FORM NL-32-STATEMENT OF DOWN GRADED INVESTMENTS

 

Registration Number: 112                            

 

Name of Fund

     

Statement as on 31.03.2022

 

Statement of Down Graded Investments

 

Periodicity of Submission - Half Yearly

 
       

Rupees in Lakhs

 

No.

Name of Security

COI

Amount

Date of Purchase

Rating Agency

Original Grade

Current Grade

Date of Downgrade

Remarks

 

A

DURING THE PERIOD

         

1

IFCI 12.00% 13-Jan-12 INE039A07686

SGOA

74.67

31.12.2005

ICRA

AAA

B+

01.12.2021

  

B

AS ON DATE

         

1

10.50% Sec.Red.NC Gammon India Ltd.

IODS

1,500.00

07.05.2009

CARE

AA

D

31.12.2014

  

2

13%Sec Red NCDs of Era Infra Engineering Ltd

OLDB

2,000.00

05.06.2009

CARE

A

D

31.12.2013

  

3

11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of

IODS

2,000.00

09.06.2009

CARE

A

BB-

28.12.2011

  

4

11.15% Sec.Red.NCD -Era Infra Engineering Ltd.

OLDB

1,000.00

27.02.2010

CARE

A

D

31.12.2013

  

5

9.20% Sec.NCD Infrastructure Leasing & Financial Services*

IODS

1,000.00

22.03.2010

CARE

AAA

D

30.09.2018

  

6

9.50% Gammon India-NCD (Put option-18.6.2017)-2020

IODS

1,000.00

18.06.2010

CARE

AA

D

31.03.2015

  

7

9.50% Gammon India-NCD (Put option-18.6.2017)-2020

IODS

1,000.01

16.11.2010

CARE

AA

D

31.03.2015

  

8

11.25%Elder Pharma NCDs-2018

OLDB

1,000.00

30.03.2011

CARE

A+

D

30.06.2013

  

9

10.25% Amtek Auto 2015-

OLDB

506.76

19.04.2011

CARE

AA

AA-

30.06.2015

  

10

10.25% Amtek Auto 2015-

OLDB

506.01

19.04.2011

CARE

AA

AA-

30.06.2015

  

11

10.25% Amtek Auto 2015-

OLDB

506.76

20.04.2011

CARE

AA

AA-

30.06.2015

  

12

10.25% Amtek Auto 2015-

OLDB

506.01

21.04.2011

CARE

AA

AA-

30.06.2015

  

13

10.25% Amtek Auto 2015-

OLDB

2,014.65

14.02.2013

CARE

AA

AA-

30.06.2015

  

14

10.25% Amtek Auto 2015-

OLDB

2,034.60

22.05.2013

CARE

AA

AA-

30.06.2015

  

15

10.50% Reliance capital Ltd.2021

OLDB

1,000.01

15.07.2011

CARE

AA+

D

30.09.2019

  

16

10.50% Reliance capital Ltd.2021

OLDB

500.01

18.07.2011

CARE

AA+

D

30.09.2019

  

17

9.68% Infrastructure leasing & Finance Co.Ltd.2021

IODS

1,500.01

04.08.2011

FITCH

AAA

D

30.09.2018

  

18

10.75% Reliance Capital - 2021 NCDs

OLDB

1,000.01

01.11.2011

CARE

AA+

D

30.09.2019

  

19

10.75% Reliance Capital - 2021 NCDs

OLDB

500.01

31.10.2011

CARE

AA+

D

30.09.2019

  

20

10.75% Reliance Capital 2021

OLDB

998.71

21.12.2011

CARE

AA+

D

30.09.2019

  

21

10.75% Reliance Capital 2021

OLDB

999.21

05.01.2012

CARE

AA+

D

30.09.2019

  

22

10.60% Reliance Capital 2022 NCDs

OLDB

997.51

06.01.2012

CARE

AA+

D

23.09.2019

  

23

9.82% Infrastructure Leasing  & Financial Services Ltd. 2022

IODS

1,000.01

31.01.2012

CARE

AAA

D

30.09.2018

  

