| FORM NL-32-STATEMENT OF DOWN GRADED INVESTMENTS | ||||||||||||
| Registration Number: 112 | Name of Fund | |||||||||||
| Statement as on 30.09.2022 | ||||||||||||
| Statement of Down Graded Investments | ||||||||||||
| Periodicity of Submission - Half Yearly | ||||||||||||
| (Amount in Rs. Lakhs) | ||||||||||||
| Sr No | Security ID | Particulars of Investments | Product Type | IRDA Code | Purchase Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks | Flag |
| A | During the Period | 0.00 | ||||||||||
| None | 0.00 | Nil | ||||||||||
| B | As on Date | 0.00 | ||||||||||
| 1 | 0000000012264 | 10.50% Sec.Red.NC Gammon India Ltd. | 04I | IORD | 1,440.00 | 05/07/2009 | CARE | AA | D | 12/31/2014 | D | |
| 2 | 0000000012271 | 13%Sec Red NCDs of Era Infra Engineering Ltd | 04I | ORAD | 2,000.00 | 06/05/2009 | CARE | A | D | 12/31/2013 | D | |
| 3 | 0000000012272 | 11% BHARATI DEFENCE AND INFRASTRUCTURE LIMITED | 04I | IORD | 2,000.00 | 06/09/2009 | CARE | A | BB- | 12/28/2011 | D | |
| 4 | 0000000012384 | 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. | 04I | ORAD | 1,000.00 | 02/27/2010 | CARE | A | D | 12/31/2013 | D | |
| 5 | 0000000012403 | 9.20% Sec.NCD Infrastructure Leasing & Financial Services* | 04I | IORD | 1,000.00 | 03/22/2010 | CARE | AAA | D | 09/30/2018 | D | |
| 6 | 0000000012429 | 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 | 04I | IORD | 1,920.00 | 06/18/2010 | CARE | AA | D | 03/31/2015 | D | |
| 7 | 0000000012515 | 11.25%Elder Pharma NCDs-2018 | 04I | ORAD | 779.14 | 03/30/2011 | CARE | A+ | D | 06/30/2013 | D | |
| 8 | 0000000012519 | 10.25% Amtek Auto 2015- | 04I | ORAD | 6,000.00 | 04/19/2011 | CARE | AA | AA- | 06/30/2015 | D | |
| 9 | 0000000012565 | 10.50% Reliance capital Ltd.2021 | 04I | ORAD | 1,500.00 | 07/15/2011 | BRICKWORK | AA+ | D | 09/26/2019 | D | |
| 10 | 0000000012570 | 9.68% Infrastructure leasing & Finance Co.Ltd.2021 | 04I | IORD | 1,500.00 | 08/04/2011 | FITCH | AAA | D | 09/30/2018 | D | |
| 11 | 0000000012611 | 10.75% Reliance Capital - 2021 NCDs | 04I | ORAD | 1,500.00 | 11/01/2011 | BRICKWORK | AA+ | D | 09/26/2019 | D | |
| 12 | 0000000012639 | 10.75% Reliance Capital 2021 | 04I | ORAD | 2,000.00 | 12/21/2011 | BRICKWORK | AA+ | D | 09/26/2019 | D | |
| 13 | 0000000012643 | 10.60% Reliance Capital 2022 NCDs | 04I | ORAD | 1,000.00 | 01/06/2012 | CARE | AA+ | D | 09/23/2019 | D | |
| 14 | 0000000012661 | 9.82% Infrastructure Leasing & Financial Services Ltd. 2022 | 04I | IORD | 1,000.00 | 01/31/2012 | CARE | AAA | D | 09/30/2018 | D | |
| 15 | 0000000012665 | 10.75% Reliance Capital 2021 -Unsecured | 04I | ORAD | 2,000.00 | 02/17/2012 | BRICKWORK | AA+ | D | 09/26/2019 | D | |
