| FORM NL-12 & 12A -INVESTMENT SCHEDULE |
|
|
|
|
|
|
(Amount in Rs. Lakhs) |
| |
|
NL -12 |
NL -12A |
|
|
| |
|
Shareholders |
Policyholders |
Total |
| |
Particulars |
As At
30.09.2021 |
As At
30.09.2020 |
As At
30.09.2021 |
As At
30.09.2020 |
As At
30.09.2021 |
As At
30.09.2020 |
| |
LONG
TERM INVESTMENTS |
|
|
|
|
|
|
| 1 |
Government
securities and Government guaranteed bonds including Treasury Bills |
787,694.32 |
603,403.13 |
2,859,624.55 |
2,339,779.58 |
3,647,318.87 |
2,943,182.70 |
| 2 |
Other
Approved Securities |
2,262.92 |
2,989.23 |
8,215.24 |
11,591.15 |
10,478.15 |
14,580.38 |
| 3 |
Other
Investments |
|
|
|
|
- |
- |
| |
(
a) Shares |
|
|
|
|
- |
- |
| (aa) Equity Indian |
836,483.77 |
506,454.32 |
3,036,748.49 |
1,963,847.08 |
3,873,232.26 |
2,470,301.40 |
| (ab) Equity Foreign |
5,694.99 |
5,694.99 |
|
|
5,694.99 |
5,694.99 |
| (bb) Preference |
- |
- |
- |
- |
- |
- |
| ( b) Mutual Funds |
- |
- |
- |
- |
- |
- |
| (c) Derivative Instruments |
- |
- |
- |
- |
- |
- |
| (d) Debentures/ Bonds
Indian |
21,469.39 |
27,789.35 |
77,941.92 |
107,757.08 |
99,411.31 |
135,546.43 |
| (d) Debentures/ Bonds
Foreign |
- |
- |
- |
- |
- |
- |
| (e) Other Securities (to be
specified) |
|
|
|
|
- |
- |
| Guaranteed Equity |
1.08 |
1.03 |
3.92 |
3.97 |
5.00 |
5.00 |
| (f) Subsidiaries |
72,957.75 |
69,801.68 |
- |
- |
72,957.75 |
69,801.68 |
| (g)
Associates - Indian |
-
|
- |
- |
- |
- |
- |
| Associates - Foreign |
3,154.79 |
1,594.79 |
- |
- |
3,154.79 |
1,594.79 |
| (g) Investment Properties-Real Estate |
|
|
|
|
- |
- |
| 4 |
Investments
in Infrastructure and Housing |
|
|
|
|
- |
- |
| |
(a) Equity |
26,587.40 |
13,276.63 |
96,522.19 |
51,481.99 |
123,109.59 |
64,758.62 |
| |
(b) Debentures/Bonds |
185,769.20 |
161,086.47 |
674,411.56 |
624,635.20 |
860,180.76 |
785,721.67 |
| 5 |
Other than
Approved Investments |
|
|
|
|
- |
- |
| |
(a) Equity/Preference/Debentures/Venture Funds |
109,101.11 |
107,095.80 |
396,077.76 |
415,278.86 |
505,178.87 |
522,374.66 |
| |
(b) Preference |
0.00 |
0.68 |
0.00 |
2.62 |
0.00 |
3.30 |
| |
(c) Debentures /Bond |
45,572.56 |
28,986.43 |
165,445.41 |
112,398.93 |
211,017.97 |
141,385.36 |
| |
(d) Venture Funds |
2,594.67 |
2,674.60 |
9,419.62 |
10,371.15 |
12,014.28 |
13,045.75 |
| |
(e) Associate Indian |
7,000.00 |
7,000.00 |
- |
- |
7,000.00 |
7,000.00 |
| |
Total |
2,106,343.94 |
1,537,849.12 |
7,324,410.66 |
5,637,147.62 |
9,430,754.59 |
7,174,996.74 |
| |
SHORT
TERM INVESTMENTS |
|
|
|
|
- |
- |
| 1 |
Government
securities and Government guaranteed bonds including Treasury Bills |
42,936.21 |
17,225.89 |
155,874.49 |
66,795.80 |
198,810.71 |
84,021.69 |
| 2 |
Other
Approved Securities |
1,277.64 |
708.31 |
4,638.32 |
2,746.58 |
5,915.97 |
3,454.89 |
| 3 |
Other
Investments |
|
|
|
|
- |
- |
| |
(a) Shares |
|
|
|
|
- |
- |
| (aa) Equity |
-
|
-
|
- |
- |
- |
- |
| (bb) Preference |
- |
- |
- |
- |
- |
- |
| (b) Mutual Funds |
26,484.19 |
44,613.06 |
96,147.51 |
172,993.36 |
122,631.70 |
217,606.42 |
| (c) Derivative Instruments |
- |
- |
- |
- |
- |
- |
| (d) Debentures/ Bonds
Indian |
11,126.59 |
7,239.13 |
40,393.68 |
28,070.75 |
51,520.27 |
35,309.89 |
| (d) Debentures/ Bonds
Foreign |
- |
- |
- |
- |
- |
- |
| (e) Other Securities :
Commercial Paper ) |
- |
- |
- |
- |
- |
- |
| (f) Subsidiaries |
- |
- |
- |
- |
- |
- |
|
(g) Associates - Indian |
- |
- |
- |
- |
- |
- |
|
Associates - Foreign |
- |
- |
- |
- |
- |
- |
| (g) Investment Properties-Real
Estate |
|
|
|
|
- |
- |
| 4 |
Investments in
Infrastructure and Housing |
|
|
|
|
- |
- |
| |
(a) Debentures /Bond |
23,680.43 |
19,862.50 |
85,968.82 |
77,019.62 |
109,649.25 |
96,882.12 |
| 5 |
Other than
Approved Investments |
|
|
|
|
- |
- |
| |
(a)
Preference Shares |
0.00 |
0.40 |
0.00 |
1.54 |
0.00 |
1.94 |
| |
(b) Debentures /Bond |
23,172.27 |
17,053.52 |
84,123.99 |
66,127.39 |
107,296.26 |
83,180.91 |
| |
(c)
Mutual Funds |
- |
- |
- |
- |
- |
- |
| |
TOTAL |
128,677.34 |
106,702.82 |
467,146.81 |
413,755.04 |
595,824.15 |
520,457.86 |
| |
GRNAD
TOTAL |
2,235,021.28 |
1,644,551.94 |
7,791,557.46 |
6,050,902.66 |
10,026,578.74 |
7,695,454.60 |
| |
|
|
|
|
|
|
|
| Notes: |
|
|
|
|
|
|
| (a) Investments in subsidiary/holding companies, joint
ventures and associates shall be separately disclosed, at cost. |
| - Holding company and
subsidiary shall be construed as defined in the Companies Act, 1956 as
amended by Company Act 2013: |
| - Joint Venture is a
contractual arrangement whereby two or more parties undertake an economic