24

10.75% Reliance Capital 2021 -Unsecured

OLDB

989.01

17.02.2012

CARE

AA+

D

30.09.2019

  

25

10.75% Reliance Capital 2021 -Unsecured

OLDB

989.01

21.02.2012

CARE

AA+

D

30.09.2019

  

26

10.60% Reliance Capital  NCDs -2022

OLDB

997.51

07.03.2012

CARE

AA+

D

30.09.2019

  

27

10.60% Reliance Capital  NCDs -2022

OLDB

498.76

09.03.2012

CARE

AA+

D

30.09.2019

  

28

10.30% IL&FS   Financial Services Ltd.

OLDB

1,005.51

10.04.2012

CARE

AAA

D

30.09.2018

  

29

9.80% Infrastructure Leasing & Financial Services Ltd.

IODS

1,500.01

05.06.2012

CARE

AAA

D

30.09.2018

  

30

10.65% Indiabulls Financial Services Ltd.2022 NCDs

ECOS

1,000.01

11.06.2012

CARE

AA+

AA

17.02.2020

  

31

10.65% Indiabulls Financial Services Ltd.2022 NCDs

ECOS

500.01

12.06.2012

CARE

AA+

AA

17.02.2020

  

32

9.49% Indian renewable Energy Develop-2022

IPTD

1,521.01

26.06.2012

BRICKWORK

AAA(SO)

AAA(CE)

30.06.2020

  

33

10.20% Reliance Capital 2022

OLDB

998.21

29.08.2012

CARE

AAA

D

23.09.2019

  

34

10.20% Reliance Capital 2022

OLDB

499.11

30.08.2012

CARE

AAA

D

23.09.2019

  

35

10.20% Reliance Capital 2022

OLDB

1,005.21

27.09.2012

CARE

AAA

D

23.09.2019

  

36

10.20% Reliance Capital 2022

OLDB

502.61

28.09.2012

CARE

AAA

D

23.09.2019

  

37

10.40% RELIANCE HOME FINANCE

Ltd2022-Unsec.Sub.Debt Tier II

OLDB

1,498.51

24.09.2012

CARE

AA

D

31.10.2019

  

38

9.54% IL&FS Financial Services Ltd.-2022-Series IV

OLDB

1,007.51

05.10.2012

FITCH

AAA

D

30.09.2018

  

39

9.54% IL&FS Financial Services Ltd.-2022-Series IV

OLDB

503.76

08.10.2012

FITCH

AAA

D

30.09.2018

  

40

10.40% Reliance Home Finance Ltd.2022 - Unsecured

OLDB

1,498.51

04.10.2012

CARE

AA

D

31.10.2019

  

41

9.95% RELIANCE CAPITAL 2022

OLDB

1,500.01

05.12.2012

CARE

AAA

D

30.09.2019

  

42

9.95% RELIANCE CAPITAL 2022

OLDB

1,503.76

19.12.2012

CARE

AAA

D

30.09.2019

  

43

9.95% RELIANCE CAPITAL 2022

OLDB

2,014.00

14.01.2013

CARE

AAA

D

30.09.2019

  

44

10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019)

IODS

1,500.01

11.12.2012

CARE

AA

D

12.12.2019

  

45

IDBI 8.99% 19-Dec-12 INE008A08U50.

OBPT

1,500.01

19.12.2012

ICRA

AA+

A+

27.09.2021

  

46

8.90% UNION BANK 2022

EPBT

1,400.00

01.01.2013

CRISIL

AAA

AA+

30.09.2017

  

47

9.40%INFRASTRUCTURE LEASING AND FINANCIAL.-2022 Sec Red NCD.

