING EQUIPMENTS 2.48 0.01 0 0 2.48 0.01
HTLH C03 TERM LOAN - HUDCO / NHB / INSTITUTIONS ACCREDITED BY NHB 0   0 0 0  
HTLN C04 COMMERCIAL PAPERS - NHB / INSTITUTIONS ACCREDITED BY NHB 0   0 0 0  
HMBS C05 HOUSING - SECURITISED ASSETS 0   0 0 0  
HDPG C06 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 20.00 0.05 0 0 20.00 0.05
  - Taxable Bonds 0   0 0 0  
HTHD C07 BONDS / DEBENTURES ISSUED BY HUDCO 25.00 0.06 25.00 -27.03 50.00 0.12
HTDN C08 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITED BY NHB 2,713.96 6.47 40.03 -43.27 2,753.99 6.58
HTDA C09 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 999.49 2.38 -0.03 0.03 999.46 2.39
  - Tax Free Bonds 0   0 0 0  
HFHD C10 BONDS / DEBENTURES ISSUED BY HUDCO 0   0 0 0  
HFDN C11 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITEDBY NHB 0   0 0 0  
HFDA C12 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 0   0 0 0  
  - 2. Other Investments 0   0 0 0  
HODS C13 DEBENTURES / BONDS / CPS / LOANS 0   0 0 0  
HOMB C14 HOUSING - SECURITISED ASSETS 0   0 0 0  
HOPG C15 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0   0 0 0  
    Total 3(a) 3,996.13 9.53 65.00 -70.27 4,061.13 9.71
  - (b)Infrastructure Investments 0   0 0 0  
  - 1. Approved Investments 0   0 0 0  
ISAS D01 INFRASTRUCTURE - OTHER APPROVED SECURITIES 2.00   -2.00 2.16 0  
ITPE D02 INFRASTRUCTURE - PSU - EQUITY SHARES - QUOTED 424.99 1.01 51.26 -55.41 476.25 1.14
ITCE D03 INFRASTRUCTURE - CORPORATE SECURITIES - EQUITY SHARES-QUOTED 234.29 0.56 -2.22 2.39 232.07 0.55
IEPG D04 INFRASTRUCTURE - EQUITY AND EQUITY RELATED INSTRUMENTS (PROMOTER GROUP) 0   0 0 0  
IESA D05 INFRASTRUCTURE - SECURITISED ASSETS 0   0 0 0  
IDPG D06 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0   0 0 0  
IDDF D07 INFRASTRUCTURE - INFRASTRUCTURE DEVELOPMENT FUND (IDF) 0   0 0 0  
  - Taxable Bonds 0   0 0 0  
IPTD D08 INFRASTRUCTURE - PSU - DEBENTURES / BONDS 2,402.39 5.73 -127.57 137.91 2,274.82 5.44
IPCP D09 INFRASTRUCTURE - PSU - CPS 0   0 0 0  
ICTD D10 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 1,217.25 2.9 59.13 -63.92 1,276.37 3.05
ICCP D11 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - CPS 0   0 0 0  
ILWC D12 INFRASTRUCTURE - TERM LOANS (WITH CHARGE) 0   0 0 0  
  - Tax Free Bonds 0   0 0 0  
IPFD D13 INFRASTRUCTURE  - PSU - DEBENTURES / BONDS 17.47 0.04 -0.42 0.45 17.06 0.04
ICFD D14 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 0   0 0 0  
  - 2. Other Investments 0   0 0 0  
IOEQ D15 INFRASTRUCTURE - EQUITY  (INCLUDING UNLISTED) 83.94 0.2 0 0 83.94 0.2
IODS D16 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS 339.91 0.81 -9.90 10.71 330.01 0.79
IOSA D17 INFRASTRUCTURE - SECURITISED ASSETS 0   0 0 0  
IOPE D18 INFRASTRUCTURE - EQUITY  (PROMOTER GROUP) 0   0 0 0  
IOPD D19 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0   0 0 0  
    Total 3(b) 4,722.25 11.26 -31.72 34.29 4,690.52 11.21
  - (c)Approved Investments 0   0 0 0  
EAEQ E01 PSU - EQUITY SHARES - QUOTED 2,456.40 5.86 26.73 -28.89 2,483.13 5.94
EACE E02 CORPORATE SECURITIES - EQUITY SHARES (ORDINARY)- QUOTED 4,380.86 10.45 51.27 -55.43 4,432.13 10.59
EFES E03 EQUITY SHARES - COMPANIES INCORPORATED OUTSIDE INDIA (INVESTED PRIOR TO IRDA REGULATIONS) 213.61 0.51 0 0 213.61 0.51
EEPG E04 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 99.34 0.24 0 0 99.34 0.24
EPBT E05 CORPORATE SECURITIES - BONDS - (TAXABLE) 268.73 0.64 -45.04 48.7 223.68 0.53
EPBF E06 CORPORATE SECURITIES - BONDS - (TAX FREE) 0   0 0 0  
EPNQ E07 CORPORATE SECURITIES - PREFERENCE SHARES 3.96 0.01 0 0 3.96 0.01
ECIS E08 CORPORATE SECURITIES - INVESTMENT IN SUBSIDIARIES 0   0 0 0  
ECOS E09 CORPORATE SECURITIES - DEBENTURES 2,701.14 6.44 159.35 -172.27 2,860.49 6.84
EDPG E10 CORPORATE SECURITIES - DEBENTURES / BONDS/ CPS /LOAN - (PROMOTER GROUP) 0   0 0 0  
