FORM NL-28-STATEMENT OF ASSETS - 3B
Company Name & Code:      
Statement as on: 31.03.2018      
Statement of Investment Assets (General Insurer, Re-insurers)      
(Business within India)      
Periodicity of Submission: Quarterly      
       
No.  Particulars SCH ` in Crs.
1 Investments 8 71,921.57
2 Loans 9 281.77
3 Fixed Assets 10 171.18
4 Current Assets    
  a.  Cash & Bank Balance 11 14,884.33
  b.  Advances & Other Assets 12 19,794.12
5 Current Liabilities  
  a.  Current Liabilities 13 (42,211.43)
  b. Provisions 14 (12,558.13)
  c.  Misc. Exp. Not written off 15  
  d.  Debit Balance of P & L A/c    
  Application of Funds as per Balance Sheet (A) TOTAL (A) 52,283.41
       
  Less : Other Assets SCH ` in Crs.
1 Loans (if any) 9 1.98
2 Fixed Assets (if any) 10 171.18
3 Cash & Bank Balance  (if any) 11 9,517.06
4 Advances & Other Assets  (if any) 12 19,711.96
5 Current Liabilities 13 (42,211.43)
6 Provisions 14 (12,558.13)
7 Misc. Exp. Not written off 15  
8 Debit Balance of P & L A/c    
    TOTAL (B) (25,367.37)
  'Investment Assets' As per FORM 3B ( A - B ) 77,650.79
NL28-Part A -Section II
Statement as on:31.03.2018 ` in Crs.
No 'Investment' represented as Reg. % Shareholder Policyholder Book Value (SH + PH) %Actual FVC Amount
FRSM+    
(b) (c) d = (b+c)  
1 Central Govt. Sec. Not less than 20% 2,964.44 8,642.61 11,607.05 24.27 0.00
2 Central Govt. Sec, State Govt. Sec or Other Apporved Sec. (incl. (1) above) Not less than 30% 4,541.12 13,239.31 17,780.43 37.18 0.00
3 Investment subject to Exposure Norms   0.00 0.00 0.00 0.00 0.00
- a. Housing & Loans to SG for Housing and FFE Not less than 5% 0.00 0.00 0.00 0.00 0.00
  1. Approved Investments   1,127.30 3,286.55 4,413.85 9.23 0.00
  2. Other Investments   0.00 0.00 0.00 0.00 0.00
- b. Infrastructure Investments Not less than 10% 0.00 0.00 0.00 0.00 0.00
  1. Approved Investments   1,226.26 3,575.06 4,801.31 10.04 835.02
  2. Other Investments   103.17 300.78 403.95 0.84 -72.27
  c. Approved Investments Not exceeding 55% 5,262.18 13,810.98 19,073.16 39.89 29,096.66
  d. Other Investments (not exceeding 25%) Not exceeding 55% 343.21 1,000.61 1,343.82 2.81 -25.14
  Total Investment Assets 100% 12,603.23 35,213.29 47,816.52 100.00 29,834.27
Certification:
1.  Central Govt. Securities includes Treasury Bills,  Deposit Under Section 7 of Insurance Act, 1938 and Deposit with CCIL (securities)
2.  Shareholder and Policyholder Funds have been bifurcated in the ratio of26.61:73.39 as per B/s as on 31.12.2017
Certified that the information given herein are  correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.
FORM NL-28 - PART B
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
Rs. in Crs.