IODS

2,000.00

03.01.2013

FITCH

AAA

D

30.09.2018

  

48

10.25% Reliance Capital  Sec NCDs -2022

OLDB

1,536.30

29.01.2013

CARE

AAA

D

30.09.2019

  

49

10% RELIANCE HOME FINANCE LTD 2023

OLDB

1,499.70

11.02.2013

CARE

AA

D

31.10.2019

  

50

9.90% RELIANCE CAPITAL SEC NCD 2023

OLDB

2,514.00

14.02.2013

CARE

AAA

D

30.09.2019

  

51

9.90% RELIANCE CAPITAL SEC NCD 2023

OLDB

2,609.25

09.07.2013

CARE

AAA

D

30.09.2019

  

52

10.30% IDFC FIRST LIMITED (FORMERLY CAPITAL FIRST  2023)

OLDB

2,562.50

26.03.2013

CARE

AA+

AA

09.10.2020

  

53

9.5% RELIANCE HOME FINANCE LTD

2023 UNSEC

OLDB

2,498.75

03.06.2013

CARE

AA

D

30.09.2019

  

54

7.98% IDFC FIRST BANK LIMITED 2023 SEC NCD

ICTD

1,976.00

28.06.2013

ICRA

AAA

AA

30.06.2019

  

55

9.63% IDFC FIRST BANK LTD 2024 SEC NCD

ICTD

2,500.00

07.01.2014

ICRA

AAA

AA

30.06.2019

  

56

9.90% IL & FS FINANCIAL SERVICES LTD 2019 SEC NCD

OLDB

2,500.00

31.01.2014

FITCH

AAA

D

30.09.2018

  

57

9.95% IL& FS LTD. 2021 SEC NCD

IODS

2,000.00

07.02.2014

CARE

AAA

D

30.09.2018

  

58

9.50% IL&FS FINANCIAL SERVICES LTD.

OLDB

1,500.00

08.07.2014

CARE

AAA

D

30.09.2018

  

59

9.50%INFRASTRUCTURE LEASING & FIN.SERVICES LTD.-2024-SEC NCD

IODS

2,500.00

01.08.2014

CARE

AAA

D

30.09.2018

  

60

9.42% RELIANCE CAPITAL LTD 2024

OLDB

2,500.00

05.08.2014

CARE

AAA

D

30.09.2019

  

61

9.42% RELIANCE CAPITAL LTD 2024

OLDB

1,500.00

06.08.2014

CARE

AAA

D

30.09.2019

  

62

9.30%IDFC FIRST BANK LIMITED - 07.08.2024

ICTD

2,500.00

11.08.2014

ICRA

AAA

AA

30.06.2019

  

63

9.55%INFRASTRUCTURE LEASING & FIN.SERVICES LTD.-2024-SEC NCD

IODS

2,000.00

19.08.2014

FITCH

AAA

D

30.09.2018

  

64

10.10% RELIANCE CAPITAL LTD 2022 NCD

OLDB

516.00

12.09.2014

CARE

AAA

D

30.09.2019

  

65

9.38%IDFC FIRST BANK LIMITED.10.09.2024

ICTD

2,000.00

16.09.2014

ICRA

AAA

AA

30.06.2019

  

66

10.30%SHRIRAM HOUSING FINANCE LTD 2024

HTDA

2,000.00

17.10.2014

CARE

AA+

AA

23.10.2020

  

67

9.32% RELIANCE CAPITAL LIMITED - 2024

OLDB

2,000.00

21.11.2014

CARE

AAA

D

30.09.2019

  

68

9.20% INDIA BULL HOUSING FINANCE -2024

HTDA

2,500.75

19.12.2014

CARE

AAA

AA+

30.06.2020

  

69

9.20% INDIA BULL HOUSING FINANCE - 2024

HTDA

2,500.75

07.01.2015

CARE

AAA

AA+

30.06.2020

  

70

10.50% AMTEK AUTO LIMITED - 2020

OLDB

2,500.00

09.01.2015

CARE

AA

D

31.12.2015

  

71

10.50% AMTEK AUTO LIMITED - 2020

OLDB

1,000.00

02.03.2015

CARE

AA

D

31.12.2015

  

72

9.80%AADHAR HOUSING FINANCE LTD. 2025

HTDA

2,500.00

25.03.2015

CARE

AA+(SO)

AA

31.03.2019

  

73

8.70%IDFC FIRST BANK LTD. 2025

ICTD

1,500.00

25.05.2015

ICRA

AAA

AA

30.06.2019

  

