| FORM NL-9A-SHAREHOLDING PATTERN SCHEDULE | ANNEXURE A | ||||||||
| DETAILS OF EQUITY HOLDINGS OF INSURERS | |||||||||
| Part A | |||||||||
| PARTICULARS OF THE SHAREHOLDING PATTERN OF THE GENERAL INSURANCE CORPORATION OF INDIA | |||||||||
| INSURANCE COMPANY, AS AT QUARTER ENDED 30TH SEPTEMBER 2021 | |||||||||
| Sr. No. | Category | No of Investors | No. of Shares held | % of Share-holdings | Paid up equity (₹. in lakhs) | Shares pledged or otherwise encumbered | Shares under lock in Period | ||
| (I) | (II) | (III) | (IV) | (V) | No. of Shares (VI) | As a percent-age of total shares held (VII)=(VI)/(III)*100 | Number of Shares (VIII) | As a percentage of Total shares Held (IX)=(VIII)/(III)*100 | |
| A | Promoters & Promotors Group | ||||||||
| A.1 | Indian Promoters | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| i) | Individuals/HUF (Name of major shareholders) | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| ii) | Bodies Corporate: | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| iii) | Financial Institutions/Banks Central | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| iv) | Central Government/State Government(s)/President of India | 1 | 1,505,000,000 | 85.78 | 75,250.00 | NA | NA | NA | NA |
| v) | Persons acting in Concert (Please specify) | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| vi) | Any other (please specify) | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| A.2 | Foreign Promoters | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| i) | Individuals(Name of major shareholders) | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| ii) | Bodies Corporate: | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| iii) | Any other (please specify) | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| B | Non Promotors | ||||||||
| B.1 | Public Sharholders | ||||||||
| 1.1) | Institutions | ||||||||
| i) | Mutual Funds | 5 | 2,182,959 | 0.12 | 109.15 | NA | NA | NA | NA |
| ii) | Foreign Portfolio Investors | 55 | 12,149,826 | 0.69 | 607.49 | NA | NA | NA | NA |
| iii) | Financial Institutions/Banks | 8 | 22,485,089 | 1.28 | 1,124.25 | NA | NA | NA | NA |
| iv) | Insurance Companies | 5 | 168,911,464 | 9.63 | 8,445.57 | NA | NA | NA | NA |
| LIC (more than 1% of paid up capital) | 1 | 151,852,518 | 8.66 | 7,592.63 | |||||
| v) | FII belongs to foreign promotors | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| vi) | FII belongs to foreign promotors of Indian promotor | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| vii) | Provident Fund/ Pension Fund | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| viii) | Alternative Investment Fund | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| ix) | Any other (please specify) | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| 1.2) | Central Government / State Governments/ President of India | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| 1.3) | Non Institutions | ||||||||
| i) | Individual share capital upto Rs. 2 Lacs | 263,367 | 34,492,272 | 1.97 | 1,724.61 | 3,328,979 | 9.65 | NA | NA |
| ii) | Individual share capital in excess of Rs. 2 Lacs | 14 | 2,113,085 | 0.12 | 105.65 | 554,522 | 26.24 | NA | NA |
| iii) | NBFC Registered with RBI | 2 | 11,000 | 0.00 | 0.55 | NA | NA | NA | NA |
| iv) | Others | ||||||||
| Trust | Nil | Nil | Nil | Nil | NA | NA | NA | NA | |
| Non Resident India(NRI) | 1,421 | 840,668 | 0.05 | 42.03 | 1149 | 0.14 | NA | NA | |
| Non Resident India non repatriable | 887 | 282,361 | 0.02 | 14.12 | 2500 | 0.89 | NA | NA | |
| Clearing members | 116 | 497,344 | 0.03 | 24.87 | NA | NA | NA | NA | |
| Bodies Corporate | 384 | 1,610,333 | 0.09 | 80.52 | 322,162 | 20.01 | NA | NA | |
| IEPF | Nil | Nil | Nil | Nil | NA | NA | |||
| v) | Any other (Qualified Institution Buyer) | 7 | 3,823,599 | 0.22 | 191.18 | NA | NA | NA | NA |
| B.2 | Non Public Disclosure | ||||||||
| 2.1 | Custodian/DR Holder | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| 2.2 | Employee Benefit Trust | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| 2.3 | Any other | Nil | Nil | Nil | Nil | NA | NA | NA | NA |
| Total | 266,272 | 1,754,400,000 | 100.00 | 87,720.00 | 4,209,312.00 | 0.24 | NA | NA | |
| Footnotes | |||||||||