IRDA Code BAP Code Serial No Category of Investment  Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
    1 Central Govt. Sec 0.00 0.00 0.00 0.00 0.00 0.00
CGSB 100001 A01 CENTRAL GOVERNMENT BONDS 10,634.63 23.90 972.42 29.23 11,607.05 24.27
CSPD 100002 A02 SPECIAL DEPOSITS 0.00 0.00 0.00 0.00 0.00 0.00
CDSS 100003 A03 DEPOSIT UNDER SECTION 7 OF INSURANCE ACT, 1938 0.00 0.00 0.00 0.00 0.00 0.00
CTRB 100004 A04 TREASURY BILLS 0.00 0.00 0.00 0.00 0.00 0.00
      Total (1) 10,634.63 23.90 972.42 29.23 11,607.05 24.27
    2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec 0.00 0.00 0.00 0.00 0.00 0.00
CGSL 100005 B01 CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS 0.00 0.00 0.00 0.00 0.00 0.00
SGGB 100006 B02 STATE GOVERNMENT BONDS 5,432.52 12.21 419.83 12.62 5,852.35 12.24
SGGL 100007 B03 STATE GOVERNMENT GUARANTEED LOANS 0.00 0.00 0.00 0.00 0.00 0.00
SGOA 100008 B04 OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) 346.22 0.78 -25.24 -0.76 320.98 0.67
SGGE 100009 B05 GUARANTEED EQUITY 0.05 0.00 0.00 0.00 0.05 0.00
      Total (1+2) 16,413.42 36.89 1,367.01 41.10 17,780.43 37.18
    3 Investments subject to Expsoure Norms 0.00 0.00 0.00 0.00 0.00 0.00
    - (a)Housing & Loans to State Govt for Housing / FFE 0.00 0.00 0.00 0.00 0.00 0.00
    - 1. Approved Investments 0.00 0.00 0.00 0.00 0.00 0.00
HLSH 100010 C01 LOANS TO STATE GOVERNMENT FOR HOUSING 234.18 0.53 -1.60 -0.05 232.58 0.49
HLSF 100011 C02 LOANS TO STATE GOVERNMENT FOR FIRE FIGHTING EQUIPMENTS 2.48 0.01 0.00 0.00 2.48 0.01
HTLH 100012 C03 TERM LOAN - HUDCO / NHB / INSTITUTIONS ACCREDITED BY NHB 0.00 0.00 0.00 0.00 0.00 0.00
HTLN 100013 C04 COMMERCIAL PAPERS - NHB / INSTITUTIONS ACCREDITED BY NHB 0.00 0.00 0.00 0.00 0.00 0.00
HMBS 100014 C05 HOUSING - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
HDPG 100095 C06 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 20.00 0.04 0.00 0.00 20.00 0.04
    - Taxable Bonds 0.00 0.00 0.00 0.00 0.00 0.00
HTHD 100015 C07 BONDS / DEBENTURES ISSUED BY HUDCO 80.00 0.18 0.00 0.00 80.00 0.17
HTDN 100016 C08 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITED BY NHB 2,842.90 6.39 226.53 6.81 3,069.42 6.42
HTDA 100017 C09 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 1,049.40 2.36 -40.03 -1.20 1,009.37 2.11
    - Tax Free Bonds 0.00 0.00 0.00 0.00 0.00 0.00
HFHD 100018 C10 BONDS / DEBENTURES ISSUED BY HUDCO 0.00 0.00 0.00 0.00 0.00 0.00
HFDN 100019 C11 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITEDBY NHB 0.00 0.00 0.00 0.00 0.00 0.00
HFDA 100020 C12 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 0.00 0.00 0.00 0.00 0.00 0.00
    - 2. Other Investments 0.00 0.00 0.00 0.00 0.00 0.00
HODS 100021 C13 DEBENTURES / BONDS / CPS / LOANS 0.00 0.00 0.00 0.00 0.00 0.00
HOMB 100096 C14 HOUSING - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
HOPG 100097 C15 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
      Total 3(a) 4,228.95 9.51 184.90 5.56 4,413.85 9.23
    - (b)Infrastructure Investments 0.00 0.00 0.00 0.00 0.00
    - 1. Approved Investments 0.00 0.00 0.00 0.00 0.00 0.00
ISAS 100022 D01 INFRASTRUCTURE - OTHER APPROVED SECURITIES 0.00 0.00 0.00 0.00 0.00 0.00
ITPE 100023 D02 INFRASTRUCTURE - PSU - EQUITY SHARES - QUOTED 462.73 1.04 -2.23 -0.07 460.50 0.96
ITCE 100024 D03 INFRASTRUCTURE - CORPORATE SECURITIES - EQUITY SHARES-QUOTED 208.05 0.47 -8.15 -0.25 199.90 0.42
IEPG 100025 D04 INFRASTRUCTURE - EQUITY AND EQUITY RELATED INSTRUMENTS (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
IESA 100026 D05 INFRASTRUCTURE - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