| 16 | 0000000012673 | 10.60% Reliance Capital NCDs -2022 | 04I | ORAD | 1,500.00 | 03/07/2012 | BRICKWORK | AA+ | D | 09/26/2019 | D | |
| 17 | 0000000012682 | 10.30% IL&FS Financial Services Ltd. | 04I | ORAD | 1,000.00 | 04/10/2012 | CARE | AAA | D | 09/30/2018 | D | |
| 18 | 0000000012695 | 9.80% Infrastructure Leasing & Financial Services Ltd. | 04I | IORD | 1,500.00 | 06/05/2012 | CARE | AAA | D | 09/30/2018 | D | |
| 19 | 0000000012739 | 10.20% Reliance Capital 2022 | 04I | ORAD | 3,000.00 | 08/29/2012 | CARE | AAA | D | 09/23/2019 | D | |
| 20 | 0000000012750 | 10.40% RELIANCE HOME FINANCE Ltd2022-Unsec.Sub.Debt Tier II | 04I | HORD | 1,500.00 | 09/24/2012 | BRICKWORK | AA | D | 09/19/2019 | D | |
| 21 | 0000000012755 | 9.54% IL&FS Financial Services Ltd.-2022-Series IV | 04I | ORAD | 1,500.00 | 10/05/2012 | FITCH | AAA | D | 09/30/2018 | D | |
| 22 | 0000000012756 | 10.40% Reliance Home Finance Ltd.2022 - Unsecured | 04I | HORD | 1,498.51 | 10/04/2012 | BRICKWORK | AA | D | 09/19/2019 | D | |
| 23 | 0000000012758 | 10.30% Indiabulls Housing Finance Ltd. | 04I | HTDA | 1,498.81 | 10/15/2012 | CARE | AA+ | AA | 02/17/2020 | D | |
| 24 | 0000000012763 | 10.30% Indiabulls Housing Finance Ltd. | 04I | HTDA | 1,498.66 | 10/25/2012 | CARE | AA+ | AA | 02/17/2020 | D | |
| 25 | 0000000012780 | 10% Indiabulls Housing Finance Ltd. 2022 | 04I | HTDA | 1,499.71 | 11/09/2012 | CARE | AA+ | AA | 02/17/2020 | D | |
| 26 | 0000000012783 | 10% Indiabulls Housing Finance Ltd. 2022 | 04I | HTDA | 1,499.56 | 11/22/2012 | CARE | AA+ | AA | 02/17/2020 | D | |
| 27 | 0000000012789 | 9.95% RELIANCE CAPITAL 2022 | 04I | ORAD | 5,000.16 | 12/05/2012 | CARE | AAA | D | 09/30/2019 | D | |
| 28 | 0000000012792 | 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) | 04I | IORD | 1,500.00 | 12/11/2012 | CARE | AA | D | 12/12/2019 | D | |
| 29 | 0000000012795 | IDBI 8.99% 19-Dec-12 INE008A08U50. | 04I | ORAD | 1,500.00 | 12/19/2012 | ICRA | AA+ | A+ | 09/27/2021 | D | |
| 30 | 0000000012796 | 10% Indiabulls Housing Finance Ltd. 2022 | 04I | HTDA | 1,500.00 | 12/26/2012 | CARE | AA+ | AA | 02/17/2020 | D | |
| 31 | 0000000012799 | 8.90% UNION BANK 2022 | 04I | EPBT | 1,400.00 | 01/01/2013 | CRISIL | AAA | AA+ | 09/30/2017 | D | |
| 32 | 0000000012802 | 9.40%INFRASTRUCTURE LEASING AND FINANCIAL.-2022 Sec Red NCD. | 04I | IORD | 2,000.00 | 01/03/2013 | FITCH | AAA | D | 09/30/2018 | D | |
| 33 | 0000000012803 | 10% Indiabulls Financial Services Ltd 2022 | 04I | ECOS | 1,499.70 | 01/07/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 34 | 0000000012806 | 10% Indiabulls Housing Finance Ltd.SEC NCD 2022 | 04I | HTDA | 2,999.70 | 01/08/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 35 | 0000000012818 | 10.25% Reliance Capital Sec NCDs -2022 | 04I | ORAD | 1,500.32 | 01/29/2013 | CARE | AAA | D | 09/30/2019 | D | |