ECDI E11 CORPORATE SECURITIES - DERIVATIVE INSTRUMENTS 0   0 0 0  
EMUN E12 MUNICIPAL BONDS - RATED 0   0 0 0  
EINP E13 INVESTMENT PROPERTIES - IMMOVABLE 0   0 0 0  
ELPL E14 LOANS - POLICY LOANS 0   0 0 0  
ELMI E15 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY IN INDIA (TERM LOAN) 0   0 0 0  
ELMO E16 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY OUTSIDE INDIA(TERM LOAN) 0   0 0 0  
ECDB E17 DEPOSITS - DEPOSIT WITH SCHEDULED BANKS, FIS (INCL. BANK BALANCE AWAITING INVESTMENT), CCIL, RBI 2,094.15 4.99 -234.08 253.05 1,860.07 4.45
EDCD E18 DEPOSITS - CDS WITH SCHEDULED BANKS 0   0 0 0  
ECMR E19 DEPOSITS - REPO / REVERSE REPO - GOVT SECURITIES 0   0 0 0  
ECCR E20 DEPOSITS - REPO / REVERSE REPO - CORPORATE SECURITIES 0   0 0 0  
EDPD E21 DEPOSIT WITH PRIMARY DEALERS DULY RECOGNISED BY RESERVE BANK OF INDIA 0   0 0 0  
ECBO E22 CCIL - CBLO 2,842.35 6.78 -391.51 423.24 2,450.84 5.86
ECCP E23 COMMERCIAL PAPERS 65.05 0.16 -23.09 24.96 41.96 0.1
ECAM E24 APPLICATION MONEY 20.00 0.05 -20.00 21.62 0  
EUPD E25 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY PSU BANKS 43.05 0.1 -25.05 27.08 18.00 0.04
EPPD E26 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY NON-PSU BANKS 0   0 0 0  
EUPS E27 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY PSU BANKS 0   0 0 0  
EPPS E28 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY NON-PSU BANKS 0   0 0 0  
EFDS E29 FOREIGN DEBT SECURITIES (INVESTED PRIOR TO IRDA REGULATIONS) 0   0 0 0  
EGMF E30 MUTUAL FUNDS - GILT / G SEC / LIQUID SCHEMES 2,083.68 4.97 -375.00 405.39 1,708.68 4.08
EMPG E31 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0   0 0 0  
ENCA E32 NET CURRENT ASSETS (ONLY IN RESPECT OF ULIP BUSINESS) 0   0 0 0  
EETP E33 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0   0 0 0  
EETF E34 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 93.78 0.22 -0.89 0.97 92.89 0.22
    Total 3(c) 17,366.09 41.42 -877.31 948.42 16,488.79 39.41
  - (d)Other Investments 0   0 0 0  
OBPT F01 BONDS - PSU - TAXABLE 60.07 0.14 164.98 -178.36 225.06 0.54
OBPF F02 BONDS - PSU - TAX FREE 0   0 0 0  
OESH F03 EQUITY SHARES (INCL CO-OP SOCIETIES) 495.47 1.18 7.54 -8.15 503.01 1.2
OEPU F04 EQUITY SHARES (PSUS & UNLISTED) 83.01 0.2 30.82 -33.32 113.83 0.27
OEPG F05 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 0.0000001   0 0 1E-07  
OLDB F06 DEBENTURES 483.70 1.15 -217.98 235.65 265.72 0.64
ODPG F07 DEBENTURES / BONDS/ CPS / LOANS ETC. - (PROMOTER GROUP) 0   0 0 0  
OMUN F08 MUNICIPAL BONDS 0   0 0 0  
OACP F09 COMMERCIAL PAPERS 0   0 0 0  
OPSH F10 PREFERENCE SHARES 4.46 0.01 0.00 0 4.46 0.01
OVNF F11 VENTURE FUND 0   0 0 0  
OAFA F11A VENTURE FUND - TIER I 158.82 0.38 -6.92 7.48 151.90 0.36
OAFB F11B VENTURE FUND - TIER II 13.60 0.03 3.19 -3.44 16.78 0.04
OSLU F12 SHORT TERM LOANS (UNSECURED DEPOSITS) 6.84 0.02 0 0 6.84 0.02
OTLW F13 TERM LOANS (WITHOUT CHARGE) 50.68 0.12 -12.73 13.76 37.96 0.09
OMGS F14 MUTUAL FUNDS - DEBT / INCOME / SERIAL PLANS / LIQUID SCHEMES 0   0 0 0  
OMPG F15 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0   0 0 0  
OCDI F16 DERIVATIVE INSTRUMENTS 0   0 0 0  
OPSA F17 SECURITISED ASSETS 0   0 0 0  
OIPI F18 INVESTMENT PROPERTIES - IMMOVABLE 0   0 0 0  
OETP F19 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0   0 0 0  
OETF F20 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 0   0 0 0  
ORAD F21 RECLASSIFIED APPPROVED INVESTMENT(DEBT) 0   0 0 0  
ORAE F22 RECLASSIFIED APPROVED INVESTMENT (EQUITY) 0   0 0 0  
    Total 3(d) 1,356.65 3.24 -31.10 33.62 1,325.56 3.17
    Total 3(a+b+c+d) 27,441.12 65.45 -875.13 946.06 26,565.99 63.5
    Total (1+2+3) 41,929.85 100 -92.50 100 41,837.35 100
Certification:
Certified that the information given herein are  correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.