IDPG 100027 D06 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
IDDF 100098 D07 INFRASTRUCTURE - INFRASTRUCTURE DEVELOPMENT FUND (IDF) 0.00 0.00 0.00 0.00 0.00 0.00
    - Taxable Bonds 0.00 0.00 0.00 0.00 0.00 0.00
IPTD 100028 D08 INFRASTRUCTURE - PSU - DEBENTURES / BONDS 2,317.23 5.21 330.95 9.95 2,648.18 5.54
IPCP 100029 D09 INFRASTRUCTURE - PSU - CPS 0.00 0.00 0.00 0.00 0.00 0.00
ICTD 100030 D10 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 1,355.87 3.05 119.82 3.60 1,475.69 3.09
ICCP 100031 D11 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - CPS 0.00 0.00 0.00 0.00 0.00 0.00
ILWC 100032 D12 INFRASTRUCTURE - TERM LOANS (WITH CHARGE) 0.00 0.00 0.00 0.00 0.00 0.00
    - Tax Free Bonds 0.00 0.00 0.00 0.00 0.00 0.00
IPFD 100033 D13 INFRASTRUCTURE  - PSU - DEBENTURES / BONDS 17.06 0.04 0.00 0.00 17.06 0.04
ICFD 100034 D14 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 0.00 0.00 0.00 0.00 0.00 0.00
    - 2. Other Investments 0.00 0.00 0.00 0.00 0.00 0.00
IOEQ 100099 D15 INFRASTRUCTURE - EQUITY  (INCLUDING UNLISTED) 83.94 0.19 0.00 0.00 83.94 0.18
IODS 100100 D16 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS 320.01 0.72 0.00 0.00 320.00 0.67
IOSA 100101 D17 INFRASTRUCTURE - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
IOPE 100102 D18 INFRASTRUCTURE - EQUITY  (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
IOPD 100103 D19 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
      Total 3(b) 4,764.88 10.71 440.38 13.24 5,205.26 10.89
    - (c)Approved Investments 0.00 0.00 0.00 0.00 0.00 0.00
EAEQ 100035 E01 PSU - EQUITY SHARES - QUOTED 3,686.27 8.29 20.90 0.63 3,707.16 7.75
EACE 100036 E02 CORPORATE SECURITIES - EQUITY SHARES (ORDINARY)- QUOTED 4,485.56 10.08 -39.92 -1.20 4,445.64 9.30
EFES 100037 E03 EQUITY SHARES - COMPANIES INCORPORATED OUTSIDE INDIA (INVESTED PRIOR TO IRDA REGULATIONS) 524.97 1.18 0.00 0.00 524.97 1.10
EEPG 100038 E04 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 99.34 0.22 0.00 0.00 99.34 0.21
EPBT 100039 E05 CORPORATE SECURITIES - BONDS - (TAXABLE) 223.62 0.50 64.69 1.94 288.31 0.60
EPBF 100040 E06 CORPORATE SECURITIES - BONDS - (TAX FREE) 0.00 0.00 0.00 0.00 0.00 0.00
EPNQ 100041 E07 CORPORATE SECURITIES - PREFERENCE SHARES 3.04 0.01 -0.92 -0.03 2.11 0.00
ECIS 100042 E08 CORPORATE SECURITIES - INVESTMENT IN SUBSIDIARIES 0.00 0.00 0.00 0.00 0.00 0.00
ECOS 100043 E09 CORPORATE SECURITIES - DEBENTURES 2,853.18 6.41 -50.20 -1.51 2,802.98 5.86
EDPG 100044 E10 CORPORATE SECURITIES - DEBENTURES / BONDS/ CPS /LOAN - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
ECDI 100045 E11 CORPORATE SECURITIES - DERIVATIVE INSTRUMENTS 0.00 0.00 0.00 0.00 0.00 0.00
EMUN 100104 E12 MUNICIPAL BONDS - RATED 0.00 0.00 0.00 0.00 0.00 0.00
EINP 100046 E13 INVESTMENT PROPERTIES - IMMOVABLE 0.00 0.00 0.00 0.00 0.00 0.00
ELPL 100047 E14 LOANS - POLICY LOANS 0.00 0.00 0.00 0.00 0.00 0.00
ELMI 100048 E15 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY IN INDIA (TERM LOAN) 0.00 0.00 0.00 0.00 0.00 0.00
ELMO 100049 E16 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY OUTSIDE INDIA(TERM LOAN) 0.00 0.00 0.00 0.00 0.00 0.00
ECDB 100050 E17 DEPOSITS - DEPOSIT WITH SCHEDULED BANKS, FIS (INCL. BANK BALANCE AWAITING INVESTMENT), CCIL, RBI 1,888.54 4.24 577.22 17.35 2,465.77 5.16
EDCD 100051 E18 DEPOSITS - CDS WITH SCHEDULED BANKS 0.00 0.00 0.00 0.00 0.00 0.00
ECMR 100052 E19 DEPOSITS - REPO / REVERSE REPO - GOVT SECURITIES 0.00 0.00 0.00 0.00 0.00 0.00
ECCR 100105 E20 DEPOSITS - REPO / REVERSE REPO - CORPORATE SECURITIES 0.00 0.00 0.00 0.00 0.00 0.00