| 36 | 0000000012826 | 10% RELIANCE HOME FINANCE LTD 2023 | 04I | HORD | 1,499.70 | 02/11/2013 | BRICKWORK | AA | D | 09/19/2019 | D | |
| 37 | 0000000012829 | 9.90% RELIANCE CAPITAL SEC NCD 2023 | 04I | ORAD | 5,004.08 | 02/14/2013 | CARE | AAA | D | 09/30/2019 | D | |
| 38 | 0000000012833 | 10.10% Indiabulls Housing Finance Ltd. 2023 ltd | 04I | HTDA | 2,499.50 | 02/26/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 39 | 0000000012834 | 10% Indiabulls Housing Finance Ltd. 2023 | 04I | HTDA | 2,497.50 | 03/01/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 40 | 0000000012852 | 10.30% IDFC FIRST LIMITED (FORMERLY CAPITAL FIRST 2023) | 04I | ORAD | 2,502.60 | 03/26/2013 | CARE | AA+ | AA | 10/09/2020 | D | |
| 41 | 0000000012857 | 10.10% IndiaBulls Housing Finance Ltd. unsec 2023 | 04I | HTDA | 1,995.06 | 04/22/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 42 | 0000000012872 | 9.5% RELIANCE HOME FINANCE LTD 2023 UNSEC | 04I | HORD | 2,498.75 | 06/03/2013 | CARE | AA | D | 09/30/2019 | D | |
| 43 | 0000000012878 | 9.90% Indiabulls Housing Finance Ltd Unsec 2023 | 04I | HTDA | 2,468.00 | 06/20/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 44 | 0000000012879 | 7.98% IDFC FIRST BANK LIMITED 2023 SEC NCD | 04I | ICTD | 1,976.00 | 06/28/2013 | ICRA | AAA | AA | 06/30/2019 | D | |
| 45 | 0000000012909 | 10.50% SHRIRAM TRANSPORT FINANCE CO. LTD 2023 SEC NCD | 04I | ECOS | 1,490.25 | 08/21/2013 | CRISIL | AA+ | AA | 12/31/2013 | D | |
| 46 | 0000000012935 | 10.25% Indiabulls Housing Finance Ltd. 2023 Sec NCD | 04I | HTDA | 2,500.00 | 10/11/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 47 | 0000000012965 | 10.20% Indiabulls Housing Finance Ltd.Dec. 2023 Sec NCD. | 04I | HTDA | 2,500.00 | 12/27/2013 | CARE | AA+ | AA | 02/17/2020 | D | |
| 48 | 0000000012967 | 9.63% IDFC FIRST BANK LTD 2024 SEC NCD | 04I | ICTD | 2,500.00 | 01/07/2014 | ICRA | AAA | AA | 06/30/2019 | D | |
| 49 | 0000000012977 | 9.90% IL & FS FINANCIAL SERVICES LTD 2019 SEC NCD | 04I | ORAD | 2,500.00 | 01/31/2014 | FITCH | AAA | D | 09/30/2018 | D | |
| 50 | 0000000012978 | 9.95% IL& FS LTD. 2021 SEC NCD | 04I | IORD | 2,000.00 | 02/07/2014 | CARE | AAA | D | 09/30/2018 | D | |
| 51 | 0000000013003 | 10.15% INDIABULLS HOUSING FINANCE LTD 2024 SEC NCD | 04I | HTDA | 2,500.00 | 06/19/2014 | CARE | AA+ | AA | 02/17/2020 | D | |
| 52 | 0000000013017 | 9.50% IL&FS FINANCIAL SERVICES LTD. | 04I | ORAD | 1,500.00 | 07/08/2014 | CARE | AAA | D | 09/30/2018 | D | |