74

9.98% INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2021

IODS

2,120.00

28.05.2015

ICRA

AAA

D

30.09.2018

  

75

9.00% INDIABULLS HOUSING FINANCE LTD - 2025

HTDA

2,500.00

12.06.2015

CARE

AAA

AA+

30.06.2020

  

76

8.73% IDFC FIRST BANK LIMITED - 2022

ICTD

2,000.00

17.06.2015

ICRA

AAA

AA

30.06.2019

  

77

8.75% INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2020

IODS

2,000.00

03.08.2015

CARE

AAA

D

30.09.2018

  

78

8.58% INFRASTRUCTURE & LEASING FINANCIAL SERVICES LTD.  2018

IODS

2,500.00

04.12.2015

CARE

AAA

D

30.09.2018

  

79

9.40%IDFC FIRST LIMITED

2025(FORMERLY CAPITAL FIRST )

OLDB

2,508.71

08.12.2015

CARE

AA+

AA

09.10.2020

  

80

8.65%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2020

IODS

2,500.00

23.12.2015

CARE

AAA

D

30.09.2018

  

81

9.50% ECL FINANCE LTD. - 2026

OLDB

2,500.00

18.03.2016

BRICKWORK

AA+

AA-

11.11.2020

  

82

9.50% ECL FINANCE LTD. - 2026

OLDB

1,500.00

21.03.2016

BRICKWORK

AA+

AA-

11.11.2020

  

83

9.40%IL&FS TRANSPORTATION

IODS

2,500.00

13.04.2016

CARE

AAA

D

31.12.2018

  

84

8.95% RELIANCE HOME FINANCE LTD. - 2025

OLDB

2,500.00

19.05.2016

CARE

AA+

D

31.10.2019

  

85

8.90%INDIABULLS HOUSING FINANCE LTD. - 2026

HTDA

2,491.25

26.07.2016

CARE

AAA

AA+

30.06.2020

  

86

8.60% IL&FS Financial Services Ltd. - 2021

OLDB

2,500.00

09.08.2016

CARE

AAA

D

30.09.2018

  

87

9.10% Reliance General Insurance Co. Ltd. 2026

OLDB

2,000.00

18.08.2016

CARE

AA

A

03.04.2020

  

88

9.28% IL&FS TransportationNetworks Ltd - 2021

IODS

3,000.00

26.08.2016

CARE

AA+

D

31.12.2018

  

89

9.28% IL&FS TransportationNetworks Ltd - 2021

IODS

2,000.00

08.12.2016

CARE

AA+

D

31.12.2018

  

90

8.90% Reliance Capital Ltd., - 2021

OLDB

2,500.00

14.09.2016

CARE

AAA

D

30.09.2019

  

91

9.00% Reliance Capital Ltd.,-2026

OLDB

2,000.00

15.09.2016

CARE

AAA

D

30.09.2019

  

92

8.75% IDFC FIRST BANK LIMITED

2026(FORMERLY CAPITAL FIRST)

OLDB

2,500.00

22.09.2016

CARE

AA+

AA

09.10.2020

  

93

9.00% INDIABULLS HOUSING FINANCE LTD - 2026

HTDA

2,507.50

30.09.2016

CARE

AAA

AA+

30.06.2020

  

94

7.85% INDIAN HOTELS CO LTD 2022 SEC RED NCD..

ECOS

2,000.00

24.01.2017

CARE

AA+

AA

08.01.2021

  

95

8.25% Sec.NCD Reliance Capital 2020,

OLDB

1,500.00

16.02.2017

CARE

AAA

D

30.09.2019

  
 

Series II

         

96

8.35% NATIONAL INSURANCE CO. LTD. -

2027 UNSECURED

OBPT

2,500.00

29.03.2017

ICRA

AA+

A+

19.10.2020

  

97

8.35% NATIONAL INSURANCE CO. LTD. -

2027 UNSECURED

OBPT

2,500.00

30.03.2017

ICRA

AA+

A+

19.10.2020

  

98

8.35% NATIONAL INSURANCE CO. LTD. -

2027 UNSECURED

OBPT

2,500.00

31.03.2017

ICRA

AA+

A+

19.10.2020

  