EDPD 100053 E21 DEPOSIT WITH PRIMARY DEALERS DULY RECOGNISED BY RESERVE BANK OF INDIA 0.00 0.00 0.00 0.00 0.00 0.00
ECBO 100054 E22 CCIL - CBLO 2,562.57 5.76 394.91 11.87 2,957.48 6.19
ECCP 100055 E23 COMMERCIAL PAPERS 41.96 0.09 23.69 0.71 65.65 0.14
ECAM 100056 E24 APPLICATION MONEY 0.00 0.00 26.18 0.79 26.18 0.05
EUPD 100057 E25 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY PSU BANKS 10.00 0.02 0.00 0.00 10.00 0.02
EPPD 100058 E26 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY NON-PSU BANKS 0.00 0.00 0.00 0.00 0.00 0.00
EUPS 100059 E27 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY PSU BANKS 0.00 0.00 0.00 0.00 0.00 0.00
EPPS 100060 E28 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY NON-PSU BANKS 0.00 0.00 0.00 0.00 0.00 0.00
EFDS 100061 E29 FOREIGN DEBT SECURITIES (INVESTED PRIOR TO IRDA REGULATIONS) 0.00 0.00 0.00 0.00 0.00 0.00
EGMF 100062 E30 MUTUAL FUNDS - GILT / G SEC / LIQUID SCHEMES 1,328.98 2.99 259.28 7.79 1,588.26 3.32
EMPG 100063 E31 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
ENCA 100064 E32 NET CURRENT ASSETS (ONLY IN RESPECT OF ULIP BUSINESS) 0.00 0.00 0.00 0.00 0.00 0.00
EETP 100116 E33 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
EETF 100115 E34 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 92.00 0.21 -2.68 -0.08 89.32 0.19
      Total 3(c) 17,800.01 40.01 1,273.14 38.27 19,073.16 39.89
    - (d)Other Investments 0.00 0.00 0.00 0.00 0.00 0.00
OBPT 100065 F01 BONDS - PSU - TAXABLE 225.04 0.51 5.08 0.15 230.11 0.48
OBPF 100066 F02 BONDS - PSU - TAX FREE 0.00 0.00 0.00 0.00 0.00 0.00
OESH 100067 F03 EQUITY SHARES (INCL CO-OP SOCIETIES) 478.22 1.07 83.40 2.51 561.63 1.17
OEPU 100068 F04 EQUITY SHARES (PSUS & UNLISTED) 110.80 0.25 21.52 0.65 132.32 0.28
OEPG 100069 F05 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 0.00 0.00 0.00 0.00 0.00 0.00
OLDB 100070 F06 DEBENTURES 254.15 0.57 -35.35 -1.06 218.81 0.46
ODPG 100071 F07 DEBENTURES / BONDS/ CPS / LOANS ETC. - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
OMUN 100106 F08 MUNICIPAL BONDS 0.00 0.00 0.00 0.00 0.00 0.00
OACP 100072 F09 COMMERCIAL PAPERS 0.00 0.00 0.00 0.00 0.00 0.00
OPSH 100073 F10 PREFERENCE SHARES 4.45 0.01 0.00 0.00 4.45 0.01
OVNF 100074 F11 VENTURE FUND 0.00 0.00 0.00 0.00 0.00 0.00
OAFA 100107 F11A VENTURE FUND - TIER I 148.67 0.33 -14.16 -0.43 134.50 0.28
OAFB 100108 F11B VENTURE FUND - TIER II 16.78 0.04 0.48 0.01 17.26 0.04
OSLU 100075 F12 SHORT TERM LOANS (UNSECURED DEPOSITS) 6.84 0.02 0.00 0.00 6.84 0.01
OTLW 100076 F13 TERM LOANS (WITHOUT CHARGE) 37.92 0.09 -0.03 0.00 37.90 0.08
OMGS 100077 F14 MUTUAL FUNDS - DEBT / INCOME / SERIAL PLANS / LIQUID SCHEMES 0.00 0.00 0.00 0.00 0.00 0.00
OMPG 100078 F15 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
OCDI 100079 F16 DERIVATIVE INSTRUMENTS 0.00 0.00 0.00 0.00 0.00 0.00
OPSA 100080 F17 SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
OIPI 100081 F18 INVESTMENT PROPERTIES - IMMOVABLE 0.00 0.00 0.00 0.00 0.00 0.00
OETP 100118 F19 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
OETF 100117 F20 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
ORAD   F21 RECLASSIFIED APPPROVED INVESTMENT(DEBT) 0.00 0.00 0.00 0.00 0.00 0.00
ORAE   F22 RECLASSIFIED APPROVED INVESTMENT (EQUITY) 0.00 0.00 0.00 0.00 0.00 0.00
      Total 3(d) 1,282.89 2.88 60.93 1.83 1,343.82 2.81
      Total 3(a+b+c+d) 28,076.73 63.11 1,959.36 58.90 30,036.08 62.82
      Total (1+2+3) 44,490.15 100.00 3,326.37 100.00 47,816.52 100.00
Certification:
Certified that the information given herein are  correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.