| 53 | 0000000013022 | 10.15% INDIABULLS HOUSING FINANCE LTD 2024 SEC NCD | 04I | HTDA | 2,500.00 | 07/09/2014 | CARE | AA+ | AA | 02/17/2020 | D | |
| 54 | 0000000013027 | 9.50%INFRASTRUCTURE LEASING & FIN.SERVICES LTD.-2024-SEC NCD | 04I | IORD | 2,500.00 | 08/01/2014 | CARE | AAA | D | 09/30/2018 | D | |
| 55 | 0000000013028 | 9.42% RELIANCE CAPITAL LTD 2024 | 04I | ORAD | 4,000.00 | 08/05/2014 | CARE | AAA | D | 09/30/2019 | D | |
| 56 | 0000000013030 | 9.30%IDFC FIRST BANK LIMITED - 07.08.2024 | 04I | ICTD | 2,500.00 | 08/11/2014 | ICRA | AAA | AA | 06/30/2019 | D | |
| 57 | 0000000013034 | 9.55%INFRASTRUCTURE LEASING & FIN.SERVICES LTD.-2024-SEC NCD | 04I | IORD | 2,000.00 | 08/19/2014 | FITCH | AAA | D | 09/30/2018 | D | |
| 58 | 0000000013050 | 10.10% RELIANCE CAPITAL LTD 2022 NCD | 04I | ORAD | 500.00 | 09/12/2014 | CARE | AAA | D | 09/30/2019 | D | |
| 59 | 0000000013052 | 9.38%IDFC FIRST BANK LIMITED.10.09.2024 | 04I | ICTD | 2,000.00 | 09/16/2014 | ICRA | AAA | AA | 06/30/2019 | D | |
| 60 | 0000000013059 | 10.30%SHRIRAM HOUSING FINANCE LTD 2024 | 04I | HTDA | 2,000.00 | 10/17/2014 | CARE | AA+ | AA | 10/23/2020 | D | |
| 61 | 0000000013069 | 9.32% RELIANCE CAPITAL LIMITED - 2024 | 04I | ORAD | 2,000.00 | 11/21/2014 | CARE | AAA | D | 09/30/2019 | D | |
| 62 | 0000000013079 | 9.20% INDIA BULL HOUSING FINANCE -2024 | 04I | HTDA | 2,500.17 | 12/19/2014 | CARE | AAA | AA | 02/17/2020 | D | |
| 63 | 0000000013085 | 9.20% INDIA BULL HOUSING FINANCE - 2024 | 04I | HTDA | 2,500.17 | 01/07/2015 | CARE | AAA | AA | 02/17/2020 | D | |
| 64 | 0000000013087 | 10.50% AMTEK AUTO LIMITED - 2020 | 04I | OLDB | 2,591.60 | 01/09/2015 | CARE | AA | D | 12/31/2015 | D | |
| 65 | 0000000013129 | 9.80%AADHAR HOUSING FINANCE LTD. 2025 | 04I | HTDA | 2,500.00 | 03/25/2015 | CARE | AA+(SO) | AA | 03/31/2019 | D | |
| 66 | 0000000013149 | 8.70%IDFC FIRST BANK LTD. 2025 | 04I | ICTD | 1,500.00 | 05/25/2015 | ICRA | AAA | AA | 06/30/2019 | D | |
| 67 | 0000000013156 | 9.98% INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2021 | 04I | IORD | 2,000.00 | 05/28/2015 | ICRA | AAA | D | 09/30/2018 | D | |
| 68 | 0000000013163 | 9.00% INDIABULLS HOUSING FINANCE LTD - 2025 | 04I | HTDA | 2,500.00 | 06/12/2015 | CARE | AAA | AA | 02/17/2020 | D | |
| 69 | 0000000013185 | 8.75% INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2020 | 04I | IORD | 2,000.00 | 08/03/2015 | CARE | AAA | D | 09/30/2018 | D | |
| 70 | 0000000013254 | 8.58% INFRASTRUCTURE & LEASING FINANCIAL SERVICES LTD. 2018 | 04I | IORD | 2,500.00 | 12/04/2015 | CARE | AAA | D | 09/30/2018 | D | |
| 71 | 0000000013256 | 9.40%IDFC FIRST LIMITED 2025(FORMERLY CAPITAL FIRST ) | 04I | ORAD | 2,502.66 | 12/08/2015 | CARE | AA+ | AA | 10/09/2020 | D | |