activity, which is subject to joint control. |
| - Joint control -
is the contractually agreed sharing of power to govern the financial and
operating policies of an economic activity to obtain benefits from it. |
| - Associate - is
an enterprise in which the company has significant influence and which is
neither a subsidiary nor a joint venture of the company. |
| -Significant influence
(for the purpose of this schedule) - means participation in the financial and
operating policy decisions of a company, but not control of those
policies. Significant influence may be exercised in several ways,
for example, by representation on the board of directors, participation in
the policymaking process, material inter-company transactions, interchange of
managerial personnel or dependence on technical information. Significant
influence may be gained by share ownership, statute or
agreement. As regards share ownership, if an investor holds,
directly or indirectly through subsidiaries, 20 percent or more of the voting
power of the investee, it is presumed that the investor does have significant
influence, unless it can be clearly demonstrated that this is not the
case. Conversely, if the investor holds, directly or indirectly
through subsidiaries, less than 20 percent of the voting power of the investee,
it is presumed that the investor does not have significant influence, unless
such influence is clearly demonstrated. |
| - A substantial or majority ownership by
another investor does not necessarily preclude an investor from having
significant influence. |
| (b) Aggregate amount of company's investments other than
listed equity securities and derivative instruments and also the market value
thereof shall be disclosed in the Annexure A as specified
below. |
| (c) Investments made out of Catastrophe reserve
should be shown separately. |
| (d) Debt securities will be considered as “held to
maturity” securities and will be measured at historical cost subject to
amortisation. |
| (e) Investment Property means a property [land or
building or part of a building or both] held to earn rental income or for
capital appreciation or for both, rather than for use in services or for
administrative purposes. |
| (f) Investments maturing within twelve months from
balance sheet date and investments made with the specific intention to
dispose of within twelve months from balance sheet date shall be classified
as short-term investments |
| (g) Investment Regulations, as amended from time to time, to be
referred |
|
|
|
|
|
|
|
|
| A) Aggregate value of
Investments other than Listed Equity Securities and Derivative Instruments |
|
|
|
|
|
|
(Amount in Rs. Lakhs) |
| |
Particulars |
Shareholders |
Policyholders |
Total |
| |
As At
30.09.2021 |
As At
30.09.2020 |
As At
30.09.2021 |
As At
30.09.2020 |
As At
30.09.2021 |
As At
30.09.2020 |
| |
|
|
|
|
|
|
|
| |
Long
Term Investments-- |
|
|
|
|
|
|
| |
Book
Value |
1,067,194.49 |
845,209.28 |
3,873,520.73 |
3,277,762.80 |
4,940,715.22 |
4,122,972.08 |
| |
market
Value |
1,067,490.58 |
845,209.95 |
3,874,595.43 |
3,277,765.42 |
4,942,086.00 |
4,122,975.38 |
| |
|
|
|
|
|
|
|
| |
Short
Term Investments-- |
|
|
|
|
|
|
| |
Book
Value |
128,569.32 |
106,173.87 |
466,659.03 |
411,747.43 |
595,228.35 |
517,921.30 |
| |
market
Value |
128,698.02 |
106,693.86 |
467,126.13 |
413,764.00 |
595,824.15 |
520,457.86 |
|
|
|
|
|
|
|
|
| Notes: |
|
|
|
|
|
|
|
| (a) Investments
in subsidiary/holding companies, joint ventures and associates shall be
separately disclosed, at cost. |
| (i) Holding
company and subsidiary shall be construed as defined in the Companies Act,
1956: |
|
|
|
|
| (ii)Joint Venture
is a contractual arrangement whereby two or more parties undertake an
economic activity, which is subject to joint control. |
| (i) Joint
control - is the contractually agreed sharing of power to govern the
financial and operating policies of an economic activity to obtain benefits
from it. |
|
|
|
|
| (ii) Associate
- is an enterprise in which the company has significant influence and which
is neither a subsidiary nor a joint venture of the company. |
| (iii)Significant
influence (for the purpose of this schedule) - means participation in the
financial and operating policy decisions of a company, but not control of
those policies. Significant influence may be exercised in several
ways, for example, by representation on the board of directors, participation
in the policymaking process, material inter-company transactions, interchange