| i) | All holdings above 1% of the paid up equity have to be separately disclosed | ||||||||
| ii) | Indian Promoters- As defined under regulation 2(1)(g) of Insurance Regulatory and Development Authority (Registration of Indian Insurance Companies) Regulations, 2000 | ||||||||
| iii) | Where a company listed, the column "shares pledged or otherwise encumbered" shall not be applicable to "Non Promoters" category | ||||||||
| PARTICULARS OF THE SHAREHOLDING PATTERN IN THE INDIAN PROMOTER COMPANY(S) / INDIAN INVESTOR(S) AS INDICATED AT (A) ABOVE | |||||||||
| PART B | |||||||||
| Name of the Indian Promoter / Indian Investor: | |||||||||
| _________________________________________ | |||||||||
| (Please repeat the tabulation in case of more than one Indian Promoter / Indian Investor) | |||||||||
| COMPANY(S)/INDIAN INVESTOR(S) AS INDICATED AT (A) ABOVE PARTICULARS OF THE SHAREHOLDING PATTERN IN THE INDIAN PROMOTER | |||||||||
| Sr. No. | Category | No of Investors | No. of Share held | % of Share-holding | Paid up equity (₹ in lakhs) | Shares pledged or otherwise encumbered | Shares under lock in Period | ||
| (I) | (II) | (III) | (IV) | (V) | No. of Shares (VI) | As a percent-age of total shares held (VII)=(VI)/(III)*100 | Number of Shares (VIII) | As a percentage ofTotal shares Held (IX)=(VIII)/(III)*100 | |
| A | Promoters & Promotors Group | NA | NA | NA | NA | NA | NA | NA | NA |
| A.1 | Indian Promoters | ||||||||
| i) | Individuals/HUF (Name of major sharholders) | ||||||||
| ii) | Bodies Corporate: | ||||||||
| iii) | Financial Institutions/Banks Central | ||||||||
| iv) | Government/State Government(s)/President of India | ||||||||
| v) | Persons acting in Concert (Please specify) | ||||||||
| vi) | Any other (please specify) | ||||||||
| A.2 | Foreign Promoters | ||||||||
| i) | Individuals(Name of major shareholders) | ||||||||
| ii) | Bodies Corporate: | ||||||||
| iii) | Any other (please specify) | ||||||||
| B | Non Promotors | NA | NA | NA | NA | NA | NA | NA | NA |
| B.1 | Public Sharholders | ||||||||
| 1.1) | Institutions | ||||||||
| i) | Mutual Funds | ||||||||
| ii) | Foreign Portfolio Investors | ||||||||
| iii) | Financial Institutions/Banks | ||||||||
| iv) | Insurance Companies | ||||||||
| v) | FII belongs to foreign promotors | ||||||||
| vi) | FII belongs to foreign promotors of Indian promotor | ||||||||
| vii) | Provident Fund/ Pension Fund | ||||||||
| viii) | Alternative Investment Fund | ||||||||
| ix) | Any other (please specify) | ||||||||
| 1.2) | Central Government/State Governments/President of India | ||||||||
| 1.3) | Non Institutions | ||||||||
| i) | Individual share capital upto Rs. 2 Lacs | ||||||||
| ii) | Individual share capital in excess of Rs. 2 Lacs | ||||||||
| iii) | NBFC Registered with RBI | ||||||||
| iv) | Others | ||||||||
| Trust | |||||||||
| Non Resident India(NRI) | |||||||||
| Clearing members | |||||||||
| Non Resident India non repatriable | |||||||||
| Bodies Corporate | |||||||||
| IEPF | |||||||||
| v) | Any other | ||||||||
| B. 2 | Non Public Disclosure | ||||||||
| 2.1 | Custodian/DR Holder | ||||||||
| 2.2 | Employee Benefit Trust | ||||||||
| 2.3 | Any other | ||||||||
| Total | NA | NA | NA | NA | NA | NA | NA | NA | |
| Footnotes | |||||||||
| a) | At A.1 and A.2 of Part B above, the names of Individuals and bodies corporate must be specifically and seperately mentioned | ||||||||
| b) | Insurers are required to heighlight the catagories which fall within the purview of regulation 11(1)(ii) of the Insurance Regulatory and Development Authority (Registration of Indian Insurance Companies) regulation 2000 | ||||||||
| c) | Details of investors (excluding emplyees holding under ESOP) have to be provided where the insurance company is unlisted. | ||||||||
| d) | Details of Indian investors, singly and jointly holdings more than 1% have to provided where the Insurance company is listed | ||||||||
| e) | # Please specify the names of the FIIs, indicating those FII which belong to the group of the Joint Venture partner/foreign investor of the Indian Insurance Company | ||||||||
| f) | $ Please specify the names of OCB's indicating those OCB's which belong to the Group of the Joint Venture partner/foreign investor of Indian Insurance | ||||||||
| Company | |||||||||