99

8.45% IDFC FIRST LIMITED 2024 (FORMERLY CAPITAL FIRST )

OLDB

2,000.00

05.05.2017

CARE

AA+

AA

09.10.2020

  

100

8.06% Infrastructure Leasing &Financial services Ltd.May2022

IODS

1,500.00

16.05.2017

CARE

AAA

D

30.09.2018

  

101

7.50% ILFS NCD - 2020

IODS

2,500.00

08.08.2017

CARE

AAA

D

30.09.2018

  

102

7.60% Infrastructure Leasing & Financial Services SEC. 2020

IODS

2,500.00

23.08.2017

FITCH

AAA

D

30.09.2018

  

103

7.75% IL & FS FIN SERVS 2022 SEC RED NCD

IODS

2,000.00

12.09.2017

CARE

AAA

D

30.09.2018

  

104

7.85% Infrastructure Leasing & Financial Services 2027

IODS

1,492.50

26.09.2017

CARE

AAA

D

30.09.2018

  

105

7.85%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD-2022

IODS

2,500.00

03.11.2017

CARE

AAA

D

30.09.2018

  

106

7.85%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD-2022

IODS

1,498.50

22.11.2017

CARE

AAA

D

30.09.2018

  

107

7.80% IL&FS Financial Services 2024

OLDB

2,483.75

09.11.2017

CARE

AAA

D

30.09.2018

  

108

7.77% Indiabulls Housing Finance Ltd. -2022

HTDA

2,500.00

10.11.2017

ICRA

AAA

AA

24.02.2020

  

109

8.30% IL & FS 2023

IODS

2,500.00

15.01.2018

CARE

AAA

D

30.09.2018

  

110

8.30% Infrastructure Leasing & Financial Services Ltd-2023

IODS

2,497.50

18.01.2018

CARE

AAA

D

30.09.2018

  

111

8.30% Infrastructure & Leasing Finance Services Ltd. - 2023

IODS

2,493.75

07.02.2018

CARE

AAA

D

30.09.2018

  

112

8.45%Infrastructure Leasing &Financial Services Ltd.

IODS

2,500.00

16.03.2018

CARE

AAA

D

30.09.2018

  

113

8.75% IL&FS Financial Services #2023

OLDB

2,500.00

03.04.2018

CARE

AAA

D

30.09.2018

  

114

7.80% IL&FS #2020

IODS

2,469.25

11.04.2018

CARE

AAA

D

30.09.2018

  

115

7.80% IL&FS #2020

IODS

2,452.25

04.05.2018

CARE

AAA

D

30.09.2018

  

116

7.80% IL&FS #2020

IODS

1,956.40

11.05.2018

CARE

AAA

D

30.09.2018

  

117

8.90%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD.-2023

IODS

2,493.75

21.05.2018

CARE

AAA

D

30.09.2018

  

118

9.05% Infrastructure Leasing and Financial Services Ltd.2023

IODS

1,488.00

29.06.2018

CARE

AAA

D

31.12.2018

  

119

7.40% Indian Renewable energy Development Agency(IREDA)2030.

IPTD

2,500.00

04.03.2020

FITCH

AAA

AA+

01.09.2020

  

120

7.40% Indian Renewable energy Development Agency(IREDA)2030.

IPTD

2,500.00

05.03.2020

FITCH

AAA

AA+

01.09.2020

  

121

7.40% Indian Renewable energy Development Agency(IREDA)2030.

IPTD

2,500.00

13.03.2020

FITCH

AAA

AA+

01.09.2020

  

122

7.40% Indian Renewable energy Development Agency(IREDA)2030.

IPTD

2,500.00

16.03.2020

FITCH

AAA

AA+

01.09.2020

  

123

7.40% Indian Renewable energy Development Agency(IREDA)2030.

IPTD

2,000.00

19.03.2020

FITCH

AAA

AA+

01.09.2020

  

124

7.740% IREDA 2030

IPTD

5,010.00

13.05.2020

FITCH

AAA

AA+

01.09.2020