of managerial personnel or dependence on technical
information. Significant influence may be gained by share ownership,
statute or agreement. As regards share ownership, if an investor
holds, directly or indirectly through subsidiaries, 20 percent or more of the
voting power of the investee, it is presumed that the investor does have
significant influence, unless it can be clearly demonstrated that this is not
the case. Conversely, if the investor holds, directly or
indirectly through subsidiaries, less than 20 percent of the voting power of
the investee, it is presumed that the investor does not have significant
influence, unless such influence is clearly demonstrated. |
|
| A
substantial or majority ownership by another investor does not necessarily
preclude an investor from having significant influence. |
|
|
|
| (b)Aggregate amount
of company's investments other than listed equity securities and derivative
instruments and also the market value thereof shall be disclosed. |
| (c)Investments
made out of Catastrophe reserve should be shown separately. |
|
|
|
|
| (d)Debt securities
will be considered as “held to maturity” securities and will be measured at
historical cost subject to amortisation. |
| (e) Investment Property means a property [land or building
or part of a building or both] held to earn rental income or for capital
appreciation or for both, rather than for use in services or for
administrative purposes. |
| (f) Investments maturing within twelve months from balance
sheet date and investments made with the specific intention to dispose of
within twelve months from balance sheet date shall be classified as
short-term investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Notes: |
|
|
|
|
|
|
|
| (a) Investments in subsidiary/holding companies, joint
ventures and associates shall be separately disclosed, at cost. |
| (i) Holding company and subsidiary shall be construed as
defined in the Companies Act, 1956: |
| (ii) Joint
Venture is a contractual arrangement whereby two or more parties undertake an
economic activity, which is subject to joint control. |
| (i) Joint
control - is the contractually agreed sharing of power to govern the
financial and operating policies of an economic activity to obtain benefits
from it. |
| (ii) Associate
- is an enterprise in which the company has significant influence and which
is neither a subsidiary nor a joint venture of the company. |
| (iii) Significant
influence (for the purpose of this schedule) - means participation in the
financial and operating policy decisions of a company, but not control of
those policies. Significant influence may be exercised in several
ways, for example, by representation on the board of directors, participation
in the policymaking process, material inter-company transactions, interchange
of managerial personnel or dependence on technical
information. Significant influence may be gained by share ownership,
statute or agreement. As regards share ownership, if an investor
holds, directly or indirectly through subsidiaries, 20 percent or more of the
voting power of the investee, it is presumed that the investor does have
significant influence, unless it can be clearly demonstrated that this is not
the case. Conversely, if the investor holds, directly or
indirectly through subsidiaries, less than 20 percent of the voting power of
the investee, it is presumed that the investor does not have significant
influence, unless such influence is clearly demonstrated. |
| A substantial or majority ownership by another investor does
not necessarily preclude an investor from having significant influence. |
| (b) Aggregate
amount of company's investments other than listed equity securities and
derivative instruments and also the market value thereof shall be disclosed. |
| (c) Investments
made out of Catastrophe reserve should be shown separately. |
| (d) Debt
securities will be considered as “held to maturity” securities and will be
measured at historical cost subject to amortisation. |
| (e) Investment
Property means a property [land or building or part of a building or both]
held to earn rental income or for capital appreciation or for both, rather
than for use in services or for administrative purposes. |
| (f) Investments
maturing within twelve months from balance sheet date and investments made
with the specific intention to dispose of within twelve months from balance
sheet date shall be classified as short-term investments |