| 72 | 0000000013276 | 8.65%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2020 | 04I | IORD | 2,500.00 | 12/23/2015 | CARE | AAA | D | 09/30/2018 | D | |
| 73 | 0000000013318 | 9.50% ECL FINANCE LTD. - 2026 | 04I | ORAD | 4,000.00 | 03/18/2016 | BRICKWORK | AA+ | AA- | 11/11/2020 | D | |
| 74 | 0000000013324 | 9.40%IL&FS TRANSPORTATION | 04I | IORD | 2,500.00 | 04/13/2016 | CARE | AAA | D | 12/31/2018 | D | |
| 75 | 0000000013343 | 8.95% RELIANCE HOME FINANCE LTD. - 2025 | 04I | HORD | 2,500.00 | 05/19/2016 | BRICKWORK | AA+ | D | 09/19/2019 | D | |
| 76 | 0000000013381 | 8.90%INDIABULLS HOUSING FINANCE LTD. - 2026 | 04I | HTDA | 2,491.25 | 07/26/2016 | CARE | AAA | AA | 02/17/2020 | D | |
| 77 | 0000000013387 | 8.60% IL&FS Financial Services Ltd. - 2021 | 04I | ORAD | 2,500.00 | 08/09/2016 | CARE | AAA | D | 09/30/2018 | D | |
| 78 | 0000000013388 | 9.10% Reliance General Insurance Co. Ltd. 2026 | 04I | ORAD | 2,000.00 | 08/18/2016 | CARE | AA | A | 04/03/2020 | D | |
| 79 | 0000000013393 | 9.28% IL&FS Transportation Networks Ltd - 2021 | 04I | IORD | 5,000.00 | 08/26/2016 | CARE | AA+ | D | 12/31/2018 | D | |
| 80 | 0000000013401 | 8.90% Reliance Capital Ltd., - 2021 | 04I | ORAD | 2,500.00 | 09/14/2016 | BRICKWORK | AAA | D | 09/26/2019 | D | |
| 81 | 0000000013402 | 9.00% Reliance Capital Ltd.,-2026 | 04I | ORAD | 2,000.00 | 09/15/2016 | BRICKWORK | AAA | D | 09/26/2019 | D | |
| 82 | 0000000013404 | 8.75% IDFC FIRST BANK LIMITED 2026(FORMERLY CAPITAL FIRST) | 04I | ORAD | 2,500.00 | 09/22/2016 | CARE | AA+ | AA | 10/09/2020 | D | |
| 83 | 0000000013410 | 9.00% INDIABULLS HOUSING FINANCE LTD - 2026 | 04I | HTDA | 2,503.00 | 09/30/2016 | CARE | AAA | AA | 02/17/2020 | D | |
| 84 | 0000000013492 | 8.25% Sec.NCD Reliance Capital 2020, Series II | 04I | ORAD | 1,500.00 | 02/16/2017 | BRICKWORK | AAA | D | 09/26/2019 | D | |
| 85 | 0000000013520 | 8.35% NATIONAL INSURANCE CO. LTD. - 2027 UNSECURED | 04I | ORAD | 7,500.00 | 03/29/2017 | ICRA | AA+ | A+ | 10/19/2020 | D | |
| 86 | 0000000013528 | 8.45% IDFC FIRST LIMITED 2024 (FORMERLY CAPITAL FIRST ) | 04I | ORAD | 2,000.00 | 05/05/2017 | CARE | AA+ | AA | 10/09/2020 | D | |
| 87 | 0000000013537 | 8.06% Infrastructure Leasing &Financial services Ltd.May2022 | 04I | IORD | 1,500.00 | 05/16/2017 | CARE | AAA | D | 09/30/2018 | D | |
| 88 | 0000000013579 | 7.50% ILFS NCD - 2020 | 04I | IORD | 2,500.00 | 08/08/2017 | CARE | AAA | D | 09/30/2018 | D | |
| 89 | 0000000013586 | 7.60% Infrastructure Leasing & Financial Services SEC. 2020 | 04I | IORD | 2,500.00 | 08/23/2017 | FITCH | AAA | D | 09/30/2018 | D | |
| 90 | 0000000013593 | 7.75% IL & FS FIN SERVS 2022 SEC RED NCD | 04I | IORD | 2,000.00 | 09/12/2017 | CARE | AAA | D | 09/30/2018 | D | |
| 91 | 0000000013595 | 7.85% Infrastructure Leasing & Financial Services 2027 | 04I | IORD | 1,492.50 | 09/26/2017 | CARE | AAA | D | 09/30/2018 | D | |
| 92 | 0000000013606 | 7.85%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD-2022 | 04I | IORD | 3,998.50 | 11/03/2017 | CARE | AAA | D | 09/30/2018 | D | |
| 93 | 0000000013609 | 7.80% IL&FS Financial Services 2024 | 04I | ORAD | 2,483.75 | 11/09/2017 | CARE | AAA | D | 09/30/2018 | D | |
| 94 | 0000000013612 | 7.77% Indiabulls Housing Finance Ltd. -2022 | 04I | HTDA | 2,500.00 | 11/10/2017 | ICRA | AAA | AA | 02/24/2020 | D | |
| 95 | 0000000013646 | 8.30% IL & FS 2023 | 04I | IORD | 2,500.00 | 01/15/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 96 | 0000000013647 | 8.30% Infrastructure Leasing & Financial Services Ltd-2023 | 04I | IORD | 2,497.50 | 01/18/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 97 | 0000000013665 | 8.30% Infrastructure & Leasing Finance Services Ltd. - 2023 | 04I | IORD | 2,493.75 | 02/07/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 98 | 0000000013704 | 8.45%Infrastructure Leasing &Financial Services Ltd. | 04I | IORD | 2,500.00 | 03/16/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 99 | 0000000013715 | 8.75% IL&FS Financial Services –2023 | 04I | ORAD | 2,500.00 | 04/03/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 100 | 0000000013723 | 7.80% IL&FS –2020 | 04I | IORD | 7,000.00 | 04/11/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 101 | 0000000013741 | 8.90%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD.-2023 | 04I | IORD | 2,493.75 | 05/21/2018 | CARE | AAA | D | 09/30/2018 | D | |
| 102 | 0000000013768 | 9.05% Infrastructure Leasing and Financial Services Ltd.2023 | 04I | IORD | 1,488.00 | 06/29/2018 | CARE | AAA | D | 12/31/2018 | D | |
| 103 | 0000000014104 | 7.40% Indian Renewable energy Development Agency(IREDA)2030. | 04I | IPTD | 12,000.00 | 03/04/2020 | FITCH | AAA | AA+ | 09/01/2020 | D | |
| 104 | 0000000014132 | 7.740% IREDA 2030 | 04I | IPTD | 5,007.61 | 05/13/2020 | FITCH | AAA | AA+ | 09/01/2020 | D | |
| 250,009.93 | ||||||||||||
| Note: | ||||||||||||
| 1 | Provide details of Down Graded Investments during the Quarter. | |||||||||||
| 2 | Investments currently upgraded, listed as Down Graded during earlier Quarter shall be deleted from the Cumulative listing. | |||||||||||
| 3 | FORM shall be prepared in respect of each fund. | |||||||||||
| 4 | Category of Investment (COI) shall be as per Guidelines issued by the Authority | |||||||||||
| 5 | Investment Regulations, as amended from time to time, to be referred |